- TEKsystems (St. Louis, MO)
- …questions. Interact with client personnel on a range of information. Required Qualifications: 2 years of Securities Operations support experience or ... Description In this contingent resource assignment you may: Support Securities Operations proactively seek ways to improve processes. Perform moderately complex… more
- Truist (Atlanta, GA)
- …degree in business-related field. 2 . Two or more years of Securities Operations experience. **General Description of Available Benefits for Eligible ... review the following job description:** This position performs assigned duties within Securities Operations unit for the Wealth Management business. This… more
- Atria Wealth Solutions (Vancouver, WA)
- …partnership with CUSO Financial Services, LP (CFS), is seeking an Investment Advisor Representative to provide investment services for members of Columbia CU in the ... area. About Columbia Credit Union Columbia CU is a full-service financial institution with $ 2 .3 billion in assets, over 100k members and we pride ourselves in our… more
- State of Montana (Helena, MT)
- …the representative is and/or has complied with the Montana Securities Act. * Seeks additional information from salesperson and investment adviser ... The Montana State Auditor's Office, Commissioner of Securities and Insurance (CSI) has an exciting opportunity...and BDW to protect investors and ensure the firm's operations in Montana are in the public's interest. *… more
- Thrivent Financial (Cottage Grove, MN)
- …is a direct support to the chief investment officer, and assists daily operations of the practice, including, but not limited to: preparing forms, drafting ... management system + Provides fund values and answers other securities (including, if appropriately licensed, variable insurance and annuities)...submit. + Note CANNOT be listed as the servicing representative AND need to note their FA is selling… more
- Truist (Wilson, NC)
- …clients, attorneys, settlement agents, insurance agents, vendors and other internal partners. 2 . Independently work a pipeline of a wide variety of loan requests ... releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- Truist (Charlotte, NC)
- …1. Significant experience at a sophisticated law firm or in-house counsel with securities regulatory legal experience 2 . Demonstrated knowledge of state and ... broker-dealer and investment adviser affiliates related to the regulation of securities products and investment advisory services to business constituents. The role… more
- Thrivent Financial (West Bend, WI)
- …Financial is a faith-based, not-for-profit financial services organization with approximately 2 .6 million clients. As the nation's largest fraternal benefit society, ... for achieving leverage of the advisor's time. This position supports daily operations of the practice including providing licensed support, responding to client… more
- Thrivent Financial (Belmond, IA)
- …Financial is a faith-based, not-for-profit financial services organization with approximately 2 .6 million members. As the nation's largest fraternal benefit society, ... and communicating inquiries regarding their accounts and supports the daily operations of the practice. Client Service Administrator (licensed) role reports to… more
- TD Bank (New York, NY)
- …subject matter expertise/analysis or operational process support as a key resource/ representative for the Global Operations and Business Services function ... York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $115,000 - $135,000 USD TD is committed to providing fair… more
- SMBC (Jersey City, NJ)
- …Americas Division ("AD"), inclusive of SMBC Group's wholesale and retail banking operations ; US and LATAM representative offices; Grand Cayman Branch; Canada ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Truist (New York, NY)
- …following job description:** As part of the Capital Markets within Truist Securities , Inc., the Asset Securitization Group (ASG) provides structured debt capital ... with the structuring team, syndicate desk and sales team to place asset-backed securities (ABS) with institutional investors in the new issue market and (ii)… more
- MUFG (Irving, TX)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... this new position has been created for the purpose of establishing GFCD Operations Intelligence & Analytics capabilities for BTMU. One of several key positions in… more
- MUFG (Irving, TX)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... this new position has been created for the purpose of establishing GFCD Operations Intelligence & Analytics capabilities for BTMU. One of several key positions in… more
- Truist (Charlotte, NC)
- …of expenses, specialized industry accounting and the determination of regulatory capital. 2 . Manage the accounting for highly complex transactions and GAAP and ... reporting required to effectively communicate Truist's financial position and results of operations . 4. Closely monitor the standard setting process of the Financial… more
- State of Massachusetts (Boston, MA)
- …files;__ . Research of payment records;__ . Assist in the day to day operations of the division such as answering phones, responding to general inquires through ... as the chief election officer, chief information officer, and chief securities regulator in Massachusetts. Additionally, the office is charged with registering… more
- Suburban Propane (Whippany, NJ)
- …supervise outside counsel, and stay ahead of evolving regulations impacting our operations . If you have a strong background in corporate law, contract negotiation, ... rendering assistance to business units. + Function as the Legal Department representative on committees or multi-departmental project teams as assigned. + Remain… more
- Jackson National Life Insurance Company (Nashville, TN)
- …facilitates new business in Jackson's RIA channel. A licensed, registered representative is responsible for executing Jackson annuity contracts for potential ... recommendation. + Collaborates with RIA Consultants (wholesalers), referring IARs, and Operations to ensure completeness and accuracy or referral business and… more
- MUFG (Tempe, AZ)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... will include working collaboratively with the businesses as a BURM team representative to execute the following: + Issue Identification: + Partner with business… more
- MUFG (Irving, TX)
- …to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a( 2 ) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict with the ... phases to ensure coverage and quality for customer data. + Act as official representative of the team in projects related to our systems and processes. + Participate… more