- Truist (Whiteville, NC)
- …review the following job description:** Responsible for day-to-day operations of assigned Financial Intelligence Unit (FIU) team ensuring full compliance with ... other relevant sources to mitigate the company's reputation or regulatory risk. 6. Lead , mentor and coach direct reports to include training and regular performance… more
- Vanguard (Malvern, PA)
- We are seeking a strategic analytics leader to join our Financial Crimes and Code team , responsible for developing analytical strategies to identify risk and ... stakeholder engagement and data governance. As a Data Analytics Lead in Financial Crimes , you...and develop our skills as individuals and as a team . From Malvern to Melbourne, our mission drives us… more
- American Express (New York, NY)
- …key gaps and strengthen the first line's ability to detect and prevent financial crimes across our lines of business. The team will work in coordination with ... the Global Financial Crimes Compliance (GFCC) team within the Global...Partner with 1LOD teams to build financial crimes business monitoring program + Build and lead… more
- MUFG (Irving, TX)
- …provide more details. **_Major Responsibilities:_** Responsible for supporting the Global Financial Crimes Compliance Testing ("GFCCT") function in performing ... deep dive reviews and targeted risk-based thematic assessments of financial crimes compliance (AML, Sanctions, ABC) processes globally, with an emphasis on the… more
- MUFG (Irving, TX)
- …for GFCD's global data platform, focusing on advanced data analytics to combat financial crimes . + **Provide expert guidance and leadership** on best practices ... Financial Crime Division (GFCD) Design, Tuning and Optimization team , this new position has been created to oversee...using Databricks to identify patterns and anomalies indicative of financial crimes , utilizing advanced data mining and… more
- Bank of America (Atlanta, GA)
- Global Financial Crimes Manager - Enterprise Monitoring & Testing Program New York, New York;Dallas, Texas; Charlotte, North Carolina; Atlanta, Georgia **To ... for customer due diligence (CDD) related requirements relating to financial crimes (FC) laws, rules, regulations (LRRs)...needed, and reporting of results; + Indirectly manage a team of 4-5 associates + Lead discussions… more
- MUFG (New York, NY)
- …details. **Job Summary:** The Assistant Vice President role within the Global Financial Crimes Internal Audit function is responsible for executing independent, ... and related regulatory agencies. + Minimum of 5 or more years of financial crimes (BSA/AML/OFAC) compliance audit experience + CAMS certification preferred +… more
- MUFG (Tempe, AZ)
- …provide more details. This Associate Vice President (AVP) role in the Global Financial Crimes Division ("GFCD") and Americas Compliance function of MUFG Bank, ... the coordination and delivery of Americas core compliance and financial crimes compliance issues data and information...execution, working with other members of the Issues Management team on strategic and operational enhancement. + Lead… more
- MUFG (Irving, TX)
- …stakeholders and coordinating with regional teams to perform testing. **Responsibilities:** + Lead Financial Crimes (FC) systems testing activities in ... work remotely one day. A member of our recruitment team will provide more details. **Summary:** The candidate will...other FC systems to detect control breaks and mitigate financial crimes risk. + Lead … more
- Capital One (Riverwoods, IL)
- …One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team . As a member of ... the Financial Crimes Compliance Audit team , you will focus...for coaching and investing in the betterment of your team . You lead through change with candor… more
- Vanguard (Chesterbrook, PA)
- …Internal Auditor role, you will complete risk-based audit and consulting engagements focused on financial crimes and fraud as well as other diverse lines of ... instrumental in implementing the audit coverage strategy primarily for financial crimes and fraud engagements. Responsibilities: +...the CAMS certification within a year of joining the team . Candidate may also pursue other financial … more
- Vanguard (Chesterbrook, PA)
- …Audit & SOX department is seeking a Senior Engagement Manager specializing in Financial Crimes & Fraud. The successful candidate will have an opportunity ... crime and fraud audit program and plan, perform, and lead financial crime and fraud related audits...deliver difficult findings to senior executives + Experience in Financial crimes and fraud is required. Experience… more
- MUFG (Irving, TX)
- … Financial Crime Strategy and Oversight** , the Vice President, **Head of Financial Crimes and Compliance Human Capital Strategy** , is a critical divisional ... work remotely one day. A member of our recruitment team will provide more details. Reporting to the **Global...capital vision and roadmap that aligns with the Global Financial Crimes Divisions (GFCD) strategic objectives. This… more
- MUFG (Irving, TX)
- …of our recruitment team will provide more details. **Job Description** The Financial Crimes Compliance Analyst will support the Policy and Governance Team ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving… more
- Truist (Atlanta, GA)
- …for leading and managing staff, vision and strategic plan of respective Financial Crimes Investigations (FCI) area(s) under leadership, with an emphasis ... are not mentioned below. Specific activities may change from time to time. 1. Lead FCI technology initiatives and other tech related activities to ensure that Truist… more
- JPMorgan Chase (Newark, DE)
- …status quo and striving to be best-in-class. As a Director in the Global Financial Intelligence Unit (GFIU), you will provide strategic vision and direction to a ... team of investigators who handle complex, proactive investigations into...change in AML processes where needed. Job Responsibilities: + Lead highly inspired teams to deliver timely and effective… more
- TD Bank (Greenville, SC)
- …of work performed by employees supervised. **Depth & Scope:** + Generally leads a team focused on assigned audit and generally assumes the lead position on ... the audit, providing supervision and assignments to team members as Auditor In Charge as well as...in Charge on an Audit + May participate and/or lead assigned special projects + Provides feedback on staff… more
- TD Bank (Charlotte, NC)
- …Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals and oversees, plans and executes audits and/or projects of ... a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity or...to develop the divisional annual plan + Acts as lead audit advisor to management and respective teams for… more
- Raymond James Financial, Inc. (Denver, CO)
- …ensuring timely resolution and documentation. + Represent the Fraud Governance team in internal and external fraud working groups and cross-functional initiatives. ... to ensure alignment and effective execution of fraud governance responsibilities. + Lead and support special projects. + Performs other duties and responsibilities… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …due diligence searches in various third-party and internal databases. + Prepare and lead AML trainings of targeted divisions within the Firm. + Perform analysis and ... Principles of banking and finance and securities industry operations. + Financial markets and products. + Administering anti-money laundering policies and… more