- Raymond James Financial, Inc. (CO)
- …ingenuity and provides comprehensive solutions to complex problems. **Functional areas include** Conflicts of Interest : detect and prevent possible employee ... conflicts of interest including Outside Business Activities, Sponsorships, Gifts & Entertainment,...address these concerns as well as to resolve any conflicts . * Monitors and keeps up to date with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary** The Senior Manager of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for oversight ... as well as Raymond James policies and procedures. The Senior Manager - COI Supervision reports directly to the...significant impact. + Maintains and executes enhancements to the Conflicts of Interest systems for the firm.… more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering + Serve as a senior advisor to business and compliance stakeholders on complex conflict ... TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room....Room. This role is critical in managing and mitigating conflicts of interest across the firm's global… more
- KeyBank (Buffalo, NY)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... 14210 **Job Summary** The Sr Merchant Business Banking Sales Advisor serves as integral member of the Key Merchant...relationships with payment and card processing needs, the Business Advisor assists as part of the Core Business Banking… more
- Vanguard (Malvern, PA)
- …to regulatory requirements and internal policies, focusing on information barriers, conflicts of interest , and investment management compliance advisory support. ... You will serve as a trusted advisor to the investment management business and provide guidance,...your coverage area. + Support the wider Global Fund, Advisor , and Distribution team as needed. + Participates in… more
- San Jose State University (San Jose, CA)
- …the University identify, prevent, and mitigate fraud, waste, abuse, mismanagement, and conflicts of interest , which are essential to improving the effectiveness ... Senior Manager, Audit and Business Continuity Apply now...plans + Serve as a subject matter expert and advisor to campus leadership on continuity planning, compliance requirements,… more
- KeyBank (Plymouth Meeting, PA)
- …without limitation, acting professionally at all times, conducting business ethically, avoiding conflicts of interest , and acting in the best interests of ... Description Preview** **Job Summary** Serves as the Relationship Manager and Financial Advisor to clients with moderately complex needs, introducing a full range of… more
- JPMorgan Chase (Columbus, OH)
- …to practice law in the country of employment and successfully complete a conflicts of interest clearance review prior to commencement of employment. ... leading global financial services firm, as a trusted legal advisor . Be part of a dynamic team that manages...As a Marketing Legal Attorney - Assistant Vice President, Senior Counsel in the Marketing Legal team, you will… more
- Teva Pharmaceuticals (Parsippany, NJ)
- …of Conduct, Global R&D and US Commercial Compliance Policies, Anti-Kickback Statute Policy, Conflicts of Interest Policy, Fair Market Value, Third Party Due ... Senior Director, Compliance & Ethics, Global R&D Date:...will serve as a strategic business partner and compliance advisor to all global R&D functions (which includes Global… more
- BMO Financial Group (Denver, CO)
- …and regulations including individual accountability as it relates to potential conflicts of interest , safeguarding of customer information, trading in ... worth clients with an objective of becoming their trusted advisor . + Leads a deal team to meet client...review the client's banking needs. + Makes recommendations to senior leaders on strategy and new initiatives, based on… more
- Vanguard (Malvern, PA)
- …in various committees and lead discussions related to effective supervision, conflicts of interest management, risk identification, control design, and ... oversight within the business. Core Responsibilities: + Serve as a trusted advisor to Vanguard's retail brokerage, financial advisor , advice, and wealth… more
- The MITRE Corporation (Mclean, VA)
- …technology companies. We are a not-for-profit corporation chartered to work for the public interest , with no commercial conflicts to influence what we do. The ... Department Summary:We are seeking an enthusiastic, curious, and detail-oriented Workday Reporting, Senior Analyst to join the People Analytics & Reporting team. The… more
- Federal Reserve Bank (Chicago, IL)
- …the Federal Reserve System, all employees must comply with federal statutes prohibiting financial conflicts of interest , and senior officials are subject to ... policy contributions within the Federal Reserve System. With several senior leaders reporting to them, the Director will also...of the role includes, but is not limited to: ** Advisor to the Bank President** + Provide strategic, research-informed… more
- CBRE (Los Angeles, CA)
- …of serious misconduct including but not limited to fraud, corruption, retaliation, conflicts of interest , discrimination, harassment, and other violations of ... company policy or law. This senior -level role plays a critical part in maintaining our...of serious misconduct including fraud, corruption, retaliation, harassment, discrimination, conflicts of interest , and other violations of… more
- University of Colorado (Aurora, CO)
- …to retirement programming + Address concerns related to faculty conduct, ethics, conflicts -of- interest , and workplace culture. + Facilitate faculty turnover and ... on campus & community committees as directed by the Senior Associate Dean for Faculty and CWO. + Oversee...appeals processes and serve as a neutral party and advisor in faculty grievances, promotion disputes, performance reviews, and… more
- NYU Rory Meyers College of Nursing (New York, NY)
- … HR leader at Gallatin, the Director will serve as a trusted advisor to senior leadership, driving initiatives that support talent acquisition, retention, ... of the school/unit and/or University's value proposition. + Navigates conflicts and/or changes in an objective manner with agility,...for the betterment of the University and in the interest of adhering to its core values. + Encourages… more
- Philadelphia Museum of Art (Philadelphia, PA)
- …is part of the AFSCME Local 397 bargaining unit. + This position reports to the Senior Advisor to the CFO & VP of Operations. + This position is required ... the division and provides admin support to the Sr. Advisor . This includes but is not limited to assisting...and Employee Handbook and avoids any real or perceived conflicts of interest . + Shows respect for… more
- Brookings (Washington, DC)
- …Global's mission and strategic priorities. The Managing Director serves as a key advisor on a wide range of strategic and operational issues, oversees and manages ... as their internal allocation. + Serve as the program's Senior Financial Officer (SFO) to approve contracts, grant and...teams, and strategic priorities. + Serve as a key advisor and point of contact on institutional policies and… more
- The Chicago Community Trust (Chicago, IL)
- …of public policy. + Maintain governance records, prepare Board resolutions, and manage conflicts of interest . Ensure compliance with nonprofit corporate law and ... Summary: The General Counsel serves as the principal legal advisor for The Chicago Community Trust and manages all...affairs. The General Counsel provides counsel to the Trust's senior leadership and board on a wide range of… more
- The MITRE Corporation (Mclean, VA)
- …technology companies. We are a not-for-profit corporation chartered to work for the public interest , with no commercial conflicts to influence what we do. The ... high quality technical and engineering support while maintaining and growing trusted advisor relationships with senior sponsors within the Army and Department… more