- Scotiabank (New York, NY)
- Senior Manager , Compliance Testing **Requisition ID:** 200274 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... upon the regulatory requirements, processes, policies, procedures to assess controls within the first and second lines of defense.... testing is adequately designed to identify potential control gaps and non- compliance with laws and… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition... testing is adequately designed to identify potential control gaps and non- compliance with laws and ... policies and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance … more
- Charles Schwab (Westlake, TX)
- …dynamic and engaging compliance professional to join the team as a Senior Manager to conduct risk-based compliance testing within our Broker-Dealer and ... equivalent experience + Familiarity with the execution of Second Line of Defense compliance testing including compliance risk management principles + Ability… more
- Regions Bank (Atlanta, GA)
- …the careers section of the system. **Job Description:** At Regions, the Enterprise Risk Testing Manager is a second line of defense risk management function that ... mitigate risk. This position reports to the Enterprise Risk Testing Group Manager . **Primary Responsibilities** + Leads... activities by designing and executing an effective transactional testing program to ensure compliance with laws,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to identify, research, analyze and resolve very complex issues. Must have knowledge of compliance testing or audit practices and a deep understanding of a ... across Compliance teams to maintain a risk-based Compliance Testing program in accordance with the...opportunities for improvement in the design and effectiveness of compliance controls . * Identifies changes and assist… more
- MTA (Brooklyn, NY)
- …Island Rail Road). Central to the Manager 's responsibilities is ensuring compliance with all testing requirements mandated by Department of Transportation ... policy. The Manager will also be responsible for scheduling drug/alcohol testing technicians, implementing quality controls for all testing performed,… more
- Capital One (Melville, NY)
- …and providing guidance on remediation + Advising and dispositioning findings identified by compliance testing + Supporting manager on regulatory exams and/or ... 1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Manager - Lending & Finance Corporate Compliance is seeking a … more
- US Bank (St. Louis, MO)
- …of the business line's operations, products/services, systems, and associated risks/ controls - Thorough knowledge of Risk/ Compliance /Audit competencies - ... **Job Description** Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending on the… more
- Citigroup (Tampa, FL)
- …& Technology teams. This team is also responsible for implementing control testing and monitoring for all Maker Checker controls across Citi to ensure ... controls . This position reports to the Global Functions Control Testing Utility Head, within the Citi...Managers Controls Assessment (MCA) controls testing results and trends to audit, business, compliance… more
- Carnival Cruise Line (Miami, FL)
- …the compliance team's continuing compliance initiatives and regulatory compliance testing initiatives. The Manager , Cybersecurity Compliance ... **Job Description** The Manager , Cybersecurity Compliance is responsible for...Analysts that are responsible for the execution of regulatory control testing , continuing compliance activities,… more
- MUFG (New York, NY)
- …and application controls and prepare meaningful documentation + Coordinate control testing activities, including logistical scheduling and document retrieval ... testing is an integral part of the bank's compliance with policies and standards, identifying whether controls...in designing, implementing, and operationalizing continuous control testing and monitoring of technology controls +… more
- Copeland (St. Louis, MO)
- The Senior Manager - Compliance , Internal Controls , and Policy is a multi-faceted professional role with several areas of responsibility, including financial ... controllership, internal audit, and external audit. **As the Senior Manager - Compliance , Internal Controls ,...auditor and with local management including: + Coordination of controls testing and documentation; + Communicating updates… more
- Citigroup (Tampa, FL)
- …of business, and similar. This position reports to the Citi Common Controls Testing Head within the USPB-Wealth-Common Control Testing Utility, and is an ... **Citi Common Controls Testing Performance Initiatives Leader** The...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Citigroup (Getzville, NY)
- …+ Help contribute to governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-Assessment) as ... scale, and produce returns from our thought-leadership. The Business Controls Manager will be part of a...governance and the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk &… more
- HSBC (New York, NY)
- **Description** #LI-DL2 #HSBCUSA MSS Control Testing Manager role act as an independent First Line of Defence (1LoD) function within the DBS CCO function ... within a financial / banking services operations environment + Relevant experience in control testing , Internal Audit, Internal Controls and Risk assessment.… more
- Citigroup (New York, NY)
- …on issues, concerns and corrective action plans. + Update and maintain a robust Manager 's Control Assessment (MCA) in compliance with the Citi Operational ... risks and root causes are sufficiently addressed + Draft testing strategies and review workpapers to ensure controls...+ 10+ years experience in Operational Risk Management, Audit, Compliance or other control function. + Consistently… more
- JPMorgan Chase (Jersey City, NJ)
- …significant risks, ensuring compliance with operational policies, control procedures, and legal/regulatory requirements through data-driven testing ... The primary objective of the Strategic Control Testing group is to automate...of Business (LOBs) and Corporate Functions. **Job Summary:** As Control Manager Vice President on the Client… more
- Molson Coors Beverage Company (Milwaukee, WI)
- …of the Global IT Control Framework - plans, organizes and executes controls monitoring/ testing in a manner that meets documentation standards and reporting ... Sr Mgr Cybersecurity Controls & Compliance Date: May 3,...leading a team of 3 analysts and 1 program manager . **The Responsibilities:** + Most importantly, you will lead… more
- HP Inc. (Austin, TX)
- The Global Controls , Compliance , and Risk Manager will play a pivotal role in safeguarding the company's interests by overseeing and enhancing the ... enterprise-wide controls , compliance , and risk management framework, with...levels. Auditing and Reporting: * Coordinate and facilitate SOX controls testing with internal audit (IA) and… more
- Truist (Charlotte, NC)
- …team reporting to the Data Risk Control Director. Responsible for 2LOD Data Control testing plan including overseeing the Enterprise Data Control ... planning, requirement, challenging and remediation of the Data Risk Control testing results performed by both 1LOD...the Program/Plan methodology and delivery with the Truist Enterprise Controls Testing Program as appropriate. 6. Develop… more