- Raytheon (Tucson, AZ)
- …Flight Avionics department has an exciting opportunity available for a Senior Principal Integrated Product Lead with experience leading large complex teams, ... to delivering all required artifacts to the Range Safety Officer for review and final FTS Report submittal for...qualified Individuals with a Disability and Protected Veterans in compliance with Section 503 of the Rehabilitation Act and… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** The Senior Compliance Officer provides advice, guidance and support to business ... compliance experience, preferably in an advisory capacity. The Senior Manager will provide support to the overall Markets...objectives **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter expert to… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements, including… more
- Banco Popular Puerto Rico (San Juan, PR)
- …May 10, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Senior Compliance Officer General Description This position requires providing ... are defined as deficient practices that result in the actual or potential non- compliance with any law or regulation that addresses consumer protection, that are… more
- Banco Popular Puerto Rico (New York, NY)
- Date: May 16, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for ... a Senior CRA Compliance Officer to join our Compliance Team in New York, NY. This person will assist in developing and supporting the Bank's strategies… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range ... industries! We work together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB & Research Compliance… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- Scotiabank (New York, NY)
- …a team leader for Markets Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance team leader supporting Scotiabank US ... Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary...every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US… more
- Arena Investors LP (Jacksonville, FL)
- …where others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely ... with the compliance team and have regular interface with staff throughout...the CCO, this position will be a broad generalist compliance role with full exposure across the business. Responsibilities:… more
- BMO Financial Group (Chicago Heights, IL)
- …implements, and administers frameworks/processes that support the Compliance function. The Senior Compliance Officer position will support the activities ... The Enterprise Compliance Program Management Team (ECPM) is a central...related to the implementation, maintenance, and administration of the Compliance Program. The responsibilities include identification of risk and… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM as it… more
- Citigroup (Irving, TX)
- The SVP, Regulatory Architecture Compliance - Technology Design serves as a senior compliance risk officer for Independent Compliance Risk Management ... appetite and protect the franchise. The ICRM Regulatory Architecture Compliance (RAC) team is responsible for oversight of the...to influence and lead people across cultures at a senior level + Awareness of regulatory requirements including local… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for US Personal Banking Operations - Customer Service - Branded Cards Independent Compliance Risk Management ... by existing and potential customers. These interactions may present compliance risk and are usually covered by relevant consumer...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Capital One (Mclean, VA)
- … Compliance Privacy Senior Director provides strategic support and counsel to the Senior Compliance Officer for Privacy. The Compliance Privacy ... Senior Director, Privacy Compliance The Capital One Privacy Compliance team is seeking a Compliance Privacy Senior Director with a passion for… more
- Gulfstream (Savannah, GA)
- …[[cusuniqSkills]] Education and Experience Requirements Bachelor's Degree in business, compliance , supply chain, engineering or related field required or equivalent ... Position Purpose: Provide leadership and oversight for import operations and compliance within the Global Trade team. Accountable for influencing the organization… more
- Georgetown Univerisity (Washington, DC)
- …the Export Control Officer ), 2) Deputy Conflict of Interest Officer and Senior Research Compliance Officer ; 3) Research Compliance Officer ; ... Research, but is responsible for University-wide compliance activities. Specifically, the Senior Director serves as the conflict officer for the Main Campus… more
