- MUFG (New York, NY)
- …of compliance with a focus on advisory and policy development. + 5+ years of Fixed Income Compliance experience + Strong knowledge of FINRA, SEC, NFA and ... details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires someone who… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** The Fixed Income Strategies Team is searching for a Lead Portfolio Manager - Municipal Fixed Income (Lead Wealth Investment ... Portfolio Manager). The Fixed Income Strategies Team (FIST) is part of the Wells...to internal partners + Provide on-going support to generalist advisor partners in their knowledge, awareness, and implementation of… more
- PNC (Chicago, IL)
- …Registered Investment Advisor (RIA) that specializes in managing taxable fixed income portfolios for institutional clients. Investment strategies range from ... valued and have an opportunity to contribute to the company's success. As a Fixed Income Quantitative Analyst within the PNC Capital Advisors organization, you… more
- Citigroup (New York, NY)
- …+ Preferably experience in building real-time bond trading platform + Knowledge of Fixed Income instruments, particularly corporate bonds and RFQ workflows + ... help define operating standards and processes + Serve as advisor or coach to new or lower level analysts...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (New York, NY)
- …systems + Experience in building real-time bond trading platform + Knowledge of Fixed Income instruments, particularly corporate bonds and RFQ workflows + Strong ... thinking to define issues and develop innovative solutions + Serve as advisor or coach to mid-level developers and analysts, allocating work as necessary… more
- Citigroup (Getzville, NY)
- …operations and end results + Assist with overseeing the risk control environment, compliance efforts to follow policies and procedures and keep abreast of Citi's ... clients and internal operations groups + Serve as an advisor and coach to new or junior level staff...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Neuberger Berman (TX)
- …client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge ... **Summary** The Advisor Consultant is responsible for creating new relationships...Specialists, ETF Strategists, and other members of distribution, legal, compliance , and investments. + Maintain knowledge of Neuberger Berman… more
- Neuberger Berman (TX)
- …and business development skills; existing RIA relationships a plus + Strong fixed income /ETF background with a fundamental understanding of alternatives desired ... **Summary** The RIA Client Advisor is responsible for furthering the growth of...of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private… more
- Neuberger Berman (PA)
- …client assets (as of September, 2025) across a range of strategies-including equity, fixed income , quantitative and multi-asset class, private equity and hedge ... The Advisor Consultant is responsible for creating new relationships...Specialists, ETF Strategists, and other members of distribution, legal, compliance , and investments + Maintain knowledge of Neuberger Berman… more
- City National Bank (West Hollywood, CA)
- …all required account documentation is collected and completed. * For Directed Fixed Income portfolios, monitor for corporate and municipal bond concentrations ... *FINANCIAL ADVISOR SENIOR* WHAT IS THE OPPORTUNITY? The Senior...review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while… more
- CIBC (Chicago, IL)
- …Have a strong understanding of global financial markets, including equities, fixed income , and alternative investments. + **Analytical expert:** Demonstrate ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What you'll be doing** As a **Wealth Advisor ** in CIBC Wealth Management's Chicago office, you will play a… more
- First Horizon Bank (Atlanta, GA)
- …consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been ... responsible for completing audit engagement assignments with minimal supervision. The Audit Sr. Advisor is expected to: + understand and identify the full range of… more
- T. Rowe Price (Owings Mills, MD)
- …experience, we provide investment solutions and a broad range of equity, fixed income , and multi-asset capabilities to individuals, advisors, institutions, and ... . About this Position Reporting to the Broker/Dealer Chief Compliance Officer, the role is responsible for ensuring ...+ Demonstrated ability to establish yourself as a trusted advisor to colleagues at all levels of seniority +… more
- TD Bank (New York, NY)
- …Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities, Exchange-Traded Products, and Electronic Communications ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- Deloitte (Nashville, TN)
- …practices, we can assist with the complex tax and reporting needs of large portfolios of fixed income investments. Work You'll Do As a Manager in this group, you ... in accounting, finance, MIS, or related field required + Practical knowledge in fixed income financial products, income tax principles, debt instruments… more
- Robert Half Finance & Accounting (Englewood, CO)
- …opening. This role is responsible for the timely and accurate execution of equity, fixed income , and ETF trades across client portfolios. The Execution Trader ... wealth management environment. Key Responsibilities: + Execute trades across equities, ETFs, fixed income , and mutual funds on behalf of portfolio managers… more
- Citigroup (Tampa, FL)
- …Description The IT Business Lead Analyst is a senior-level position responsible within Fixed Income Electronic Trading technology team at Citigroup. We are ... to the current business environment + Interpersonal: Act as advisor or coach to new or lower level analysts...Office Trading and Pricing solutions. + Strong knowledge on Fixed Income (Credit and Rates) products and… more
- Raymond James Financial, Inc. (Baltimore, MD)
- …proprietary models for the economy (eg, recessionary models), equities (valuation models) and fixed income (levels and spreads) + Contributes regularly to the ... classes that include equities (US, sectors, international, developed, and emerging markets), fixed income (sectors), commodities and alternatives. + A deep… more
- JPMorgan Chase (New York, NY)
- …recommendations, propose firm offerings and execute equity trades, mutual fund orders, fixed income trades and private investments + Provide support across ... client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout the firm +… more
- JPMorgan Chase (Portland, OR)
- …recommendations, propose firm offerings and execute equity trades, mutual fund orders, fixed income trades and private investments + Provide support across ... client meetings + Serve as a liaison between the Financial Advisor team, branch management, compliance and various other business units throughout the firm +… more