- KeyBank (Brooklyn, OH)
- …-initiated trades to the Global Plus custody system + Send/receive wires associated with mutual fund broker trades + Responsible for the daily balancing ... managers associated with and responsible for trading mutual funds for trust clients + Post broker...of all cash associated with Mutual Fund broker trades +… more
- Guardian Life (Bethlehem, PA)
- …results-focused **You will** + Accept, place, and review equity, fixed income, options, and mutual fund trades + Review and release online orders submitted by ... are looking for a professional to join our fast-paced trading desk that supports a retail broker /dealer...+ Review client transactions for accuracy and compliance (eg, mutual fund share classes, breakpoints, ROA, LOI)… more
- Charles Schwab (Austin, TX)
- …locations. The Trading Operations Specialist will utilize various applications for Mutual Fund related activities through broker /dealers, the National ... **What you'll do:** The operations specialist will utilize various applications for processing Mutual Fund related activities through broker /dealers and the… more
- Lincoln Financial (Fort Wayne, IN)
- …agreements, vendor contracts for services supporting the advisor and the mutual fund complex. * Drafting negotiating, and interpreting participation ... also provide legal support, legal project management and guidance regarding the proprietary mutual funds, including advice regarding fund operations and fund … more
- Fifth Third Bank, NA (Cincinnati, OH)
- …managed sleeves, with minimal to limited supervision and regular guidance. Trading Operations functions: + Monitor daily upload of accounting positions into ... supervision and regular guidance. + Identify trades that do not match broker confirmations, analyzing discrepancies and taking corrective actions under the direction… more