• Head of Governance

    TD Bank (Mount Laurel, NJ)
    …Business:** Governance & Control **Job Description:** The Head of Governance and Control , AML , Consumer a leadership role focused on creating an ... function and build of long-term strategic roadmap to enhance and create a best-in-class AML Governance and Control Function * Business input to AML Risk… more
    TD Bank (05/31/24)
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  • Director, NAM Head of AML Data…

    Citigroup (Jersey City, NJ)
    AML NAM Head of Data Science...activities, combined with a solid conceptual/practical grounding in both AML and data science risks and control ... computing to support required transformation activities. **Job Family Group:** Compliance and Control **Job Family:** AML Core **Time Type:** Full time **Primary… more
    Citigroup (04/25/24)
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  • TTS Financial Crime AML & ABC Lead…

    Citigroup (New York, NY)
    …presentations to update senior management and various governance committees on AML & ABC developments, emerging risks, control issues and/or enhancements. + ... **Overview:** The Treasury and Trade Solutions (TTS) Global In-Business AML and ABC Risk Head is a...and the ICG Financial Crime Risk team to share control best practices and manage AML and… more
    Citigroup (04/02/24)
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  • Compliance AML Risk Management Sr Director…

    Citigroup (New York, NY)
    …groups or participation in public / private partnership initiatives. Serve on the AML Governance and Business Risk Committee (GBRC) and participate in Business ... of AML risks which complies with applicable AML laws and regulations. **Role** The Global Head...team, this person will liaise with regulators on critical AML issues, participate in key governance forums,… more
    Citigroup (04/13/24)
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  • Director - Senior AML Financial Crime Risk…

    TD Bank (New York, NY)
    …Crime Risk Management Group, Market Compliance, Operations and Governance and Control to ensure compliance with AML mandates and regulatory requirements. ... risk ensuring appropriate controls are in place, update procedures, and escalate to the Head of AML , as applicable. + Provide AML /sanctions advisory services… more
    TD Bank (05/30/24)
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  • USPB Retail Financial Crimes Policy Adherence…

    Citigroup (Tampa, FL)
    …work efforts. + Sponsor the identification and resolution of BSA/ AML /Sanctions/ABC Policy gaps, control enhancements, implementation assessment regarding ... organization. This fusion will streamline accountability and responsibility for Risk & Control activities and deliver process consistency to protect the firm against… more
    Citigroup (04/23/24)
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  • Director, Head of KYC Transformation

    SMBC (Jersey City, NJ)
    …portfolio of benefits to its employees. **Role Description** Reporting to the Head of KYC in the Compliance Department, Americas Division, the KYC Transformation ... a senior member of the KYC Department's management team and will partner with the Head of KYC to develop and implement a centralized KYC model across the America's… more
    SMBC (05/30/24)
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  • Vice President, KYC Procedures…

    SMBC (Jersey City, NJ)
    …rules and regulations as well as internal policies and procedures of SMBC and Head Office. The KYC Procedures and Governance Oversight Vice President may direct ... control gaps, risks, proposed improvements. + Provide program governance , oversight, and monitoring in accordance with SMBC's Policies...BA / BS (or equivalent experience) + Knowledge of AML , Bank Secrecy Act, Foreign Asset Control ,… more
    SMBC (03/21/24)
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  • Director, Scusa CCO, Head of Broker Dealer…

    Scotiabank (New York, NY)
    …Works collaboratively with key stakeholders, including other Compliance functions, Internal Control , Regulatory Relations, Legal, Risk Management, and AML ... Director, SCUSA CCO, Head of Broker Dealer & Corporate Functions Compliance...US Compliance program and a Compliance representative in other governance forums, including the SCUSA Management Committee. + Understands… more
    Scotiabank (05/14/24)
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  • Head of Loan Servicing

    Cambridge Savings Bank (Waltham, MA)
    POSITION: Head of Loan Servicing Summary: At Cambridge Savings Bank, our purpose is to have a positive impact on our customers, employees, and community's financial ... inclusion, and fostering a highly collaborative and customer centric environment. The Head of Loan Servicing will be responsible for the development, quality, and… more
    Cambridge Savings Bank (05/29/24)
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  • Global Financial Crimes - Governance

    MUFG (Tempe, AZ)
    …QA, Branches, and the First Line of Defense) across the key financial crimes controls ( AML , ABC, KYC and Sanctions) in the Americas. + As Americas GFCD QA GAO Lead, ... GFCD QA GAO Lead role reports directly into the Head of Americas GFCD QA, and it forms part...QA function, including supervising team members, prioritizing workloads, quality control , absences and leave, training, coaching, and career development.… more
    MUFG (05/04/24)
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  • Fcrm QC Senior Manager - Sanctions

    TD Bank (Jacksonville, FL)
    …for the management and execution of the QC program to the standards set forth by the Head of FCRM Quality Control . The execution of the QC program is based on a ... Sanctions Investigations** **Customer Accountabilities:** + Oversees a function of enterprise AML Program professionals providing oversight and control related… more
    TD Bank (05/22/24)
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  • BSA Assistant Vice President/Vice President

    Adecco US, Inc. (New York, NY)
    …other illicit financial activity risks while aligning with the Bank's BSA/ AML /OFAC Compliance Program, Risk Governance Framework, and regulatory requirements. ... The incumbent assists the Deputy Chief BSA Officer and Head of FLU BSA/ AML and Compliance Oversight,...parties for short-term financing. + Maintain and update customer control questionnaire in the Risk Assessment Engine + Conduct… more
    Adecco US, Inc. (05/30/24)
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  • Client Risk Assessment and Control Design…

    Citigroup (New York, NY)
    …and ultimately help them achieve their goals. The Client Risk Assessment and Control Design Managing Director will be responsible for leading a senior team that ... with front line teams across client segments. This role will report to the Head of Wealth Controls and Enterprise Risk Management. **Key Accountabilities** + Lead a… more
    Citigroup (05/30/24)
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  • Global Financial Crimes - Risk Assessment…

    MUFG (Irving, TX)
    …A member of our recruitment team will provide more details. Reporting into the Head of Global Risk Assessment Execution, this position is one of several key ... of the annual Global, Americas and US Financial Crimes Risk Assessments for AML , Sanctions, and ABC. + Raising management awareness of issues identified during… more
    MUFG (05/31/24)
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  • Senior Analyst, IT Audit

    Scotiabank (New York, NY)
    …data warehouses, and interfaces, including AML transformation programs and data governance audits with support from Head Office IT audit teams. Apart ... scope and overall opinion. Completes workpapers timely, ensures internal control weaknesses are clearly documented with recommendations addressing the root… more
    Scotiabank (05/09/24)
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  • Senior Group Risk Specialist (US) - E&s Credit…

    TD Bank (Mount Laurel, NJ)
    …**Line of Business:** Risk Management **Job Description:** Reporting to the AVP, Head of Environmental, Social, and Reputational Risk Management, the Senior Group ... leveraging credit expertise to develop strategic insights and recommendations for control enhancements + Coordinate enhancements of existing dashboards and reporting… more
    TD Bank (05/18/24)
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  • Global Financial Crimes: US Screening Director

    Morgan Stanley (Baltimore, MD)
    …day-to-day implementation of the Firm's financial crime prevention efforts. Including governance , oversight, and execution of the Firm's Anti-Money Laundering ( ... AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance...activities. Reporting Lines This role reports ultimately to the Head of US Investigations. The role will have a… more
    Morgan Stanley (03/29/24)
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  • Client Management Lead, Director

    SMBC (New York, NY)
    …and the Municipal Securities Rulemaking Board (MSRB). Role Description Reporting to the Head of Client Lifecycle in the front office, the Client Management Lead will ... also their experience across a wide range of relevant regulatory requirements ( AML /KYC, Dodd Frank, securities rules, etc) and business processes (KYC, credit limit… more
    SMBC (05/03/24)
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