- Citigroup (New York, NY)
- ** Regulatory and Exam Management , VP - Hybrid** _The Operations & Technology (O&T) Chief Operating Office (COO) is a driving force in delivering value to ... COO enables the organization to execute on O&T's Vision and Strategy._ _The O&T Regulatory Exam Management Officer will report to the O&T Regulatory … more
- MUFG (New York, NY)
- …and MUFG Government and Regulatory Affairs Office + Support end-to-end regulatory exam management , including meeting scheduling, organization of document ... managing staff functions. + Background in regulatory relations / regulatory exam management and knowledge of heightened regulatory environment.… more
- Citigroup (New York, NY)
- …engaged on upcoming activities. + Maintain team guidelines on best practices for regulatory exam management , presentations, and submissions to drive ... to strengthen regulatory relations; + Produce thematic summaries to Senior Management on regulatory interactions and developments to provide insight and… more
- Morgan Stanley (New York, NY)
- …to diversifying its workforce (M/F/Disability/Vet) **Job:** **Other* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit ... support of WM & ISG clients and seek a Vice President as part of the US...Exam Support: * Provide support & guidance to management to prepare them for regulatory examinations… more
- Colorado State University (Fort Collins, CO)
- Posting Detail Information Working TitleAssistant Vice President for Research Administration Position LocationFort Collins, CO Work LocationPosition qualifies ... be received by 11:59pm (MT) on05/20/2024 Description of Work Unit TheOffice of the Vice President for Research( OVPR ) has overall responsibility for promoting… more
- JPMorgan Chase (Columbus, OH)
- As a Supplier Assurance Services Exam Management Lead within this group, you will drive, develop and oversee responses to informational requests and concerns ... of defense as well as external entities such as regulatory authorities and clients, ensuring strong positions on key...and supplier risk awareness in order to support collective exam management activities + Partner with CTPO… more
- JPMorgan Chase (Plano, TX)
- …challenging the status quo and striving to be best-in-class. As a Vice President within the Wholesale Credit Risk (WCR) Regulatory Management Team, you ... relationships with credit risk subject matter experts + Identify exam and audit issues and escalate as needed +...experience in wholesale credit risk along with policy, compliance, regulatory management or governance experience + Ability… more
- JPMorgan Chase (New York, NY)
- … and Compliance that manages regulatory exams and ongoing monitoring activities. As a Vice President in this role, you will be a key member of the CIB ... respond to ad hoc regulatory inquiries; chair regulatory meetings; and develop reports for senior management...exam partners in preparation for, and engagement in, regulatory activity + Lead regulatory examinations through… more
- SMBC (Jersey City, NJ)
- …Within the Compliance Operations Department, the KYC Procedures and Governance Oversight Vice President is responsible for promoting oversight and control within ... and Oversight Director, the KYC Procedures and Governance Oversight Vice President will assist in promoting overall...up to date. + Coordination for project and program management regulatory concerns and providing guidance during… more
- JPMorgan Chase (Jersey City, NJ)
- As a Firmwide Allowance Control Manager - Vice President within Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and ... our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the...review actions taken to remediate issues + Manage the regulatory exam and internal/external audit activities for… more
- JPMorgan Chase (Columbus, OH)
- …and control culture that leverages proven evaluation strategies and sound change management protocols + Execute established exam protocols, issues management ... financial products with background in audit, compliance, controls, operational risk management , quality assurance, and/or regulatory /investor requirements + End… more
- MUFG (Irving, TX)
- …provide more details. **Responsibilities** The general responsibilities for the Surveillance VP include the following: + Working with various trade surveillance and ... perspective. + Preparing metrics to report monitoring results to senior management , including identifying potential trends ,or themes that may warrant further… more
- Citigroup (Irving, TX)
- …Technology globally. + Responsible for executing functional strategy for Wealth Technology Issues, Exam and Regulatory Management domain. Closely works with ... **Job Description** IT Lead Analyst for Regulatory commitments is a strategic professional who stays abreast of developments within own field and contributes to… more
- Citigroup (Irving, TX)
- …members of the team. + Performs other duties and functions as assigned such as Regulatory and exam management , regulatory commitments etc. + ... are put in place to address Cyber Security (Vulnerability Assessments etc), Management Observation and regulatory issues. + Identify gaps between processes… more
- M&T Bank (New York, NY)
- …in Governance Committees, Forums, and Working Groups, Targeted Risk Assessments, Training Initiatives, Regulatory Exam Management support - Expertise in one ... **Overview:** This Vice President level role provides guidance...and testing. + May interact with State and Federal Regulatory Agencies, numerous risk and executive management ,… more
- Citigroup (New York, NY)
- …issues identified during regulatory engagements, including the various stages of the exam management lifecycle. + Monitor the full lifecycle of identified ... meetings with business unit personnel, and collaborating with senior management to provide guidance on regulatory matters...with senior management to provide guidance on regulatory matters and communication. + Provide regular updates to… more
- MUFG (Tempe, AZ)
- …**Role Summary:** The Global Financial Crimes Division (GFCD) Exam and Audit Management (EAM) Assistant Vice President position sits within GFCD Program ... Management and reports into the GFCD Head of Exam and Audit Management . Global EAM is...audit engagements. The role will at times lead global regulatory exam and audit preparation activities and… more
- Citigroup (Tampa, FL)
- …AML Core Officer is responsible for supporting AML Detection Risk Frameworks in regulatory change management by ensuring regulatory changes impacting ... AML risks, red flags and typologies identified by US and global regulators; Regulatory and Internal Audit-related initiatives and exam inquiries; and other… more
- Morgan Stanley (New York, NY)
- …Business Risk Management organization. He or she will be responsible for aiding the Vice President ( VP ) and Executive Director (ED) of the team as they ... in each of its business segments- Institutional Securities, Wealth Management , and Investment Management . Morgan Stanley, through...estate loans. The US Bank Subsidiaries seek an Assistant Vice President (AVP) to join the First… more
- University of Oregon (Eugene, OR)
- …Public Policy and Planning, Planning/Project Management Department: Office of the Vice President for Research and Innovation Appointment Type and Duration: ... or hybrid work requests may be considered. Department Summary The Office of the Vice President for Research & Innovation (OVPRI) promotes excellence in research… more