- Wells Fargo (New York, NY)
- …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Citizens (Boston, MA)
- …the Banking Industry, Risk Consulting, Financial Services, compliance, Front Line Risk , Internal Audit, and/or Regulatory Agency. + Experience with ... and reporting. + Produce commentary and analysis of Operational Risk Frameworks, assessing the Front - Line ...Loss Data Management and Capital Planning + Knowledge of regulatory guidance pertaining to Enterprise and Operational Risk… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …+ Knowledge of the Securities industry and SEC / FINRA regulations is preferred. Front Line Business Controls - Third Party Management LOCATION -- Cincinnati, ... + Establishes a set of processes that include first line of defense risk limits, with policies...Notifies management of changes to applicable Enterprise-level policies and risk limits. + Leverages strong Regulatory knowledge… more
- Wells Fargo (Charlotte, NC)
- …bank's disparate risk systems into one cohesive, cross-asset platform that provides front - line risk management capabilities, risk calculations to ... risk calculations including full-revaluation VaR, and capital calculations for internal risk management and regulatory requirements such as FRTB-SA. The… more
- Bank of America (Charlotte, NC)
- …including control execution, case management, and results reporting + Oversees all operations front line unit responses for regulatory exams, internal ... GT Risk and Regulatory Portfolio Executive -... examiners.The role will require candidate to work across front line units to discuss emerging risks… more
- Wells Fargo (Phoenix, AZ)
- **About this role** **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team under the Chief Operating Office (COO) ... business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . **Business** **Overview:** The Business Risk Control and Regulatory Oversight Early Talent… more
- MUFG (New York, NY)
- …details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part within the First Line ... group. Key responsibilities: + Support the execution of the product risk management framework across wholesale lending, investment banking, and transaction banking… more
- Tradeweb (New York, NY)
- …Tradeweb is seeking a motivated and execution-focused Vice President to join the First Line Risk & Control function. Operating under the direction and guidance ... mismatches, latency events, reconciliation breaks). + Train and coach front office and infrastructure teams on risk ... posture and control health. + Collaborate with second line risk and compliance functions to maintain… more
- Capital One (Charlotte, NC)
- Principal Risk Associate, Capital Markets Regulatory Onboarding Are you looking for a challenging role that includes the convenience of working virtually at ... Perform due diligence review and validation of onboarding documentation for accuracy and regulatory compliance + Consult Front Office and external customers on… more
- ChenMed (Jacksonville, FL)
- …in for Care Facilitator as needed for scheduled and unscheduled absences. + Cover various Front Desk tasks and duties in line with business needs + Supports the ... we need great people to join our team. The Front Desk Supervisor, functioning under the supervision and guidance...patients are assigned and scheduled + Top 40 and risk score 70+ patients scheduled at least bi-weekly +… more
- HSBC (New York, NY)
- …will work in a devops model and will be responsible for assisting with front - line technology support for HSBC's Futures IT systems, primarily supporting the US ... managing multiple Listed Derivatives e-Trading platforms, delivering key client, and regulatory /exchange driven projects - helping our global business and its… more
- MUFG (New York, NY)
- …due diligence / and documentation terms is a strong plus. + Experience in a Second line Risk function at a financial institution is a plus. + Strong written and ... and approvals serving as the primary contact with the Front Office Business and Risk /Underwriting teams. This...or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk )… more
- Huntington National Bank (Minnetonka, MN)
- …Director to join our team. The Data Risk & Control Director will lead a front line risk & control team through a maturity and transformation journey. ... role provides primary oversight for the Data domain. This front line risk & control...NIST, ISO, COSO, ITIL, etc. + Experience with heightened regulatory expectations and regulatory responses + Experience… more
- Capital One (Mclean, VA)
- …mitigate potential risks to Capital One. Risk Managers at Capital One are the front line of defense to ensure our Company remains stable and profitable. ... the spotlight? Are you ready to work on the front line of a top 10 Bank?...and Operational Risk Management ) and 3rd line (ie, Audit/Credit Review) + Lead/support regulatory … more
- Truist (Atlanta, GA)
- …risk and control culture within The Bank. 5. Participation in the co-creation of risk programs from the front - line perspective to aid in effective ... risk and control framework aligned with enterprise risk appetite, regulatory expectations, and industry best...stakeholder groups to implementation of a framework that ensures Front - Line adherence to risk frameworks,… more
- Ochsner Health (Covington, LA)
- …- 1 year related hospital, clinic, medical office, business services/revenue cycle, front line registration, financial counseling, banking, hotel retail and/or ... knowledgeable on current federal, state and local laws, accreditation standards or regulatory agency requirements that apply to the assigned area of responsibility… more
- Citizens (Westwood, MA)
- …is a pivotal role within the Commercial Banking Risk team, which operates as a front - line unit risk function. The Senior Risk Manager will provide ... are not limited to: Executing all facets of the Front - Line Unit risk management program...industry standards through procedures, guidelines, and best practices. Offering regulatory expertise and solutions on complex risk … more
- Citigroup (Getzville, NY)
- …The role will require knowledge of Price Risk processes (first or second line risk management and/or valuation control) as well as change skills to define, ... 'Price Risk ' includes all aspects of market risk management across First Line and Second...improve the quality and value of data to meet regulatory commitments and enhance risk management. +… more
- MUFG (Tampa, FL)
- …in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability to ... the operational risk framework in effectively managing risk as the bank's first line of...MBA a plus. + 12+ years' experience in operational risk management, internal audit, consulting, regulatory or… more
- Scotiabank (New York, NY)
- …Business Risk , contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing ... Regulation D and Regulation W; + Point person for front office business on operational/process, risk and...abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and Risk… more