- TD Bank (New York, NY)
- …regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments ... This position will focus on the trade surveillance portfolio and related initiatives. The VP Compliance...on findings and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance … more
- TD Bank (New York, NY)
- …Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build out a global ... with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department is seeking a highly skilled Executive Director, Head of Communications Surveillance to lead and enhance its communications ... Americas. This role reports directly to the Managing Director, Head of Surveillance , Control Room, and Conflicts...+ Act as a trusted liaison between the Americas Compliance function and key internal stakeholders, including Head… more
- Lowe's (Carol Stream, IL)
- …and promptly communicates them to management and/or Asset Protection * Ensures compliance with housekeeping standards and programs (eg, Zone Recovery) to maintain ... phone, telephone, paging system, copiers, fax machines, computers, CCTV surveillance system, key cutter, panel saw, paint mixer, flooring...* 1 to 2 years of experience as a head cashier * 1 to 2 years of experience… more
- BMO Financial Group (Chicago, IL)
- …oversight as appropriate. + Implements and maintains an appropriate monitoring, surveillance and/or assessment function that provides reasonable assurance of ... compliance with their respective policies and frameworks + Monitors...advises the business and stakeholder leadership with respect to trade -offs. + Speaks authoritatively with regulatory officials with respect… more
- Wells Fargo (Charlotte, NC)
- … Trade Surveillance Equities Subject Matter Expert (SME) will report to the Head of Trade Surveillance SMEs and will be responsible for the design, ... role:** Wells Fargo is seeking a **Control Management Specialist** within Equities Trade Surveillance . The Corporate & Investment Banking (CIB) Control… more
- Citigroup (Miami, FL)
- …surveillance , correspondence, marketing material, complaints, outside activities, licensing/registration, trade blotters, trade errors, management of OSJ ... and dispositioning of designated supervisory reports + Partner with Regional Supervisory Head and the Supervision team on the resolution of supervisory issues… more
- University of Texas Rio Grande Valley (Edinburg, TX)
- …weapons and techniques, vehicles, communications equipment, computers, investigative and surveillance equipment. Working Conditions Exposure to outside weather and ... stooping, climbing, crouching, pushing, jumping over, pulling, carrying, reaching above head , lifting, lowering, hand-wrist and elbow motion, grasping, and holding.… more