- Capital One (Charlotte, NC)
- …One is an equal opportunity employer (EOE, including disability/vet) committed to non -discrimination in compliance with applicable federal, state, and local ... Associate. This team supports the highly transactional Derivatives and Securities sales and trading business handling all onboarding-related activities. Through… more
- ADM (Chicago, IL)
- …**Job Title:** Paralegal - Chicago, IL **Department/Function:** Legal, Compliance , Regulatory Affairs, Corporate Security **Job Description:** **Paralegal - ... plan records. Under the supervision of the Associate General Counsel, Corporate, Securities and M&A, the Paralegal will: **Day-to-Day Duties:** + Collaborate with… more
- Citigroup (Getzville, NY)
- …+ Analyze data for regulatory reporting obligations to US regulators, such as Non -centrally Cleared Bilateral Repo Data to OFR, Short Interest, Covered Securities ... and internal and external audits. + Maintain communication with the Business, Compliance , IT, and the Control & Reconciliation Group to ensure that regulatory… more