- Raymond James Financial, Inc. (Southfield, MI)
- …and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and transaction ... to ensure compliance with regulatory requirements and internal policies including potential conflicts of interest . Assess and report on compliance risks,… more
- Raymond James Financial, Inc. (CO)
- …ingenuity and provides comprehensive solutions to complex problems. **Functional areas include** Conflicts of Interest : detect and prevent possible employee ... conflicts of interest including Outside Business Activities, Sponsorships, Gifts & Entertainment,...address these concerns as well as to resolve any conflicts . * Monitors and keeps up to date with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for oversight ... as well as Raymond James policies and procedures. The Senior Manager - COI Supervision reports directly to the...significant impact. + Maintains and executes enhancements to the Conflicts of Interest systems for the firm.… more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict ... TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room....Room. This role is critical in managing and mitigating conflicts of interest across the firm's global… more
- KeyBank (Pittsburgh, PA)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... 15222 **Job Summary** The Sr Merchant Business Banking Sales Advisor serves as integral member of the Key Merchant...relationships with payment and card processing needs, the Business Advisor assists as part of the Core Business Banking… more
- Vanguard (Malvern, PA)
- …to regulatory requirements and internal policies, focusing on information barriers, conflicts of interest , and investment management compliance advisory support. ... You will serve as a trusted advisor to the investment management business and provide guidance,...your coverage area. + Support the wider Global Fund, Advisor , and Distribution team as needed. + Participates in… more
- State of Colorado (Denver, CO)
- …- Lieutenant Governor FLSA Classification: Exempt Organizational Relationships: The Health Policy Advisor (" advisor ") reports to the Senior Health Policy ... Saving People Money on Health Care (OSPMHC). Depending on interest and the needs of the team, the Health...policy support for the Governor's health policy agenda. The advisor 's portfolio is assigned by the Senior … more
- KeyBank (OH)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... AROUND THE AREA **Job Summary** Serves as the Relationship Manager and Financial Advisor to clients with moderately complex needs, introducing a full range of core… more
- RWJBarnabas Health (West Orange, NJ)
- …and applicable supplements eg, HHSAR + Advise on issues involving procurement integrity, conflicts of interest , suspension and debarment, and false claims + ... Senior Counsel, Assistant Vice President of Legal Affairs,...laws. This attorney will serve as a strategic legal advisor to departments across the enterprise including Research, Grants… more
- JPMorgan Chase (Plano, TX)
- …to practice law in the country of employment and successfully complete a conflicts of interest clearance review prior to commencement of employment. ... leading global financial services firm, as a trusted legal advisor . Be part of a dynamic team that manages...As a Marketing Legal Attorney - Assistant Vice President, Senior Counsel in the Marketing Legal team, you will… more
- BMO Financial Group (Denver, CO)
- …and regulations including individual accountability as it relates to potential conflicts of interest , safeguarding of customer information, trading in ... worth clients with an objective of becoming their trusted advisor . + Leads a deal team to meet client...review the client's banking needs. + Makes recommendations to senior leaders on strategy and new initiatives, based on… more
- KeyBank (Pepper Pike, OH)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... is at the center of this client promise acting as the primary client advisor developing and implementing strategies based on the client's financial goals, and by… more
- Vanguard (Malvern, PA)
- …in various committees and lead discussions related to effective supervision, conflicts of interest management, risk identification, control design, and ... oversight within the business. Core Responsibilities: + Serve as a trusted advisor to Vanguard's retail brokerage, financial advisor , advice, and wealth… more
- JPMorgan Chase (New York, NY)
- …and delivery of all required finance and business support. As a Business Manager Senior Associate within the Mergers & Acquisitions Advisory team, you will act as a ... trusted partner and advisor , developing business strategies and promoting execution of business...Compliance, Legal, Tax, Audit, Events, Marketing, Expense Management, Risk, Conflicts , and HR + Oversee financial budgeting, forecasting, and… more
- Walmart (Hoboken, NJ)
- …our advertisers. You will have the opportunity to make an impact at a senior stakeholder level as a member of cross-functional teams. **What you'll do ** Consults ... strong client base and fosters a positive work environment. Addresses conflicts proactively, seeking win-win solutions by maintaining professionalism and composure… more
- KeyBank (Portland, ME)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... the Wealth Segment suite of capabilities. Position may manage Portfolio Advisor Associates and/or mentor less experienced Portfolio Managers. This position… more
- Federal Reserve Bank (Chicago, IL)
- …the Federal Reserve System, all employees must comply with federal statutes prohibiting financial conflicts of interest , and senior officials are subject to ... policy contributions within the Federal Reserve System. With several senior leaders reporting to them, the Director will also...of the role includes, but is not limited to: ** Advisor to the Bank President** + Provide strategic, research-informed… more
- CBRE (Sacramento, CA)
- …of serious misconduct including but not limited to fraud, corruption, retaliation, conflicts of interest , discrimination, harassment, and other violations of ... company policy or law. This senior -level role plays a critical part in maintaining our...of serious misconduct including fraud, corruption, retaliation, harassment, discrimination, conflicts of interest , and other violations of… more
- University of Colorado (Aurora, CO)
- …to retirement programming + Address concerns related to faculty conduct, ethics, conflicts -of- interest , and workplace culture. + Facilitate faculty turnover and ... on campus & community committees as directed by the Senior Associate Dean for Faculty and CWO. + Oversee...appeals processes and serve as a neutral party and advisor in faculty grievances, promotion disputes, performance reviews, and… more
- NYU Rory Meyers College of Nursing (New York, NY)
- … HR leader at Gallatin, the Director will serve as a trusted advisor to senior leadership, driving initiatives that support talent acquisition, retention, ... of the school/unit and/or University's value proposition. + Navigates conflicts and/or changes in an objective manner with agility,...for the betterment of the University and in the interest of adhering to its core values. + Encourages… more