- Unknown (San Francisco, CA)
- Head of AML Risk Assessments About the Company Internationally renowned financial technology (FinTech) company Industry Financial Services Type Privately ... the Role The Company is in search of a Head of AML Risk Assessments , Trends & Controls to spearhead the establishment of a robust framework for… more
- SMBC (Jersey City, NJ)
- …transaction monitoring, suspicious activity reporting, client screening/sanctions requirements, and risk assessments . + Strong management and leadership skills; ... well as applicable laws and regulations applicable to these risk areas. The Head of FCC M&T...BSA/ AML /Sanctions compliance experience (eg, compliance, internal audit, AML Risk and Control, AML … more
- MUFG (New York, NY)
- …enhanced products and services as the business units complete the product service risk assessments . + Coordination, Issue Management and Communication - Through ... provide more details. Reporting into the Managing Director, Regional Head of Americas AML Program Officer (APO),...into Bank Policy in a manner commensurate with our risk profile; + Participating in global and regional financial… more
- Capital One (Plano, TX)
- …our AML and Sanctions program to enable rigorous, nimble, and sustainable AML and Sanctions risk management, delivered through partnership between the first, ... Senior Director, Anti-Money Laundering ( AML ), Financial Intelligence Unit (FIU) Capital One is...seeking to reimagine banking. One of our key risk management priorities is to continue to transform… more
- Citigroup (New York, NY)
- The Risk Head for Investor Services Digital Assets will be a strategic leader responsible for designing, implementing, and overseeing a comprehensive risk ... and the evolving regulatory landscape of digital assets. The Risk Head will act as a primary...** Risk Assessment & Management** + Conduct regular risk assessments specific to digital asset activities,… more
- Scotiabank (New York, NY)
- …review overall health of the business; + Support Internal Controls in completing compliance risk assessments (eg, RCSA, CRCA, Risk ID, Scenario Analysis) and ... analysis, for delivery to and discussion with the respective head traders/business line heads; + Directs day-to-day activities in...business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF… more
- Regions Bank (Birmingham, AL)
- …This includes risk governance, risk assessment (quarterly, change risk assessment, and targeted assessments ), findings management, control management and ... directly to the Business Unit Compliance Group Manager, the Head of a Division or a specialized Group Manager...threat landscape. ADDITIONAL PREFERRENCES + Experience in Fraud and/or BSA/ AML 1st or 2nd line risk management… more
- BlackRock (San Francisco, CA)
- …program and framework for two regulated legal entities, including responsibility for producing risk assessments , AML policy and procedures, and key metrics ... in multiple locations. The individual will provide Anti-Money Laundering (" AML ") compliance support for two regulated legal entities and...investigations. The role would report directly to the Americas Head of Financial Crime, who is based in New… more
- Mizuho Corporate Bank (New York, NY)
- …and ATL/BTL to determine appropriate configuration settings and thresholds values while consideration AML and OFAC Risk Assessments . + Conduct periodic ... + Overseeing the annual 504 Certifications process by reviewing risk assessments and validations of the models...communicated to all relevant parties. + Liaise with Model Risk Management and Head Office regarding updates… more
- MUFG (Irving, TX)
- …for required resources to accommodate fluctuating caseloads within tight deadlines + Advise Global Head of FI EDD Operations on any gaps to the required capacity + ... + Maintain a high level of accuracy and attention to detail in all data assessments and reporting **Qualifications** + 3-5 years' direct work experience in risk … more
