- Vanguard (Malvern, PA)
- …understanding of Vanguard's fixed income investment operations and data operational risk management functional areas. Keeps abreast of current issues in ... Core Responsibilities 1. Develops, implements, and maintains an effective operational risk management framework to monitor and... risk management framework to monitor and report risk exposures across global fixed income… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** **The Fixed Income Strategies Team** is searching for a ** Fixed Income Portfolio Manager -** **Municipals.** **The Fixed ... income and long-term capital growth within the fixed income allocation of their portfolio. The...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- City and County of San Francisco (San Francisco, CA)
- …the data collection and aggregation process for the Public Fixed Income portfolio including performance, exposures, and other risk metrics. + Responsible ... the position of Investment Officer ("IO") for its Public Fixed Income portfolio, which includes Treasuries, Public...operational and monitoring functions related to the Public Fixed Income portfolio. + Assists in conducting… more
- Marex (New York, NY)
- …www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services primarily ... for Fixed Income securities, including corporate bonds, convertible...other regulatory rules and regulations. + Adhere to the operational risk framework for your role ensuring… more
- Wellington (Boston, MA)
- …with those of our clients. **About the Role** We are looking to hire a Fixed Income Portfolio Analyst. Based in Boston, the ideal candidate will work with ... areas of the firm to improve processes and minimize operational risks; and + Monitoring performance, risk ...of 3-5 years of relevant professional experience in the fixed income space, preferably as Guideline Monitoring… more
- Principal Financial Group (Charlotte, NC)
- **What You'll Do** Principal Financial Group has an opportunity for a Fixed Income Senior Associate to join our Investment Performance and Analytics Team. In ... you will perform attribution and analytics function for the fixed income credit and rates strategies, while...Ensure accurate and timely distribution of attribution, analytics, and risk stats. Provide support to client service and marketing… more
- Vanguard (Malvern, PA)
- As a key contributor on the fixed income trading desk, this role blends strategic execution with analytical depth to drive portfolio performance. From ... environment. Core Responsibilities: + Negotiates and executes trades for fixed income managed portfolios. Measures the impact...a lower level of discretion. + Performs market and risk analysis for senior staff to identify critical data… more
- JPMorgan Chase (New York, NY)
- …such as Control Management, Compliance, Legal, Risk and Technology. As a Global Fixed Income Business Manager Associate within the GFICC group, you will be a ... opening for an Associate Business Manager in the Global Fixed Income , Currency and Commodities (GFICC) group...Partner with Control Management to ensure GFICC US meets risk and operational control objectives including the… more
- Wellington (Boston, MA)
- …those of our clients. **About the Role** **OVERVIEW** We are looking to hire a Fixed Income Portfolio Analyst, based in Boston. The ideal candidate will work ... areas of the firm to improve processes and minimize operational risks; and * Monitoring performance, risk ...to: * Demonstrated strong understanding of, and interest in, fixed income capital markets (in particular structured… more
- Raymond James Financial, Inc. (Memphis, TN)
- …projects and due diligence responsibilities such as, gathering information, analyze operational risk performance, identify possible risks and make ... recommendations for operational improvements to product offerings. **Job Description** **Job Summary**...and maintains the infrastructure to support business operations within Fixed Income Capital Markets. + Interprets and… more
- MUFG (New York, NY)
- …The Trade Support Associate/AVP will be responsible for supporting all of the firm's Fixed Income businesses but especially the US Treasury Auction process and ... person will be responsible for handling all Middle Office operational functions including, but not limited to, providing trade...CP and UST cash trades + Work with Credit Risk teams throughout the course of the day monitoring… more
- BMO Financial Group (New York, NY)
- Provides support and delivers operational processes to ensure timely and accurate processing of securities and trade transactions are booked correctly in systems for ... + Provides input into the planning and implementation of operational programs. + May assist with activities such as...processes and controls - In-depth. + Knowledge of the risk and regulatory requirements of the business - In-depth.… more
- JPMorgan Chase (Jersey City, NJ)
- …the box, challenging the status quo and striving to be best-in-class. As an Operational Risk Management Lead within the Compliance, Conduct and Operational ... range of backgrounds and experience who collectively ensure that the Firm's Operational Risk Management Framework is implemented and functions effectively within… more
- Scotiabank (New York, NY)
- Senior Manager US Operational Risk **Requisition ID:** 220995 **Salary Range:** 117.400,00 - 224.700,00 _Please note that the Salary Range shown is a guideline ... & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious… more
- Scotiabank (New York, NY)
- …& acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious ... not limited to, Risk and Control Self Assessments ("RCSAs"), Risk identification, Operational Risk Events, Key Risk Indicators ("KRIs"),… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description Summary** The Operational Risk Professional III provides support for Registered Investment Advisors (RIA) in Fixed Income and Money ... critical for success in this role. **Job Description** The Operational Risk Professional III provides support for...III provides support for Registered Investment Advisors (RIA) in Fixed Income and Money Movement transactions. This… more
- Citigroup (Getzville, NY)
- …Operations. We support an extensive range of products and services including Fixed Income , Equity, Commodities and Syndicates. We are part-way through ... for exceptions and breaks, ensuring issues are escalated timely, fixed at the root cause and look across for...qualitative in nature. Able to manage issues associated with operational risk capital, in partnership with the… more
- JPMorgan Chase (New York, NY)
- …Officer within the JPM Wealth Management team and the Compliance Conduct and Operational Risk (CCOR) organization, you will be responsible for partnering with ... Business (LOB) and global/regional Compliance teams; including Internal Audit, Operational Risk and other Control functions. You...this role you will also focus on equities and fixed income trading Compliance matters. Job Responsibilities… more
- Mizuho Corporate Bank (New York, NY)
- …Business Risk and Control (BRC) is a 1st line of defense Operational Risk team responsible for identifying, assessing, monitoring, and controlling ... operational risk for all businesses and legal...operational risk for all businesses and legal entities across Mizuho...span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX,… more
- First Horizon Bank (Charlotte, NC)
- …a first or second line of defense capacity. * Experience managing enterprise and operational risk programs at a large financial institution, including RCSA, KRI, ... consumer, small business, wealth and trust management, retail brokerage, capital markets, fixed income , and mortgage banking services. First Horizon has been… more