- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Governance team is responsible for production of Annual Compliance Reports and related senior officer certifications....Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- Merck & Co. (Millsboro, DE)
- …health authority (particularly USDA-APHIS-CVB-IC and/or -PEL) as an inspector, product reviewer, compliance officer , or other GMP/ regulatory role Required ... Compliance , Quality Management Standards, Quality Management Systems (QMS), Regulatory Compliance , USDA RegulationsPreferred Skills: Current Employees apply… more
- Repligen (Waltham, MA)
- … compliance with accounting standards and multinational tax and regulatory requirements.Coordinate with external auditors during annual audits and interim ... accounting processes across all global subsidiaries. Reporting directly to the Chief Accounting Officer , this role has a high degree of exposure to the complexities… more
- Florida Atlantic University (Boca Raton, FL)
- …Security program and Export Control oversight. The Export Control and Research Security Officer supports compliance with US laws and federal research sponsor ... matters. Responsibilities: + Serve as the university's Export Control Officer , overseeing compliance with the Export Administration...Treasury) and serve as a point of contact for regulatory inquiries and compliance reporting. + Assist… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Compliance - Functions Control Officer function plays a critical role in ... across the operating environment. **SCOPE** The role will report to Functions Control Officer Lead for Compliance . The incumbent will be responsible for… more
- Stanford Health Care (Pleasanton, CA)
- …is a Stanford Health Care job.** **A Brief Overview** The Lead Security Officer assists in ensuring medical center safety and security during assigned shifts and ... responds to code designated incidents and other emergencies. The Lead Security Officer writes comprehensive reports detailing causes, actions and responses and is… more
- Banc of California (Encino, CA)
- …Serves a dual-purpose role fulfilling responsibilities of both a Customer Relationship Officer and Teller. + Profiles customers while opening or servicing deposit ... with Branch Manager regarding responses for independent third party and regulatory audits of the department; ensures deficiencies identified from such audits… more
- RGP (Pomona, CA)
- …+ **Strong Excel skills (proficiency with pivot tables).** + Strong understanding of regulatory compliance across multiple states. + Willingness to travel (if ... currently representing a client in Pomona, CA seeking a CFO.** The Chief Financial Officer (CFO) is a key member of the executive leadership team, responsible for… more
- SMBC (Charlotte, NC)
- …of benefits to its employees. **Role Description** The Director, IT Functional Control Officer (FCO) for Capital Markets/Nikko is a change agent and risk management ... IT FCO serves as a trusted advisor to the CM Nikko Chief Information Officer and their teams, driving a culture of accountability and control excellence. **Role… more
- CBRE Government and Defense Services (Quantico, VA)
- …accident reports for review by Management and as required by OSHA and other regulatory agencies + Facilitate and execute on Company Safety Program and Culture + ... to: medical, well-being, financial planning and short-term incentives benefits. Due to compliance requirements imposed by a federal contract, this position may be… more
- Banc of California (Long Beach, CA)
- …the daily workflow and coordinate with other areas as required to ensure compliance with service standards and regulatory deadlines. + Assure high quality ... degree or higher strongly preferred + Solid understanding of the operational regulatory environment with thorough knowledge of banking operations is required + Solid… more
- Rockefeller University (New York, NY)
- …with the University's researchers,other departments on campus,and a wide range of outside regulatory and advisory agencies to ensure that the University is a safe ... conduct program assessments; conduct routine and emergency monitoring for compliance with occupational exposure limits. Responsibilities The Assistant Safety … more
- SMBC (New York, NY)
- …transaction background, deal structure, facility terms and conditions, US regulatory classification, profitability, and relationship strategy. **Role Objectives** + ... Provide feedback and guidance, as necessary, to business units to ensure compliance with internal policies and procedures standards. + Monitor and supervise problem… more
- Banc of California (Durham, NC)
- …will perform a variety of tasks related to ensuring the Bank's compliance under the Community Reinvestment Act.("CRA") In this role, major responsibilities will ... small business and community development loans for the purpose of internal and regulatory reporting. + Supports the operations of the Bank's Charitable Foundation. +… more
- SMBC (New York, NY)
- …guidance to front office to ensure consistent and complete credit applications and compliance with internal policies and procedures + Ensure US Regulatory ... requirements are met with each credit application + Other credit related works/projects as assigned **Qualifications and Skills** + 5-7 years of relevant work experience in the financial services industry within the credit function as a credit analyst,… more
- Oregon State University (Corvallis, OR)
- …Administrator 2-Contr & Compl Job Title Associate Athletic Director for Compliance and Sports Service Appointment Type Professional Faculty Job Location Corvallis ... The Department of Athletics is seeking an Associate Athletic Director for Compliance and Sports Service. This is a full-time (1.00 FTE ),12-month, professional… more
- HSBC (New York, NY)
- **Description** **Litigation, Regulatory Enforcement and Investigations (LREI), HSBC Technology & Services (USA) Inc., New York, NY:** Provide strategic support to ... budget for the global team. Prepare for Quarterly Business Reviews with Chief Legal Officer . Partner with lawyers and law firms to ensure all external legal spend is… more
- Jackson National Life Insurance Company (Chicago, IL)
- …one or more processes and may manage cross-functional projects as requested by JNAM's Chief Compliance Officer and Compliance team. + Updates compliance ... the Code of Ethics process and new hire and annual Compliance training. + Assists with regulatory filings, under the direction of superiors (eg, Form ADV, Form… more
- Principal Financial Group (Des Moines, IA)
- …strengthen our compliance framework. **What You'll Do** + Partner with the Chief Compliance Officer to implement, and oversee HR compliance policies and ... **What You'll Do** We're seeking a strategic, compliance -minded leader to join our team as an...Deep knowledge of HR practices, employment law, and the regulatory landscape. + Strong analytical, communication, and leadership skills.… more
- Children's Hospital Los Angeles (Los Angeles, CA)
- …is 100% onsite.** **Purpose Statement/Position Summary:** Under the direction of the Chief Compliance Officer and/or their designee, the Compliance and ... equivalent combination of education and experience. . Knowledge of operational and regulatory issues related to healthcare compliance and privacy. . Exceptional… more
