- TD Bank (New York, NY)
- …7+ years experience **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on ... mitigates financial crime risk . This involves providing guidance on regulatory compliance , close partnership with business and legal, and operationalizing… more
- PNC (Charlotte, NC)
- …transactions to ensure appropriate risk transparency, modeling integrity, and regulatory compliance . * Prudential Regulation Compliance : ... approves the preparation and analysis of detailed documents for validation and regulatory compliance . + Directs, motivates, develops and manages the performance… more
- M&T Bank (Buffalo, NY)
- …assessment on a recurring and ad-hoc basis in support of achieving the Bank's risk management objectives and regulatory compliance . + Develop and maintain ... for cyber, technology, data and transformation and the enterprise risk management framework and adherence to enhanced prudential... identification, risk policies and governance and regulatory compliance . + Maintain and develop in… more
- SMBC (Jersey City, NJ)
- …will be the authoritative source on the application and interpretation of prudential regulatory requirements (capital, RWA, leverage, large exposures & ... + Lead and contribute to large-scale, cross-functional projects to enhance regulatory compliance infrastructure. + Develop and deliver training materials… more
- Citigroup (Irving, TX)
- …that Citi maintains an accurate Financial Regulations Inventory to support its compliance risk management framework and associated internal controls. The ... Counsel 2 position is an attorney role inf Citi's Regulatory Requirements and Obligation Program that is a hybrid...advice regarding the establishment of appropriate controls to promote compliance and risk management + Prepare a… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Do:** + Ensure report compliance with US regulatory requirements such as Enhanced Prudential Standards...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Treasury. + Ensure report compliance with US regulatory requirements such as Enhanced Prudential Standards...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Mizuho Corporate Bank (New York, NY)
- …operational resilience strategy that aligns with the firm's business objectives, regulatory requirements, and enterprise risk management framework. + Establish ... risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Monitor… more
- Mizuho Corporate Bank (New York, NY)
- … with established capability baselines and risk thresholds. + Ensure compliance with regulatory requirements. + Maintain alignment with internal policies and ... Maintain and update dashboards and key performance indicators (KPIs) related to regulatory compliance and testing. + Collaborate with operational resilience… more
- Charles Schwab (Lone Tree, CO)
- …translate complex business problems into discrete quantifiable components; . Knowledge of regulatory rules (LCR, NSFR, Enhanced Prudential Standards, Basel III, ... including our bank and broker-dealers. We monitor and ensure adherence to regulatory ratios including the Liquidity Coverage Ratio (LCR) and associated public… more
- MUFG (Irving, TX)
- …knowledge and experience in compliance with banking laws and regulations, compliance risk management, and regulatory oversight + Subject matter ... on cross Financial Crime initiatives + Provide advice and guidance to regional compliance teams + Support regulatory engagements + SME/Global KYC POC for… more
- M&T Bank (Buffalo, NY)
- …SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational/model risk controls and other second line of defense and ... development and management of predictive statistical models. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation… more
- MUFG (New York, NY)
- …warning indicator and reporting updates across Treasury teams and engagement with risk management. + Adhere to all Enhanced Prudential Standards requirements ... involvement in all broker dealer treasury functions including funding and liquidity risk management, asset liability management, interest rate risk measurement /… more
- MUFG (Irving, TX)
- …with Financial Crimes + Build strong partnerships with Legal, Internal Audit, Operations Risk , Regulatory Affairs Office and other key stakeholders in connection ... provide more details. **Job Summary:** Reporting into the Head of Financial Crimes Compliance (FCC) Data Analytics, this new position has been created for the… more
- Truist (Charlotte, NC)
- …of proposed rulemaking (NPR) that impact funding strategies/actions. Work with Liquidity Risk team concerning compliance with new regulations. Ensure internal ... funding strategies to meet the wholesale funding needs of Truist that align with risk framework and assist leading the bank funding team. May manage a team.… more
- M&T Bank (Wilmington, DE)
- …SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational/model risk controls and other standards, policies and procedures. + ... methodologies chosen, candidate models, model performance. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation… more
- MUFG (Irving, TX)
- …+ Familiarity implementing, testing or evaluating performance of financial crime and compliance systems. + Sound knowledge on AML data including KYC, customer, ... neural networks, fuzzy logic matching, decision trees, etc. + Familiarity of current compliance rules and regulations of the FRB, SEC, OCC, FATF, FinCEN, OFAC, and… more