- Citigroup (Tampa, FL)
- The Regulatory Issue Remediation Oversight Lead will be part of the Global Regulatory Engagement team within the CBNA NA organization. This role is ... centralized oversight for in scope regulatory issues management. The Regulatory Issue Remediation Oversight Lead will help MRAOF to identify,… more
- Citigroup (Tampa, FL)
- … Management teams to advise and support on the effective design and implementation of issue remediation plans, through a review and challenge of Issue ... degree, Master's degree preferred **Job Family Group:** Controls Governance & Oversight **Job Family:** Issue Management **Time Type:** Full time… more
- Citigroup (Queens, NY)
- … reports and related control frameworks. + Proven track record in issues management, regulatory exam response and control oversight . + Able to navigate through a ... The Regulatory Reporting role is a senior management position...of control standards, the Manger's Control Assessment (MCA) and Issue Management Policy. Oversee the quality, completeness, and accuracy… more
- Citigroup (Jacksonville, FL)
- …implement sustainable solutions to address root causes. + Leverage analytics to assess issue remediation trends, identify key risks, and develop insights for ... Manage Business/Function Quality Control engagement over the complete lifecycle of high-impact issue remediations and primary remediation programs. + Manages a… more
- Citigroup (O'Fallon, MO)
- …implement sustainable solutions to address root causes + Utilize analytics to assess issue remediation trends, identify key risks, and develop insights for ... Control engagement across the full lifecycle of high impact issue remediations and key remediation programs +...Master's degree preferred **Job Family Group:** Controls Governance & Oversight **Job Family:** Issue Management **Time Type:**… more
- Citigroup (Tampa, FL)
- …sustainable solutions to address root causes + Utilize data analytics to assess issue remediation trends, identify key risks, and develop insights for process ... QC engagement across the full lifecycle of high impact issue remediations and key remediation programs +...Master's degree preferred **Job Family Group:** Controls Governance & Oversight **Job Family:** Issue Management **Time Type:**… more
- Citigroup (O'Fallon, MO)
- …in the internal and external business environment. + Leverage analytics to assess issue remediation trends, identify key risks, and develop insights for process ... degree, Master's degree preferred **Job Family Group:** Controls Governance & Oversight **Job Family:** Issue Management **Time Type:** Full time… more
- Truist (Charlotte, NC)
- …below. Specific activities may change from time to time. 1. Participate in issue remediation planning providing feedback for successful closure. 2. Participate ... risks, scope, staffing requirements, deliverables, timelines, and client availability. + Lead Issue Validation and assessment of the remediation efforts to… more
- City National Bank (Charlotte, NC)
- …record of successfully overseeing complex large-scale transformation programs ideally including regulatory remediation programs at peer institutions * Strong ... arising from risk assessments, risk monitoring, internal and external events, and regulatory exams * Collaborate with risk oversight teams and subject… more
- City National Bank (Rock Hill, SC)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational Risk ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City National Bank's business processes,… more
- Mizuho Corporate Bank (New York, NY)
- …role is a key partner in strengthening both our data management capabilities and regulatory risk reporting oversight . In this integrated role, you will provide ... Oversight and Challenge : + Provide second-line oversight of both Data Management and Regulatory ...+ Conduct independent deep dives and thematic reviews on regulatory reporting risk areas and track the remediation… more
- Truist (Atlanta, GA)
- …and can evidence adherence. 5. Leads and drives effective issues management and remediation execution in alignment with the Enterprise Issue Management (EIM) ... leadership and drives the successful implementation of the Enterprise Data Risk Oversight (EDRO) Program in teh second line of defense (2LoD) including management… more
- Wells Fargo (Irving, TX)
- …Risk Officer in Consumer, Small & Business Banking (CSBB) Operational Risk Business Oversight as part of the Branch Banking Oversight team. Learn more ... of Risk Programs such as: Risk and Control Self-Assessment (RCSA), Issue Management, Change and transformation management, Operational Risk Events. + Demonstrated… more
- Scotiabank (New York, NY)
- …management to support their regulatory interactions. The role also provides oversight and monitoring of remediation commitments made by Scotiabank US to ... of interactions with US regulators, including but not limited to: + Providing oversight for regulatory examinations and supervisory interactions and be a central… more
- Citigroup (New York, NY)
- …New Product and Business Practice reviews, Managers Control Assessment (MCA) Oversight and quality execution, issue management and Corrective Action ... be tailored to meet clients' needs. The Investor Services Head of Controls and Regulatory Management (C-16) will be tasked with leading and managing the global risk… more
- Truist (Atlanta, GA)
- …and enforce risk management framework, fulfillment of enterprise program requirements, and oversight of regulatory adherence. Act as an authority and primary ... activities may change from time to time. 1. Develop, administer and provide oversight to a defined governance program with focus on adherence to regulatory… more
- Scotiabank (New York, NY)
- …of interactions with US regulators, including but not limited to: + Supporting US oversight for regulatory examinations and regulatory monitoring + Managing ... interactions. The role also provides for monitoring of remediation commitments made by Scotiabank US to its regulators...Scotiabank to Regulators and assist with execution of US regulatory governance forum + Assist with centralized issue… more
- Citigroup (New York, NY)
- …Team, Global Regulatory Engagement Team, and IA delivery teams when a US Regulatory Issue is raised against IA; tracks and facilitates the drafting of IA ... Serves as a Regulatory and Exam Manager for Internal Audit's ...and CBNA Chief Audit Executive in preparing for MRA Oversight Committee Meetings; coordinates with audit teams to understand… more
- Banco Popular Puerto Rico (San Juan, PR)
- …Officer General Description This position requires providing support in the oversight and management of Popular, Inc.'s issues management-related processes across ... are escalated by different business and support units across Popular to the Regulatory and Financial Compliance Division. The role requires completion of a thorough… more
- Point32Health (Canton, MA)
- …and Auditing; Effective Communication; Training and Education; Policies and Procedures; Vendor Oversight ; Issue correction and remediation . + Ensure ongoing ... Effectively identify regulatory and compliance risks and provide plan of remediation . + Management of significant or complex regulatory audits to ensure… more