- Wells Fargo (Charlotte, NC)
- …career" in the US **About this role:** Wells Fargo is seeking a **F** **ront- Line Regulatory Risk Execution Leader** (Business Execution Senior Manager) in ... role, you will:** + Lead and manage the CIB Front Line Compliance Risk Execution...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- Citizens (Johnston, RI)
- …the Banking Industry, Risk Consulting, Financial Services, compliance, Front Line Risk , Internal Audit, and/or Regulatory Agency. + Experience with ... and reporting. + Produce commentary and analysis of Operational Risk Frameworks, assessing the Front - Line ...Loss Data Management and Capital Planning + Knowledge of regulatory guidance pertaining to Enterprise and Operational Risk… more
- Citizens (Johnston, RI)
- …and identifying emerging risks, escalating to the Senior Director/ Director of First Line Risk where appropriate. Additionally, you will work with the Senior ... is up to date in compliance with all applicable regulatory requirements and will play a key role in...of material risks in the organization. Support various business line , projects to address specific risk issues,… more
- Bank of America (Pennington, NJ)
- …including control execution, case management, and results reporting + Oversees all operations front line unit responses for regulatory exams, internal ... GT Risk and Regulatory Portfolio Executive -... examiners.The role will require candidate to work across front line units to discuss emerging risks… more
- ChenMed (Metairie, LA)
- …in for Care Facilitator as needed for scheduled and unscheduled absences. + Cover various Front Desk tasks and duties in line with business needs + Supports the ... we need great people to join our team. The Front Desk Supervisor functioning under the supervision and guidance...patients are assigned and scheduled + Top 40 and risk score 70+ patients scheduled at least bi-weekly +… more
- Wells Fargo (Charlotte, NC)
- …other critical risk management activities. This role will include partnering with CIB Front Line , Control, and Independent Risk Management (IRM) teams at ... other critical risk management activities. This role will include partnering with CIB Front Line , Control, and Independent Risk Management (IRM) teams at… more
- MUFG (New York, NY)
- …due diligence / and documentation terms is a strong plus. + Experience in a Second line Risk function at a financial institution is a plus. + Strong written and ... and approvals serving as the primary contact with the Front Office Business and Risk /Underwriting teams. This...or Counterparty Credit in either a first (Business or Risk ) or second line ( Risk )… more
- First National Bank of Omaha (Omaha, NE)
- …in risk -based decisions. Finally, this role will interact with first and second line risk teams on new initiatives, ongoing oversight, and risk ... initiatives to Executive Management in Partnership, Credit and Second Line Risk teams. Develop and maintain monitoring...+ Maintain and foster strong relationships with business partners, front line controls, legal, and other lines… more
- Capital One (Mclean, VA)
- …mitigate potential risks to Capital One. Risk Managers at Capital One are the front line of defense to ensure our Company remains stable and profitable. ... the spotlight? Are you ready to work on the front line of a top 10 Bank?...and Operational Risk Management ) and 3rd line (ie, Audit/Credit Review) + Lead/support regulatory … more
- PNC (Washington, DC)
- …governance of Third-Party Risk Management Program. Working in conjunction with both business line risk representatives and 2nd line business line ... Monitor and review regulatory changes or guidance related to Third Party risk management for program impacts * Provide periodic updates to AML senior leadership,… more
- Citizens (Boston, MA)
- …The Senior Risk Manager, Global Markets is a key role on the Commercial Banking Risk team, which is a front - line unit risk function. The Senior ... not limited to): + Executes all aspects of the Front - Line Unit risk management program...through procedures, other guidelines, and industry best practices. Provides regulatory expertise and solutions on complex risk … more
- Citigroup (Tampa, FL)
- …Establishing and developing effective relationships within Citigroup senior management, front line , second line (including independent risk , finance, HR, ... as a risk manager for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory ...Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring… more
- MUFG (New York, NY)
- …in control testing techniques and documentation + Strong knowledge of operational risk regulatory expectations and industry practices + Demonstrated ability to ... the operational risk framework in effectively managing risk as the bank's first line of...organizational skills. **Experience/Abilities:** + 5+ years' experience in operational risk management, internal audit, consulting, regulatory or… more
- Capital One (Mclean, VA)
- …and mitigate potential risks to Capital One. Senior Risk Managers are at the front line of defense to ensure our company remains stable and profitable. Sr. ... the spotlight? Are you ready to work on the front line of a top 10 Bank?...risk agendas + Stay abreast of the changing regulatory environment and understand the impacts to the business… more
- Bank of America (New York, NY)
- …applicable + Provides oversight of risk requests, breach remediation's and providing risk effective challenges for front line units + Oversees ... accordance with the bank's risk appetite and risk limits identified, as well as regulatory ...expertise of structured products and capital markets to guide front line units through transaction life cycle,… more
- Bank of America (Scranton, PA)
- …is an important part of the internal control environment for the Global Payments Operations Front Line Unit (FLU) and is a key player in supporting the Bank's ... Sr Business Control Specialist - Global Payment Operations Business Risk and Controls Charlotte, North Carolina;Scranton, Pennsylvania **Job Description:** At Bank… more
- Guthrie (Sayre, PA)
- …monitors state and federal regulatory sites for changes, providing updates to leadership/ front line teams as appropriate + Leads and/or contributes to the ... FUNCTION: This position will be responsible for the oversight of regulatory requirements, including policy development and management, within the entity specific… more
- Bank of America (Charlotte, NC)
- …are the responsibility of EFR, including but not limited to independent review and risk assessment of front line owned processes (eg capital calculation, ... CCAR Capital Plan and Recovery and Resolution Plans), capital risk appetite limits, Line of Business capital...new transactions + Deliver effective review and challenge of front - line owned processes that generate or impact… more
- Comerica (Farmington Hills, MI)
- …business operational risk management practices and outcomes. Understand, review and challenge front line risk acceptances. * Trusted Advisor to FLOD: ... risk management feedback on prioritization by the front line to enable the business to...risk management. Maintain subject matter expertise on Third-Party Risk Management regulatory guidance and industry practices.… more
- Scotiabank (New York, NY)
- …drive a strong global AML risk culture, ensuring that regional teams and front - line business leaders understand and integrate AML risk management into ... the development, execution, and continuous refinement of the GBM/GTB AML risk assessment framework, ensuring alignment with international regulatory requirements… more