- City National Bank (Newark, DE)
- …activities for the first line of defense centralized BSA Functions such KYC , CDD, EDD. This leader will be responsible for supporting the strategic ... the team managing the KYC functions, including monitoring and sampling KYC /EDD/Compliance files. The leader will provide strategic oversight and guidance for… more
- Morgan Stanley (New York, NY)
- …and implement effective controls and develop client relationships, driving strategic automation solutions by embracing a transformation mindset and challenging ... working with Team Manager to manage processes, risks and/or projects , proposing and implementing improvements/changes - Act as key...(such as US, Germany, Dubai, Hong Kong, UK, Singapore KYC requirements) - Coordinate work, train and develop other… more
- TD Bank (New York, NY)
- …of issues * Leadership of AMCB AML 1B function and build of long-term strategic roadmap to enhance and create a best-in-class AML Governance and Control Function * ... risk, key risk drivers and mitigation strategies within the Consumer, Commercial, Shared Services/ KYC Operations teams + Creates QC Testing within the first line… more
- Morgan Stanley (New York, NY)
- …reporting and training materials for senior audiences - Opportunity to support additional strategic initiatives and projects for the IBD Management team - ... to provide both traditional and innovative solutions that meet their individual strategic and financial needs. *Team Profile:* The IBD Business Control Unit within… more
- Robert Half Technology (NJ)
- …subject matter expertise and support to the delivery team for successful project completion * Participate in marketing efforts, including involvement in conferences ... Please note that this role requires skills in Compliance, Actimize, CRM, KYC , and Microsoft Office Suites. Additional bonus and equity offered. Requirements *… more
- JPMorgan Chase (Columbus, OH)
- …Regulation V, state unclaimed property laws, escheatment, Know Your Customer ( KYC ) rules, UDAAP, tax information reporting and withholding, customer corrections and ... clients in operations to provide legal support on large scale regulatory compliance projects and be the subject matter expert for the regulatory operations groups… more
- Truist (Charlotte, NC)
- …and disciplines. 13. Project management skills and capability to handle multiple projects at one time. 14. Experience with project management tools and ... comprehensive operational strategy to enable products and processes that put our clients first while being aware of the risks surrounding the payments industry, our… more
- US Bank (Columbus, OH)
- …favorable outcomes for the program. JOB FUNCTION AND RESPONSIBILITIES + ** Strategic and Business Acumen** - Has impressive intellectual and critical thinking ... team to make effective decisions. + **Executing Results -** Manages many projects and priorities across the department while maintaining a standard of excellence.Can… more
- MUFG (New York, NY)
- …world's most trusted financial group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate toward greater innovation, speed ... Officer is responsible for **1) Maintaining and servicing existing portfolio including KYC as Marketing Officer (MO),** **2) Improving banking business with existing… more
- Morgan Stanley (New York, NY)
- …processes and transaction due diligence for IBD - Opportunity to support additional strategic initiatives and projects for the IBD Management team - Bachelor's ... to provide both traditional and innovative solutions that meet their individual strategic and financial needs. *Team Profile:* The IBD Business Control Unit within… more
- Coinbase (Dallas, TX)
- …trading, storing, staking or using crypto. Know those people who always lead the group project ? That's us. There are a few things we look for across all hires we ... make at Coinbase, regardless of role or team. First , we look for candidates who will thrive in...cross-functional meetings and initiatives to support organizational goals and strategic initiatives. + Identify and assess potential risks associated… more
- Citigroup (Getzville, NY)
- …of Markets Operations and participate in deep dive reviews including: + Engagement with first line Markets project teams for T0 and Preventative controls to ... The Operational Risk Officer is a strategic professional who stays abreast of developments within...judgement and autonomy. + Acts as SME to the First Line of Defense on booking controls. + Appropriately… more
- MUFG (Irving, TX)
- …world's most trusted financial group, it's part of our culture to put people first , listen to new and diverse ideas and collaborate toward greater innovation, speed ... assessment planning and execution, standards and methodology oversight, and strategic change planning. This position requires BSA/ AML transaction monitoring… more