- Robert Half Finance & Accounting (West Valley City, UT)
- Description We are looking for a dedicated SEC Compliance Manager / Director to join our team in West Valley City, Utah. In this role, you will oversee ... critical financial reporting processes, ensuring adherence to US SEC regulations and compliance standards. If you have a strong background in accounting, SEC … more
- Kestra Medical Technologies, Inc (Kirkland, WA)
- …like 10-Q, 10-K, and 8-K. + Research and document technical accounting issues, ensuring compliance with US GAAP and SEC regulations + Prepare the consolidated ... monitor, manage, and protect life. This position is responsible for all SEC reporting including preparation of SEC compliant financial statements and… more
- Fluent (New York, NY)
- …update or implement, as needed, the key processes that govern our accounting transactions and SEC compliance . + Serve as a subject matter expert in the review ... As our Manager , SEC Reporting and Technical Accounting...As our Manager , SEC Reporting and Technical Accounting you will support...company. What You'll Do You will report to our Director of SEC Reporting and Technical Accounting… more
- Amazon (Seattle, WA)
- …organization within Amazon Stores Security is currently hiring for a Senior Program Manager of Business Operations. In this role, you will work in tandem with ... stakeholders and cross-functional teams. The position will report directly to the Director of Customer Service Security. Key job responsibilities - Build and manage… more
- TD Bank (New York, NY)
- …Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair… more
- Aegon Asset Management (Cedar Rapids, IA)
- …FINRA Series 53 + Insurance license + Experience with FIS(R) Supervision Compliance Manager + Experience with National Financial Services/Fidelity platform ... Summary Transamerica Financial Advisor (TFA) is searching for a Director of Compliance . This position will report... compliance policies, procedures, and controls to ensure compliance with applicable SEC , FINRA, and state… more
- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join...the ability to assess firm impact. Specifically, FED, FINRA, SEC , CFTC, NYSE, and OCC including Securities Act, Reg… more
- Robert Half Finance & Accounting (Houston, TX)
- Description We are offering an exciting opportunity for a Tax Director / Manager - Corporate to join our team in Houston, Texas. This role entails overseeing ... complex tax issues, managing ASC 740 processes, and ensuring compliance with US federal and state income tax laws....Tax Law * Proven track record as a Tax Director / Manager in a corporate environment * Ability… more
- Edwards Lifesciences (Los Angeles, CA)
- …asset acquisitions, collaborative arrangements, etc.) to ensure US GAAP, SOX, and SEC compliance . + Prepare comprehensive, clear, and concise technical ... correct application of US GAAP and accuracy, quality, and compliance of the Company's financial reporting. Partner with the...entities and cross border transactions. + Provide guidance on SEC reporting matters and review Form 10-K and Form… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …budgets and other financial analysis reports for complex business units (in compliance with GAAP, SEC , and regulatory requirements). Works with Technology ... Remains up to date with current accounting pronouncements that impact the business ensuring compliance with GAAP, SEC , and FHC rules and regulations. + Manages… more
- University of Michigan (Ann Arbor, MI)
- Associate Director , Physical Security **Extended Site Maintenance** We are performing updates and maintenance to our applicant experience. As a result, the site will ... potential threats. We are actively recruiting a Physical Security Associate Director to coordinate security vulnerability and threat assessments and implement safety… more
- Merck (Rahway, NJ)
- …of personnel under their direction within the framework of Company policy. The Executive Director will be a manager of managers, with keen focus on coaching ... cross-functional development teams to enable pipeline decisions. The Executive Director , Biologics Analytical Research and Development (B-AR&D) is responsible for… more
- Robert Half Finance & Accounting (Skokie, IL)
- …matters, navigate new business initiatives and their corresponding accounting implications. The manager of SEC Reporting and Technical Accounting will be ... reporting to the Director of SEC Reporting and Technical Accounting....8-K, Proxy, and associated XBRL reporting efforts) and ensure compliance with SEC rules and regulations and… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...regulatory requirements as it related to surveillance data (eg, SEC , CFTC, NFA, FINRA, FCA, CIRO, etc.) and aligns… more
- Atrius Health (Newton, MA)
- …resources needed to maintain critical infrastructure tools and processes. Assists Sr. Director in managing project work and keeping the lights on. Guides ... architecture, Info Sec , and broader IT Operations to match the growth...of successful delivery of IT solutions as an IT Manager required. Strong, hands-on operations background with a comprehensive… more
- Novo Nordisk (Plainsboro, NJ)
- …the VP of Finance & Supply Chain. Reporting into this position are the Senior Manager - Financial Transactions; Director - Accounting & Fin Controls, and ... a strong and sustainable environment of internal control compliant with Sarbanes Oxley Sec 404 requirements + Manage/reduce the Company's exposure to fraud risk and… more
- ARAMARK (Tuscaloosa, AL)
- **Job Description** The Director of Operations will be responsible for planning and managing a high volume, complex, multi-location dining service operation in ... conjunction with the Resident District Manager . This position will oversee all programming, scheduling, and...us on the most vibrant, tradition-rich campus in the SEC and help us continue to set the standard… more
- Bank of America (New York, NY)
- Director , Sr Business Control New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better ... with the line of business, COO and other support functions (eg Compliance , Operational Risk). Responsible for creating, enhancing and overseeing the controls and… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer...is to support compliance testing for Scotiabank's compliance of CFTC Swap Dealer, SEC Security ... testing report get submitted to the Head of GBM&T Compliance Testing, Director of Swap Dealer and...within investment or commercial bank. + Familiarity with applicable SEC , CFTC, NFA rules applicable to international banks conducting… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging...& Analytics - Trust and Estates Fiduciary Risk Executive Director within the IR&A's Client Risk team, you will… more