- Bank of America (Jersey City, NJ)
- Trade Surveillance Analyst New York, New...thinking Desired Experience * Understanding of the Financial Industry, front office or back office ... + Quality Assurance **Minimum Education Requirement:** Null Job Description: The Trade Surveillance analyst is primarily accountable for conducting "Market… more
- Bank of America (New York, NY)
- Sr Trade Surveillance Lead Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **Job Description:** At Bank of America, we are guided by a ... Underwriting **Minimum Education Requirement:** Null Job Description: The Sr Trade Surveillance lead, in collaboration with Risk...thinking Desired Experience * Understanding of the Financial Industry, front office or back office … more
- SMBC (Jersey City, NJ)
- …trade data, e-comm and voice records; + Interact with front office personnel and other stakeholders around surveillance escalations; + Engage relevant ... and risks of the KYC Department. The CPAD Market Surveillance team performs centralized trade surveillance...work from home, as well as, from an SMBC office . SMBC requires that employees live within a reasonable… more
- TD Bank (New York, NY)
- …Markets (Familiarity with Asset Classes and Products) + Compliance (AML, Trade Surveillance and Supervision) **Technical knowledge and hands-on experience:** ... surveillance vendor solutions or SMARTS/Trading Hub or other trade surveillance vendor platform + Understanding of...Detailed knowledge of how reference data is used by Front , Middle, and Back Office applications +… more
- Motion Recruitment Partners (New York, NY)
- …banks + In depth experience in Regulatory Change including, but not limited to, Trade Surveillance & Business controls for MAR (Market Abuse Regulation) and ... work experience, training, military experience, education. + Significant experience with trade surveillance monitoring systems, model development, design and… more
- Randstad US (New York, NY)
- …+ Establish a robust surveillance framework through implementation of a trade surveillance platform, system controls and escalation framework + Review market ... Client execution activity, to assess monitoring requirements + Manage relationships with front office , Implementation team and technology team and data… more
- Bank of America (Sacramento, CA)
- …and supports the company's business objectives and contributes to branch office profitability by influencing Financial Advisor business practices in ways that ... are within Firm Policy and Procedures. * Monitor and review large trade and managed account enrollments * Review exception requests for Control Securities… more
- TD Bank (New York, NY)
- …reviews and reporting reviews for assigned businesses + Monitors Day-to-day front office electronic communications (including corporate e-mail, instant messages, ... venue rulebook management process, venue limits compliance process, support for surveillance metrics capture and completeness of trade reporting, implementation… more
- Bank of America (Jacksonville, FL)
- …centers or financial centers. Job expectations include overseeing day-to-day front line supervision, including mandated supervisory reviews and enterprise alerts, ... trade , solution and enrollment review, trade correction,...Familiarity with compliance and regulatory issues Proficient in Microsoft Office applications Merrill Edge, Merrill Lynch, or Operationsexperience **Skills:**… more
- CIBC (New York, NY)
- …to both senior management and regulatory staff and resolved; 5) collaborating with front office and Technology personnel on developing and implementing solutions ... external regulators (eg FINRA, SEC, Federal Reserve), internal infrastructure support and front office personnel, in the development and implementation of CIBC's… more
- Sierra Nevada Corporation (Lone Tree, CO)
- …orbital and space exploration systems. You'll be responsible for RF front -end design, radio propagation modeling and prediction, microwave path analysis, ... planning, analog-to-digital conversion, and circuit design. The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area is… more
- Lowe's (Glen Carbon, IL)
- …according to company guidelines * Provides proper monetary change to CSA Front End associates for register activities * Provides supervision, coaching, and support ... to CSA Front End Team ( Front End/Loaders) * Removes...Safe Stores** * Obtains safety bags from the cash office and monitors the amount of cash in the… more
- Phillips 66 (Houston, TX)
- …compliance with internal policies and external regulatory requirements; and conducting trade surveillance and monitoring activities. The CTC Senior Analyst ... exchange rules and communicate impact to relevant internal stakeholders, including Trade Managers, Traders, and back- office functions. Provide timely, accurate… more
- TD Bank (New York, NY)
- …and coordinate First Line responses to regulatory inquiries in coordination with Compliance, Front Office , RSM teams; and other support groups. + Interface with ... with Compliance or relevant Risk and Control teams. + Conduct First Line surveillance and business conduct reviews. + Compile management reporting on trade … more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... BNH) seeks to hire an Administrative Associate to assist in maintaining efficiency of office and administrative needs. Duties will include but not be limited to: -… more
- Scotiabank (New York, NY)
- …maintenance of barrier status lists for the US business + Provide advice to front office personnel regarding Restricted List + Support monitoring and ... an important bridge to this key global market for trade and investment flows across the Americas and the...role with opportunity to have significant exposure to the front -line businesses at Scotiabank US **What You'll Do** +… more
- Lowe's (Mount Vernon, IL)
- …supplies * Fills and faces coolers, shelves, and merchandising areas around the front end * Inspects returned merchandise for damages and place returned merchandise ... Zebra phone, telephone, paging system, copiers, fax machines, computers, CCTV surveillance system, key cutter, panel saw, paint mixer, flooring cutters, compactor… more
- Komatsu (Longview, TX)
- …NTC, and Gigaphoton. Job Overview Komatsu Longview Operations, home of the world's largest front -end loader, is seeking a skilled NDT Technician to join our team in ... and implement inspection test plans. + Conduct final report audits, surveillance , and performance evaluations. + Establish training agendas, conduct classroom… more