- Federal Deposit Insurance Corporation (Atlanta, GA)
- …experience in the financial industry that is the equivalent to the knowledge of a senior bank examiner. Education There is no substitution of education for the ... government or the private sector navigating complex relationships in supervision and examination activities, including serving as the senior point of contact… more
- Federal Deposit Insurance Corporation (Washington, DC)
- …or for any person connected therewith. 4. Disclosing any confidential information from a bank examination report except as authorized by law. 5. Soliciting or ... and provides support in the areas of planning, administering, and evaluating training programs for the Divisions of Depositor and Consumer Protection (DCP) and… more
- New York State Civil Service (New York, NY)
- …of banking experience with strong knowledge of banking policies and procedures and bank examination standards and processes;* At least five years of experience ... complaints of egregious conduct;* Resolves regulatory problems arising through the examination process, including meetings with senior management and boards… more
- TD Bank (Charlotte, NC)
- …Analytics, Insights, & Artificial Intelligence **Job Description:** As a member of the Bank 's second line of defense, the ** Senior Manager, External Fraud ... grounded in sound governance, monitoring, and documentation suitable for regulatory examination . The Senior Manager engages and influences stakeholders through… more
- US Bank (Cincinnati, OH)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...monitor, and support a variety of model-related guidance and training in alignment with industry-driven best practices. Ensure guidance… more
- City National Bank (New York, NY)
- *COMPLIANCE OFFICER SENIOR -REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... mitigate compliance risk. Maintaining regulatory change management, policies and procedures, training , and advisory matters. This role is responsible for oversight… more
- City National Bank (Jersey City, NJ)
- * SENIOR COUNSEL- AML/FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior Counsel- AML/Financial Crimes will provide legal advice to City National Bank , a ... and other US-based businesses regarding all aspects of AML laws, including the Bank Secrecy Act, and other financial crimes. * Advise on high-risk client… more
- City National Bank (Los Angeles, CA)
- *BUSINESS CONTROLS ANALYST SENIOR - Consumer Banking* WHAT IS THE OPPORTUNITY? This position will work directly with the City National Bank 's ("CNB") Business ... * Partner with team members to contribute concise communication materials for senior management. Develop presentations for internal and external meeting that are… more
- City National Bank (Dallas, TX)
- *COMPLIANCE OFFICER SENIOR * WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas of the ... compliance risk. Maintaining regulatory change management, policies and procedures, training , and advisory matters for mortgage lending compliance. This role… more
- State of Indiana (Indianapolis, IN)
- …as an Examiner-In-Charge of a variety of financial institutions, working directly with bank and credit union senior management teams and Boards of Directors. ... review samples consistent with department goals of identifying credit risks. Consumer Credit/ Bank Compliance: + Perform various examination duties related to… more
- City National Bank (New York, NY)
- *CLIENT SUCCESS SENIOR MANAGER AGILLINK* WHAT IS THE OPPORTUNITY? The AgilLink Client Success Consultant is responsible for all aspects of maintaining the client ... client retention and loyalty. The key activities of this position are: examination of client business processes, making recommendations to align those processes to… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT MANAGEMENT GOVERNANCE OFFICE SENIOR BUSINESS ANALYST* WHAT IS THE OPPORTUNITY? Working within the Wealth Management division, you will be part of the ... including adherence to related policies and procedures. * Support audit and examination activities. WHAT DO YOU NEED TO SUCCEED? *Required Qualifications** *… more
- Huntington National Bank (Columbus, OH)
- …Be part of an energized team that supports Huntington's Consumer & Regional Bank as well as Corporate Operations. Duties and Responsibilities: + Reviewing certain ... written responses to escalated complaints + Supporting internal regulatory examination team and, Legal Department specifically, during periodic supervisory… more
- M&T Bank (Getzville, NY)
- …both internal and external exams, conducting fraud reviews, updating and creating training materials, provide expertise and support for the business line, performing ... formulate solutions that minimize the impact of identified compliance issues. + Develop training materials for business unit employees. + Assist in the production of… more
- Federal Reserve Bank (Richmond, VA)
- …During the program, you will gain exposure to the supervisory process through bank examination participation. While participating on bank examinations, you ... through three supervision business lines. + Participate in an examination at the Federal Reserve Bank and/or...+ Communicate findings and conclusions of supervisory activities to examination staff and senior management. + Responsibly… more
- Tompkins Community Bank (Plymouth Meeting, PA)
- …or Plymouth Meeting, PA. Responsible for enterprise-wide management of the Bank 's asset recovery activities. This includes oversight and responsibility for ... for ensuring all Tompkins Asset Recovery Managers executes strategies to achieve Bank goals that are established in conjunction with Enterprise Wide and Market… more
- New York State Civil Service (Albany, NY)
- …for Bank Supervision in the Banking Division. Reporting to the Senior Deputy Superintendent for Bank Supervision, the Deputy Superintendent for ... No Agency Financial Services, Department of Title Deputy Superintendent for Bank Supervision, NS Occupational Category Administrative or General Management Salary… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …reports are provided. + Research compliance issues. + Routinely interacts with RJ Bank and Compliance senior management teams. + Prepares and delivers written ... **Essential Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program to ensure regulatory requirements are addressed by the business… more
- US Bank (Milwaukee, WI)
- …and have responsibility for staffing, performance management, prioritizing, guidance and training . + Interact regularly with senior and executive leadership ... At US Bank , we're on a journey to do our...a team of risk professionals and regularly interact with senior and executive leadership. **Core Job Responsibilities** + Ensures… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- **TriState Capital Bank is an independent chartered bank subsidiary of Raymond James. Headquartered in Pittsburgh, PA, TriState Capital Bank provides premier ... supervision, uses extensive knowledge and skills obtained through experience, specialized training and/or certification in the banking industry to ensure compliance… more
