- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The ... challenge, and provides End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will play a key role in identifying… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment Management ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist within WIM Operations Account & Data Management. **In this role, you ... large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze complex multi-faceted,… more
- M&T Bank (Burlington, VT)
- …mailboxes and structured workflows. + You're curious and willing to learn securities operations and settlement mechanics. **Education and Experience Required:** ... **Overview:** Join a high performing operations team that powers our Wealth & Institutional...In this role, you'll execute a high volume of securities transactions and related account activities with precision and… more
- Wells Fargo (Salt Lake City, UT)
- …documents and transaction requests **Required Qualifications:** + 5+ years of Securities Operations experience, or equivalent demonstrated through one or ... this role:** Wells Fargo is seeking a Metrics, Capacity Planning and Forecasting Specialist within the Workforce Management and Capacity Planning team to lead and… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- Regions Bank (Hoover, AL)
- …the system. **Job Description:** At Regions, the Wealth Management Middle Office Specialist provides back office support for the Wealth Management business segment. ... the Closely Held Group), Custody Services, Fees, Corporate Trust Operations and Natural Resources and Real Estate (NRRE) ...pending trades to allow for the timely settlement of securities trades by SEI + Administers bond payments and… more
- UMB Bank (Kansas City, MO)
- …well. Our team is growing and looking for our next teammate! The Custody Operations Specialist position works closely with our Custody Administrators to support ... all large institutional custody clients, both global and domestic. The Operations Specialist role is responsible for performing complex processing, maintenance,… more
- TD Bank (Exton, PA)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating ... regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades… more
- Fifth Third Bank, NA (Cleveland, OH)
- …Specialist II provides office management support for registered securities representatives (eg, Investment Executives, or Wealth Management Advisors). Responsible ... to the banking center partners as requested. + Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order… more
- KeyBank (Brooklyn, OH)
- …opportunity requiring minimally 2 days in office **Job Summary** The Pricing Operations Lead Specialist is responsible for supporting pricing activities for ... on our accounting system, Global Plus. Timely and accurate pricing ensures securities are valued correctly on customer statements, valued correctly for client fees… more
- PNC (Cleveland, OH)
- …valued and have an opportunity to contribute to the company's success. As an Operations Specialist Sr, within PNC's AMG Operations Fees organization, you ... Friday, 7:30 am EST - 4:00 pm EST. An Operations Specialist Sr typically begins the day...across many departments and hierarchies. Prior fund accounting, sub-accounting, securities or trust experience is highly desired but not… more
- Hantz Group (Southfield, MI)
- Operations Specialist Hantz Group is a Michigan-based financial company that works with individuals and businesses to help them achieve their financial goals. We ... Estate Planning + Property and Casualty Insurance As an Operations Specialist , you will work as a...work experience + Must have the ability to obtain securities and insurance licenses Benefits: + Health/Dental/Vision Insurance, Paid… more
- TD Bank (New York, NY)
- …for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD ... Securities , US **Position Summary** The US FCRM TDS Business...maintain the TDS US FCRM program. + Advise TDS Operations and other 1st line support functions on interpretation… more
- Wells Fargo (Charlotte, NC)
- …all begins with you. **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist within our Trade Support team as a part of our ... Corporate Investment Banking (CIB) Operations Division. This role supports internal and external Fixed...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Federal Aviation Administration (Salt Lake City, UT)
- Summary Serves as a Operations Manager in an en route facility and is responsible for planning and directing the operations in the facility; or planning and ... impacts the effectiveness and efficiency of the day-to day operations of the facility. Work typically impacts the safe,...minor children may not hold stock or any other securities interest in an airline, aircraft manufacturing company, or… more
- TD Bank (White Plains, NY)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and ... FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be… more
- PNC (Philadelphia, PA)
- …business from the CCO and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success in this role. While a ... to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you will be… more
- Raymond James Financial, Inc. (Southfield, MI)
- …and procedures used in the securities industry + Principles of securities industry operations and financial services and products **Other Skills:** * ... Authority (FINRA) Series 99 - Operations Professional + FINRA Series 7 - General Securities Representative + Certified Investment Services Professional (CISP) more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more