- Axis (Kansas City, MO)
- …Accommodation is available upon request for candidates taking part in the selection process. Head of US Broker Compliance Job Family Grouping: Operations ... Compliance How does this role contribute to our collective success? As the Head of Broker Compliance at AXIS, you will play a pivotal role in ensuring… more
- City National Bank (Los Angeles, CA)
- * Head of Deposit and Operations Compliance * WHAT IS THE OPPORTUNITY? The Head of Deposit and Operations Compliance will act in a compliance advisory ... role supporting consumer banking on matters of regulatory compliance . The role will be responsible for managing and maintaining assigned areas of the compliance … more
- Capital One (New York, NY)
- Director, Head of Surveillance As the Director, Head of Surveillance, part of Capital One's Compliance organization you will manage Capital One's Electronic ... Capital One's Commodity Futures Trading Commission (CFTC) Swap Dealer and three Broker -Dealers. You will maintain the Surveillance function in order to reduce and… more
- GE HealthCare (Noblesville, IN)
- … compliance execution teams globally responsible for export screening, import compliance , broker management, classification and FTA operations either directly ... leadership role has full ownership and execution of logistics and trade compliance operations, standards and productivity for all of GEHC - primarily Imaging,… more
- Axis (New York, NY)
- …North America Reinsurance P&C Claims team. This role reports directly to the Global Head of Reinsurance Claims. The candidate should possess the ability to lead and ... and processes to ensure optimal efficiency and customer service, including compliance with Key Performance Indicators (KPIs) to ensure delivery of internal… more
- AIG (Houston, TX)
- …levels and areas of the company, and externally with key clients and broker partners. + Understand international regulatory and compliance processes. + ... to our customers and AIG. Reporting to the America's Head of Energy, this role will be primarily responsible...portfolio. + Externally, develop relationships with key clients and broker partners, and participate at insurance related events as… more
- Knutson Construction (Minneapolis, MN)
- …as one of Minnesota's Top Workplaces! Knutson Construction is accepting applications for a Head of Legal and Risk Management to join our team! "Together We Make ... is ready to welcome a dynamic, strategic, and collaborative leader for the Head of Legal and Risk Management role to provide risk management and in-house… more
- AIG (Houston, TX)
- US Head of Power and Renewables Join us as a US head of Power and Renewables to step up to a key team leadership role that will drive business growth. Make your ... power and renewables line. + Responsible for developing strategic client and broker relationships. + Represents AIG at industry events and seeks opportunities for… more
- Broadridge Financial Solutions (New York, NY)
- …while helping others along the way, come join the Broadridge team. Reporting to the Head of Corporate Actions and Income Processing based in the UK with a dotted ... industry relationships (C suite) in the Wealth Management industry (front office, compliance , industry organizations and back office). + Proven track record of… more
- CRC Insurance Services, Inc. (Charlotte, NC)
- …development of enterprise-wide analytics to uncover actionable insights, example increase broker productivity and sales performance by providing high quality data ... Establish policies and frameworks for data integrity, security, and privacy. + Regulatory Compliance : Lead to ensure all data practices comply with relevant laws and… more
- MyFlorida (Tallahassee, FL)
- …Enrollment Broker Medicaid Recipient enrollment processing to determine contract compliance . This includes, but is not limited to, research and report recipient ... the agency. Remain informed about the operations of the Medicaid Enrollment Broker , including plan enrollment and eligibility rules. Remain informed about the… more
- AIG (New York, NY)
- …insurance solutions for our global customers, empowering our clients and broker partners to navigate complex cross-border risks with confidence and consistency. ... and in alignment with and support of AIG USA's growth plans/strategies. + Support the Head of Multinational - North America to expand AIG MN's presence in the market… more
- CSL Behring (King Of Prussia, PA)
- **The Opportunity:** Reporting to the CSL Enterprise Global Head of Trade Compliance , as the **Director, Americas Trade Compliance ,** you will responsible ... for the continued development and maintenance of CSL's world-class regional import-export compliance program. Its focus is to ensure all CSL legal entities operating… more
- CIBC (New York, NY)
- …to our Capital Markets and Canadian Commercial & Wealth franchises. Reporting to the Head of US Compliance Examination Program, the Compliance Examination ... Specialist is accountable for execution of the US Compliance Examination Plan established to ensure the company's ...+ OCC regulated trust company, + SEC registered/FINRA member Broker Dealer, + FDIC insured depository institution regulated by… more
- ARAMARK (New York, NY)
- **Job Description** In the absence of the Head Chef, the Sous Chef is to assume complete responsibility for the overall kitchen operation as per the Head Chef ... Day to day involvement to a high standard, in compliance with client contract. + To fully familiarise yourself...to safety and hygiene must be reported to the Head Chef or unit Manager + To assist in… more
- Fifth Third Bank, NA (Chapel Hill, NC)
- …including notifying portfolio managers monthly for review or change. + Work with Compliance Department and Head of Equities to manage trading restrictions and ... aspects of Equity Trading including execution, Risk Management and Reporting, Compliance and Controls Rules. Receives and accepts trading instructions from Portfolio… more
- Atria Wealth Solutions (Marion, IN)
- …+ Maintain Investment Department website. + Ensure the Investment Department is in compliance with FINRA. + Maintain advertising and complaint files as required by ... the FINRA. + Be prepared for compliance audits by the state or Credit Union Service...initiative to improve processes. + Communicate regularly with department head about issues. + Demonstrate flexible and efficient time… more
- Mizuho Corporate Bank (New York, NY)
- …to add value and improve Mizuho Bank's US operations including derivative activities, broker dealer and swap dealer businesses. Based in the New York Metro area, ... conduct tollgate reviews with audit teams, assist with annual planning, coordinate with Head Office, and assist with various reporting. Job Description + Under the… more
- Siemens Energy (Orlando, FL)
- …team supports SE businesses in all customs related matters, ensuring full compliance with applicable customs regulations and internal requirements in an optimal and ... for US imports and exports! This role reports to Head of Customs Operations and will be based in...day-to-day import and export activity (eg, review of customsdocuments, broker instructions). Analyze and aggregate the causes ofcustoms clearance… more
- The Hartford (Red Bank, NJ)
- …theirs, too. Join our team as we help shape the future. Reporting to the Head of Wholesale Excess Casualty East, the Managing Director's primary focus is on growing ... developing assigned region for excess casualty business, builds on existing broker relationships to increase production sources and identify profitable market… more