- Robert Half Finance & Accounting (New York, NY)
- …Financial Services are currently recruiting for an Investment Operations Associate role, for a boutique wealth management firm based in midtown Manhattan ... York. Our client requires 2+ years investment operations or client services experience within wealth ...DTCC, REX, Moxy is advantageous + Bachelor degree The Operations Associate role requires 3 days per… more
- JPMorgan Chase (New York, NY)
- …1 million client accounts within JP Morgan Private Bank and US Wealth Management. **Roles and Responsibilities:** + ** Investment Implementation Portfolio ... + **Knowledge and Oversight:** + Maintain a comprehensive understanding of investment solutions utilized within Wealth Management Advisory Solutions (WMAS),… more
- JPMorgan Chase (Jupiter, FL)
- …best investment solutions to meet their financial needs. As a Private Client Investment Associate in JPMorgan Wealth Management, you will have the ... and administrative support. You will play a key role in supporting Advisors' business operations , from account opening to investment trades. You will also assist… more
- Citigroup (Jacksonville, FL)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 ... The Intermediate Associate Telesales Representative is a Client Service and...Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing… more
- Neuberger Berman (New York, NY)
- The Associate General Counsel - Private Wealth will play an integral role within Neuberger Berman's Legal & Compliance Department, specifically with respect to ... for the Private Wealth business; liaising with wealth advisors, portfolio managers and operations on...wealth management and asset management business, including the Investment Advisers Act, FINRA rules, Investment Company… more
- Neuberger Berman (New York, NY)
- …advisory services, recruiting new talent, and bolstering investment , operations , and technology capabilities. **Summary:** NB Private Wealth oversees ... assets for individuals, families and charitable institutions. The NB Private Wealth Investment Group leads the investment process developing comprehensive… more
- Kestra Financial (Fort Worth, TX)
- …and investment management firm located in Fort Worth, TX. Job Title: Operations Associate Job Type: Full-Time Location: 2512 Horne Street, Suite 100, Fort ... Worth, TX 76107 Reports To: Operations Manager Job Overview Operations associates are...Duties + Operational Duties + Follow necessary steps for investment account creation + Continuous follow up on outstanding… more
- Bank of America (Miami, FL)
- Wealth Management Client Associate Miami, Florida **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth management ... through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through… more
- BMO Financial Group (Portland, OR)
- …Service Industry experience. Preferably 2-3 years within Wealth Management operations or support.** Gathers and analyzes investment performance data, ... and reviews and recommends benchmarks and/or peer groups for evaluating investment performance. + Supports the execution of strategic initiatives in collaboration… more
- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services are currently recruiting for a Client Relationship Associate role, at a growing Registered Investment Advisor based in ... Our client requires 3+ years' Client Services or Relationship Management experience within investment advisory, wealth management or private banking. The role is… more
- Kestra Financial (Cypress, TX)
- …and growing wealth planning firm in Cypress, Texas, is seeking an Associate /Service Wealth Advisor for a great opportunity for the right person. This ... allocation, case design, and financial planning + Consult with clients on investment strategies based on individual financial and investment objectives; deliver… more
- Citigroup (San Antonio, TX)
- …loop process. + Handles all inquiries/requests related to banking and /or investment operations - including placing unsolicited securities trades (Series 7 ... The Registered Wealth Service Associate is a Client...Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures for Citi's Investment and/or Banking clients. Position is responsible for providing… more
- Bank of America (Los Angeles, CA)
- …Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, ... through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients pursue the life they envision through… more
- US Bank (Minneapolis, MN)
- …a service and support representative functioning as the primary, daily contact between Wealth Management Trust, Banking, or Investment customers and US Bank. ... problem resolution, escalating items beyond specified authority to the assigned Wealth Management Advisor or respective specialist. Works proactively to identify… more
- Truist (Atlanta, GA)
- …the following job description:** This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position will ... to time. 1. Participate in various processing functions for Wealth accounts, including securities and investment related...and related training. 2. Two or more years of Wealth Management experience. 3. Knowledge of securities operations… more
- US Bank (Hackensack, NJ)
- …+ Basic understanding of regulatory and accounting principles which directly affect Wealth Management & Investment Services business lines and clients + ... now_** US Bank is **hiring** a **Part Time Custody Operations Specialist** to support our Operations group....NJ with 1-2 days in office_** **_Basic Qualifications_** + Associate 's degree, or equivalent work experience OR + High… more
- ADP (Tempe, AZ)
- …to deliver exceptional quality service to clients on health and wealth activities. Drive associate engagement, retention, talent/career development, performance ... **ADP is hiring a Manager - Health - Wealth in Tempe, Arizona!** + _Are you excited...parties, including insurance, brokerage, consulting, recordkeeping, audit, legal and investment vendors, to ensure procedural and fiduciary requirements of… more
- Citigroup (Tampa, FL)
- …Primarily responsible for day-to-day processes of intake/assignment/close out of investment complaints for a retail broker dealer/RIA and insurance agency ... of detail, subject matter expertise, and some familiarity with investment products/characteristics. **Responsibilities:** + Supporting teams with compliance and… more
- Kestra Financial (Castle Rock, CO)
- Summary The Client Service Associate reports to all Advisors and the Chief Operating Officer and serves as the primary contact for customer relationship management ... and/or Abilities + Strong understanding of financial services industry and diverse investment products + Basic computer skills (Outlook, Word, Excel and Power Point)… more
- Kestra Financial (Fort Worth, TX)
- Symonds Wealth Management, a comprehensive financial planning and investment firm located in Fort Worth, TX, is looking for a Portfolio Trader. We focus on ... helping families multiply, manage and enjoy wealth . The Portfolio Trader will serve in multiple roles...investment processing as well as planning assistance. The associate will need high attention to detail as they… more