- SMBC (Jersey City, NJ)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Regulatory Change Management Officer works with the ... matters related to overseeing timely implementation for SMBC. **Role Objectives** The Regulatory Change Management Officer role works with departments… more
- ManpowerGroup (New York, NY)
- Our client, the financial services industry, is seeking a Regulatory Change Management Officer to join their team. As a Regulatory Change ... communication abilities, which will align successfully in the organization. **Job Title:** Regulatory Change Management Officer **Location: New York, New… more
- SMBC (New York, NY)
- …Outside Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other ... of changes in response to new regulations and regulatory developments through the Regulatory Change Management process. + Provide regulatory advice… more
- Truist (Charlotte, NC)
- …including emerging trends 4. Strong understanding of banking operations, risk management , and regulatory compliance 5. Excellent leadership, communication, and ... of the policies, standards, and best practices in alignment with data management and governance. Accountable for onboarding CDEs and business metadata, defining… more
- KeyBank (Albany, NY)
- …LOB senior management . . Maintain relationships with industry peers and regulatory bodies. . Identify, respond and/or escalate risks as appropriate. . Assist in ... assessments, compliance processes, and applicable techniques for the implementation of regulatory and legal requirements. . Strong relationship management and… more
- Wellington (Boston, MA)
- …In doing so the officer will support the implementation of the risk management standards across the firm and work to ensure the function aligns industry and ... **About Us** **Wellington Management ** offers comprehensive investment management capabilities...colleagues in EMEA and APAC, the Boston-based Senior Risk Officer will sit strictly in second line and advise… more
- BMO Financial Group (Chicago, IL)
- …Head of US Regulatory Relations, within ERO, will report directly to the Chief Regulatory Officer , will be a primary contact with the US regulators, and will ... liaisons, within the ERO. + Support the Chief Regulatory Officer and the overall ERO function...regimes and regulators, and the magnitude and pace of regulatory change . Failure to fully understand and… more
- T. Rowe Price (Owings Mills, MD)
- …fast-paced collaborative environment + Demonstrated ability to lead implementation efforts of regulatory change or initiatives across the firm within varying ... in an evolving world. As a premier global asset management organization with more than 85 years of experience,...vision and strategy in conjunction with the Chief Compliance Officer . + Monitor ongoing legal and regulatory … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. ... . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining...needs of a growing organization. . Acts as a change agent within a transforming environment, setting strategic direction… more
- Bank of America (Wayzata, MN)
- Wealth Management Lending Officer Wayzata, Minnesota **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Wayzata/Wealth- Management -Lending- Officer \_25023610-2) **Job Description:** Merrill Wealth Management… more
- Sumitomo Pharma (Providence, RI)
- …Development Officer for biopharma R&D. Responsible for providing leadership regulatory strategies for earliest possible approvals for the assets under Biopharma ... matters in close partnership with the Chief Development Officer and other key stakeholders + Establish key business...pharmaceutical industry with at least 10 years of executive management level experience within Regulatory Affairs +… more
- Auburn University (Auburn, AL)
- …contract and grant management , contracts and grants funded equipment management , and providing regulatory , policy, and procedural guidance related to ... degree/major from an accredited institution. + 0 years of experience in regulatory compliance, contract negotiation, research management , legal, or related… more
- State of Massachusetts (Tewksbury, MA)
- …buildings, grounds, and maintenance operations, is essential to this role. Leading organizational change management is another key aspect of this role, requiring ... strategic and dynamic administrator to serve as Chief Operating Officer (COO). This experienced leader will be responsible for...serves as a member of the Leadership and Senior Management Teams and will take the lead role in… more
- Sumitomo Pharma (Little Rock, AR)
- …will be responsible for leading development of all non-clinical and clinical regulatory strategies including management of IND and NDA submissions, FDA ... highly motivated, and experienced leader for the position of **Vice President, Regulatory Affairs Oncology** . The candidate must be deeply experienced in Oncology.… more
- City National Bank (New York, NY)
- …and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate… more
- The County of Los Angeles (Los Angeles, CA)
- …One year of the experience must have been at the level of Animal Control Officer III* for an animal control/ regulatory agency- AND - Possession of certification ... is subject to closure without prior notice. DEFINITION: Assists management by providing supervision and training of all assigned...of experience working at the level of Animal Control Officer III for an animal control/ regulatory agency?… more
- City National Bank (Phoenix, AZ)
- …and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and ... *COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The...with regulatory and business standards. * Manage regulatory change management and participate… more
- KeyBank (Brooklyn, OH)
- …**About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") has the ... Individuals in this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory … more
- ManpowerGroup (Milwaukee, WI)
- …external counsel and oversee legal budgets related to corporate matters. People Leadership * Change Management : The capability to manage and drive change ... professional to serve as Corporate Secretary and Chief Ethics and Compliance Officer for ManpowerGroup. This position is critical to ensure sound corporate… more
- City National Bank (New York, NY)
- … within the Wealth Management Division to balance prudent risk management , regulatory oversight, business development, and client relationship management ... . The position requires a deep understanding of fiduciary law, risk management , regulatory compliance, and investment oversight. *WHAT WILL YOU DO?* * … more