- TD Bank (New York, NY)
- … Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion + Gain an understanding of new trade surveillance modules and surveillance … more
- Capital One (New York, NY)
- Trade Surveillance Manager (Broker-Dealer...Advanced degree + 6+ years of trade surveillance , market regulation, or 6+ years compliance ... **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead...efforts. **Leadership & Collaboration** + Manage, train, and develop surveillance analysts, fostering a culture of compliance ,… more
- Scotiabank (New York, NY)
- …Officer in Charge (OIC) and leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control effectiveness ... Senior Audit Manager , Audit Department - Trade Surveillance **Requisition ID:** 246539 **Salary...of a comprehensive and strategic audit plan for Global Compliance Trade Surveillance , ensuring auditable… more
- TD Bank (New York, NY)
- …work experience + 5-7 Years of related experience working with Fixed Income products in Compliance trade surveillance , trade settlements, or a trading ... Compliance Officer) to join the new Fixed Income Trade Surveillance team. Preferred 3-5 years of...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- L3Harris (Greenville, TX)
- …Census through data gathering and corrective action execution as instructed by the Global Trade Compliance Manager . Essential Functions: + Ensure regulatory ... of Intelligence, Surveillance and Reconnaissance (ISR) Sector. Trade Compliance Specialist will serve as a...the local Empowered Official as appropriate. + Notify Global Trade Compliance Manager of any… more
- Deloitte (Princeton, NJ)
- …more of the following areas - Trade surveillance , communications surveillance , control room / information barriers compliance , or 1 st line ... with and add value to our clients. As a Manager , you will have opportunities to: + Lead project...for either trade surveillance , communications surveillance , control room/information barriers, employee compliance +… more
- Wells Fargo (Iselin, NJ)
- …a Surveillance Engineering Manager to lead the modernization of trade surveillance platforms across asset classes including equities, fixed income, FX, ... platform scalability and integration with vendor/in-house systems (eg, Actimize, Protegent Trade Compliance , Nasdaq SMARTS, TradingHub). + Champion Agile and… more
- JPMorgan Chase (New York, NY)
- …industry especially in Operational Risk Management, Anti-Money Laundering & Know Your Customer, Trade Surveillance model development + Experience with EKS or AKS ... the status quo and striving to be best-in-class. As a Product Manager in the Compliance Conduct and Operational Risk (CCOR) Data Analytics division, you will… more
- Bank of America (Chicago, IL)
- …of surveillance and financial crime detection models, including trade surveillance , communications monitoring, and transaction monitoring systems - ... GFC Manager - Global Markets Charlotte, North Carolina;Atlanta, Georgia;...to non-specialist stakeholders. **Skills:** + Critical Thinking + Monitoring, Surveillance , and Testing + Regulatory Compliance +… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- TD Bank (New York, NY)
- …This role requires experience within the financial services industry, specifically in compliance , trade surveillance and/or capital markets domains including ... languages, databases, and development frameworks. . Knowledge of financial industry trade surveillance , market abuse monitoring and/or global markets domain… more
- SimIS Inc. (Suffolk, VA)
- … Manager is responsible for coordinating complex systems engineering trade studies, operational testing, and technology assessments that support CBP's mission ... systems engineering and test and evaluation (T&E) support. SimIS seeks a Program Manager to serve as the primary interface between SimIS and the CBP Program… more
- Sierra Nevada Company, LLC (Dayton, OH)
- …our quality systems and protocols necessary to ensure efficient conformance and compliance . The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and ... for veterans who have already separated from the military. As a Quality Manager , you'll develop, modify, apply and maintain quality evaluation, control systems, and… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department… more
- Northrop Grumman (Palmdale, CA)
- …history. Northrop Grumman Aeronautics Systems (NGAS) is seeking an **Health & Safety Manager 2** for the **Palmdale, CA** site. This position will report to the ... site Environmental, Safety, Health and Medical Manager and manage a team of health and safety...health and safety professionals with a focus on regulatory compliance , injury prevention and occupational health services. Responsibilities include… more
- Leidos (Huntsville, AL)
- …Your greatest work is ahead! Leidos' **Defense Systems Persistent Surveillance Portfolio** is seeking a high-performing **Contractor Logistics Support (CLS) ... Control Account Manager (CAM)** to support a major Department of Defense...program leadership, and technical representatives to maintain alignment and compliance . + Support subcontractor management, including oversight of major… more
- Lockheed Martin (Colorado Springs, CO)
- …qualify, shape and win new business C4ISR opportunities * Understanding of International Trade Compliance and familiarity of export control policies and law * ... **THE WORK** Lockheed Martin \(LM\) Rotary and Mission Systems is seeking a Program Manager for a position located in Abu Dhabi, United Arab Emirates \(UAE\) for the… more