- TD Bank (New York, NY)
- …as needed, and effective check and challenge. Reporting to the Head of Surveillance Initiatives and Portfolio Management., the incumbent will be responsible for ... their regulatory risk. **Key Responsibilities:** + Reporting: With the Head of Surveillance Initiatives and Portfolio Management and key stakeholders: assist… more
- TD Bank (New York, NY)
- …The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment ... & Quality Strategy: Develop and implement a robust data quality framework for trade surveillance , ensuring data integrity across multiple trading desks and asset… more
- Citizens (Medford, MA)
- …include Conflict Management, Personal Securities Transactions Surveillance , and Preclearance Trade Reviews. The Conduct and Ethics Manager reports to the ... Description The Conduct and Ethics Manager is an independent compliance partner who is...and Escalation, Information Barrier Advisory, Personal Securities Transactions, and Trade Surveillance . + Coordinate and deliver relevant… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance ... partners and coordinate tracking and reporting of Compliance function initiatives and programs * Prepare summaries, communications, reports and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- Capital One (New York, NY)
- …Capital One's Compliance organization you will manage Capital One's Electronic Communications Surveillance Program and Trade Surveillance for Capital One's ... for independent judgment and decision-making. **Responsibilities:** + Oversight of trade surveillance for Swap Dealer (interest rate,...At least 5 years of experience as a people manager , ideally of a Surveillance function +… more
- HSBC (New York, NY)
- …repo, custody and clearing, as well as the supporting functions (eg, Market Operation, Trade Surveillance , Traded Risk and Product Control). The team also covers ... domestic payments and providing cash management and liquidity management solutions -Global Trade Solutions, specializing in trade finance, supply chain and… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... recovery and support services; policy analysis and development; epidemiology, surveillance , and evaluation; development and dissemination of treatment and management… more
- The Walsh Group (Chicago, IL)
- **OVERVIEW** We are currently seeking a **Senior Quality Manager ** for the RLE project in our Transportation Division located in Chicago, IL. The Senior Quality ... Manager reports to the Project Executive and is responsible...process completion + Developing internal and external audit and surveillance schedules commensurate with design and construction activities +… more
- Resideo (San Antonio, TX)
- The Sr Account Manager will be responsible for expanding sales through new and existing customers within an assigned territory. This role requires and individual ... and a background in technical and relationship sales. The Sr Account Manager will continuously expand customer understanding and leverage Snap One's connected… more
- BAE Systems (Fort Worth, TX)
- …And you can, too. In Command, Control, Communications, Computers, Intelligence, Surveillance , and Reconnaissance (C4ISR) Systems, you ll help develop systems that ... a person desiring a career as a Program Engineering Manager (PEM) for our Fort Worth, Texas site. The...as well as modular open systems, and digital engineering initiatives . Because this role involves a combination of collaborative/in-person… more
- Nightwing (Sterling, VA)
- …cyber defense and resiliency, vulnerability research, ubiquitous technical surveillance , data intelligence, lifecycle mission enablement, and software modernization. ... Nightwing is seeking and experienced and cleared Task Order Manager well versed in Logistics & Procurement. Task Order...50 FTE + Knowledge of facilities / engineering / trade skills as it relates to Customer unique environments… more
- Saildrone (Alameda, CA)
- About Us Saildrone is a defense company delivering maritime intelligence, surveillance , and reconnaissance products to military, homeland security, and commercial ... and firepower for strategic superiority. The Role As a Global Supply Manager (GSM), you will oversee and optimize the end-to-end supply chain operations… more
- Lockheed Martin (Liverpool, NY)
- …We provide surface, air and undersea solutions, including radar and surveillance systems, undersea combat systems, and surface combat systems and sensors\. ... a candidate who will have the following responsibilites: GENERAL * Functional Manager managing an RMS Engineering and Technology \(E&T\) organization supporting the… more
- TD Bank (New York, NY)
- …the client, and other areas of TDS / GBS + Acts as a project manager for small-scale projects/ initiatives + Initiates or participates in projects follows project ... **Department Summary:** The NY Middle Office team is responsible for post execution trade support for TDS trading businesses within Global Markets to ensure trades… more
- Regions Bank (Birmingham, AL)
- …MSR asset. The Derivatives Portfolio Analyst will assist the Derivatives Portfolio Manager in a variety of functions including trade strategy, execution, ... reporting, and market research. **Additional Responsibilities:** + Assist Derivatives Portfolio Manager in trade strategies, modeling, market analysis, booking,… more
- BMO Financial Group (New York, NY)
- …Regulatory Services Organization and is specifically responsible for the monitoring of trade floor activities and ensuring these activities adhere to all applicable ... CMS, and Compliance, the VP will be responsible to review assigned surveillance reports, validate activity and document results. Primary products covered will be… more
- Wells Fargo (New York, NY)
- …knowledge to provide expertise to key aspects of the bank's controls and trade surveillance framework within the First Line business. The successful candidate ... will report to a BASS manager and will work closely other BASS team members,...business and wider organization including but not limited to trade surveillance , conflicts of interest, unauthorized trading,… more
- BMO Financial Group (New York, NY)
- …and maintain current knowledge of regulatory requirements and developments, monitoring risk/ trade surveillance , and identifying and corrects possible gaps and ... compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program remains current and aligned with BMO… more
- Sierra Nevada Company, LLC (Lone Tree, CO)
- …Furthermore, they will support IAS Functional Engineering by assisting the functional manager with processes and tools and developing the discipline roadmap. What ... insurance * Education reimbursement * Volunteering opportunities The ISR (Intelligence, Surveillance & Reconnaissance), Aviation, and Security (IAS) business area is… more
- Citigroup (Tampa, FL)
- SMaRT ( Surveillance , Monitoring and Regulatory Tool) is the Strategic Rules Engine for Markets Technology (covering Spread Products, Rates, FX, Equities and ... Management Specialist is the department's knowledge lead with focus on Pre Trade Regulatory and Compliance business controls. The incumbent works both internally… more