- SMBC (New York, NY)
- …lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... related to market activities including Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit ...and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment, and workpaper… more
- Scotiabank (New York, NY)
- …be required to work as part of the team and assist the Senior Managers and/or Director , US Capital Markets Audit to provide audit services to capital ... Audit Manager, US Capital Markets **Requisition ID:** 240530...managing risks in trading activities. Assess the trading and sales practices controls within Front… more
- Citigroup (New York, NY)
- …also work with the broader franchise across Global Markets, including: High Touch Cash Sales Trading , Program Trading , Prime Brokerage, Advisory and ... cash trading needs - working closely with Sales Trading and Execution Advisory Services team...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- Citigroup (New York, NY)
- The Director , Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... Insurance companies. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as strategic… more
- Scotiabank (Dallas, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... will be required to work as part of the team and assist the Director , US IT Audit to provide audit services over the US IT environment. The incumbent… more
- Scotiabank (Dallas, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... incumbent will be required to work as part of the team and assist the Director , US AML Audit to provide audit services over the US AML program. The incumbent… more
- TD Bank (New York, NY)
- …professionals engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk ... for this role. **Job Description:** TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global… more
- Scotiabank (Dallas, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director , Global Sanctions Exam Management, Regulatory and Emerging...sanctions exam management that would entail leading efforts on audit -related matters, as well as leading environmental landscape analysis… more
- Citigroup (New York, NY)
- ** Director of Product Development - Counterparty Credit Risk...EMT -2 level MDs, Trading Desk Heads, Sales teams and Internal Audit + Lead ... with senior members within organization (EMT -1 and EMT -2 level MDs, Trading Desk Heads, Sales teams, and Internal Audit ). Ability to build networks and… more
- Scotiabank (Dallas, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... and Backup Recovery, Third Party Management, Project Management, and Audit & Regulatory issue remediations. Director , IT...Management, and Audit & Regulatory issue remediations. Director , IT Risk (CIO Risk Advisor) directly supports the… more
- Scotiabank (Dallas, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director , Cybersecurity Risk Management **Requisition ID:** 245907 **Salary...risk oversight partner on cyber risks, regulatory reporting, and audit requirements, supporting requests and providing guidance across key… more
- Scotiabank (Dallas, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director , US Deputy CISO **Requisition ID:** 244515 **Salary...groups or advisors in various business areas (Internal Controls, Audit , Cyber Security, Privacy, Fraud, Resilience, Availability) to spearhead… more
- Mizuho Corporate Bank (New York, NY)
- …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... individual to join our Stress Testing and Capital Analysis team as a Director . The Stress Testing and Capital Analysis team sits within the firm's Enterprise… more
- Scotiabank (Dallas, TX)
- …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... Director , Operational and Data Risk Management **Requisition ID:**...Operational Risk Management, or related Compliance, Risk Management or Audit experience + Experience with Risk Identification and Assessment… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for an Assistant Director of Engineering to join our Digital Trust & Transparency (DTT) team, which underpins enterprise customer ... Operationalize privacy and regulatory requirements (eg, GDPR/CCPA/TCPA) via platform controls, audit trails, and versioning embedded in the lifecycle + Integrate… more
- CIBC (New York, NY)
- …group provides direct day-to-day support for CIBC's US Capital Markets business, primarily Sales and Trading , Debt Capital Markets and Corporate and Investment ... controls involving people, technology, processes or external events that arise from audit and control testing. The role applies advanced concepts to provide guidance… more
- Principal Financial Group (Des Moines, IA)
- …education and experience + 8+ years of experience in risk management, audit , compliance, legal, or direct business oversight with accountability for risk and ... Range Information** Salary ranges below reflect targeted base salaries. Non- sales positions have the opportunity to participate in a...to personal and business conduct as well as personal trading activities for you and members of your household.… more
- Mizuho Corporate Bank (New York, NY)
- …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... Mizuho Americas Enterprise Risk Management is seeking a highly skilled Executive Director with extensive hands-on experience in Quantitative Credit Modeling to join… more
- Takeda Pharmaceuticals (Boston, MA)
- …standard reporting and other metrics as required. Support all compliance and audit reviews. + Coordinate resources to support for cross-functional projects and ... formulary/benefit compliance, data validation and rebate calculations. Adhere to all audit requirements and any/all reporting regulations as defined within Takeda's… more
- Dow (Midland, MI)
- …manufacturing sites in 30 countries and employ approximately 36,000 people. Dow delivered sales of approximately $43 billion in 2024. References to Dow or the ... comprised of 6 finance professionals with experience ranging from Specialist to Director . The position reports through the global Treasury organization, whose role… more