- SMBC (New York, NY)
- …to follow up on issues until resolved. + Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer and ... Business Activities and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management ...+ M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member +… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists ... to internal reporting and tracking related to examinations and regulatory findings. + Assist with the management ...and ability to work independently. **General Job Posting:** The Compliance Officer supports consumer regulatory … more
- JPMorgan Chase (Charlotte, NC)
- …as well as procedures. Other responsibilities include regulatory and legislative compliance , security officer management , alarm response, crisis ... ATM, branch and corporate building security. As a Security Officer within our Global Security team **,** you will...service oriented position + Strong leadership skills and previous management experience + **Will also need to pass a… more
- Banco Popular Puerto Rico (New York, NY)
- …Jan 2, 2026 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory ... Compliance We are looking for a Senior Compliance Officer to join our Compliance...Lakes, FL. The right candidate will support the consumer regulatory compliance functions for Popular Bank, including… more
- MyFlorida (Tallahassee, FL)
- REGULATORY CONSULTANT (WT:MS COMPLIANCE OFFICER I - 76004464 Date: Dec 19, 2025 The State Personnel System is an E-Verify employer. For more information ... No: 867230 Agency: Highway Safety and Motor Vehicle Working Title: REGULATORY CONSULTANT (WT:MS COMPLIANCE OFFICER I - 76004464 Pay Plan: Career Service… more
- Centene Corporation (Jefferson City, MO)
- …regulatory change management with interim health plan compliance officer responsibilities. + Draft slides of regulatory change management activity ... in developing, producing and conducting regulatory change management training programs. + Perform periodic compliance ...of related experience in compliance privacy and/or regulatory affairs. + Experience in project management … more
- Prime Therapeutics (Columbia, SC)
- …Come build the future of pharmacy with us. **Job Posting Title** Senior Compliance Analyst ( Regulatory Change Management ) - Remote **Job Description** ... aligned with expectations of applicable regulatory guidance + Lead project management efforts for highly sensitive Compliance initiatives + Represents the … more
- Dana-Farber Cancer Institute (Brookline, MA)
- The Regulatory Compliance Director is a key...Compliance Director will report directly to the Chief Compliance Officer . Located in Boston and the ... federal and state healthcare laws, payer requirements and internal policies. The Regulatory Compliance Director is responsible for developing, implementing, and… more
- Maryland Treatment Centers, Inc. (Baltimore, MD)
- …our Baltimore Team. The Specialist works under the direction of the Corporate Compliance Officer to ensure that MMTC remains up-to-date on applicable healthcare ... direction/recommendations to senior leadership, program clinicians and directors for regulatory compliance * Serve as back-up corporate... * Serve as back-up corporate wide trainer for Compliance Officer on Compliance , HIPAA,… more
- University of Utah (Salt Lake City, UT)
- Details **Open Date** 12/23/2025 **Requisition Number** PRN43910B **Job Title** PS Clinical Compliance Officer **Working Title** Regulatory Compliance ... Date (Note - Posting may close at any time)** **Job Summary** The Regulatory Compliance Administrator collaborates with providers, managers, and staff to assist… more
- University of Utah (Salt Lake City, UT)
- Details **Open Date** 11/13/2025 **Requisition Number** PRN43595B **Job Title** Compliance Officer **Working Title** Regulatory Compliance Manager - ... schedule. **VP Area** U of U Health - Academics **Department** 01663 - COMPLIANCE SERVICES **Location** Campus **City** Salt Lake City, UT **Type of Recruitment**… more
- University of Utah (Salt Lake City, UT)
- …**Requisition Number** PRN43591B **Job Title** Manager, Audit **Working Title** Regulatory Compliance Administrator - Hybrid/Remote **Career Progression Track** ... **Job Summary** Provides leadership and support conducive to the management of team of Compliance Managers and... Compliance Association ( HCCA ) as a Compliance Officer and clinical degree and experience… more
- T. Rowe Price (Owings Mills, MD)
- … compliance requirements. + Responsible for drafting quarterly and annual chief compliance officer reporting under Rule 38a-1 and Rule 206(4)-7 and overseeing ... in an evolving world. As a premier global asset management organization with more than 85 years of experience,...regulatory reviews. Reviews procedures and policies to ensure compliance . + Provides support to senior leadership. Meets with… more
- JPMorgan Chase (Plano, TX)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance ... your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the...will need to possess sufficient knowledge and experience in Compliance , as well as familiarity with regulatory … more
- KeyBank (Brooklyn, OH)
- …wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements and expectations. Individuals work both ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation...respect to the execution of testing against applicable OCC regulatory expectations and pertinent regulations (eg - 12 CFR… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... the TDS US and global businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance… more
- City National Bank (New York, NY)
- …exam management and other regulatory affairs. * For Wealth Management Compliance roles, experience with a financial institution such as a broker/dealer ... * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS...and ensuring effective controls are in place to mitigate compliance risk. Maintaining regulatory change management… more
- City National Bank (Phoenix, AZ)
- …with applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management , policies and ... * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS... agencies, including exam management and other regulatory affairs. * For Banking Compliance related… more
- Sprinklr (Washington, DC)
- …experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will lead Sprinklr's global compliance ... CCO will be responsible for ensuring the Company meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and… more
- Whitney Young Health Center (Albany, NY)
- …term life insurance, commuter benefits and more! GENERAL RESPONSIBILITIES: The Risk and Compliance Officer oversees the Risk Management and Corporate ... Risk and Compliance Officer (Req 101027) Albany, NY...management , and employees in both organizations are in compliance with the rules and regulations of regulatory… more