- City National Bank (Los Angeles, CA)
- * SENIOR FIDUCIARY BUSINESS CONTROLS ANALYST*... Business Control Officer ("BCO") and Business Control Managers ("BCM"s) for Fiduciary ... practical impacts/implications to the business line. * Provide guidance on Control Standards to ensure compliance-related controls are documented in line… more
- Wells Fargo (Dallas, TX)
- …Managed Individual Retirement Accounts (IRA) **About this role:** Wells Fargo is seeking a Senior Lead Fiduciary Specialist Working at Wells Fargo | Jobs and ... outcomes and build an inclusive, collaborative and client-focused environment for our fiduciary professionals. + Lead team to achieve business objectives and… more
- Wells Fargo (Austin, TX)
- …Individual Retirement Accounts (IRA). **About this role:** Wells Fargo is seeking a Senior Trust Officer ( Senior Fiduciary Specialist) on the Personal ... BL&T further provides guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody,… more
- City National Bank (New York, NY)
- …to fiduciary operations. * Risk management: Identify, measure, monitor, and control the risks inherent in the bank's fiduciary activities, including ... *CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The...Management Division to balance prudent risk management, regulatory oversight, business development, and client relationship management. The position requires… more
- PNC (PA)
- …start date. As a Senior Tax Liaison, you will work within the Fiduciary liaison team (trust tax) and the Estate Liaison team (estate settlement). You will work ... opportunity to contribute to the company's success. As a Senior Tax Liaison (C) within PNC's Trust Tax Compliance...tax preparers from an outside accounting firm and PNC Fiduciary Advisors who manage those accounts, serving as the… more
- M&T Bank (Falls Church, VA)
- …skills Strong organizational skills Strong customer focus Thorough knowledge of fiduciary business including decisioning experience in complex fiduciary ... the phone or in person with clients, advisors, and business partners. + Serve as fiduciary resource...to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite. Identify… more
- City National Bank (Los Angeles, CA)
- *INVESTMENT MANAGEMENT GOVERNANCE OFFICE SENIOR BUSINESS ANALYST* WHAT IS THE OPPORTUNITY? Working within the Wealth Management division, you will be part of the ... team that provides oversight and guidance to City National's lines of business with a strong focus on integrated and streamlined investment management governance… more
- PNC (Birmingham, AL)
- …- Applicable committee representation - Knowledge of compliance requirements and related controls - Challenge of business policies and procedures * Interact ... risks to business partners. If necessary, escalates identified risks to senior team members. Identifies compliance impact on matters such as marketing materials,… more
- Aegon Asset Management (Cedar Rapids, IA)
- …corrective action plans. + Draft compliance reports and present/discuss findings with business process owners and senior management. + Active participation in ... Summary Supports Transamerica's retirement compliance program for record-keeping and fiduciary administration services provided to our qualified retirement plan… more
- Arizona Public Service (Phoenix, AZ)
- …effective partnerships and alignment with portfolio objectives. + Audit and Internal Controls Support: Manage audit responses, internal control processes, and ... Senior Financial Analyst Apply now " Date: Oct...of portfolio transactions and robust support for governance and fiduciary processes. This position is responsible for coordinating benefit… more
- Santander US (Boston, MA)
- …with front office, compliance, and legal teams to ensure policies, procedures, and controls address fiduciary obligations for HNW clients. + Conduct risk ... + Participate in internal reviews, audits, and regulatory exams related to fiduciary oversight. + Support new business initiatives and product approvals… more
- Citigroup (Queens, NY)
- …Controls and Risk Management. **Key Accountabilities** + Lead a team of Senior Control professionals supporting members of the Investments Leadership team ... compliance and reputational risks and the design of effective controls to support business growth and expansion...Ability to manage a global team, motivating and engaging senior control professionals. + Experience driving results… more
- KeyBank (Albany, NY)
- …may be filled at different salary grade levels depending on requirements.** ** Senior Service Officer Job Description:** **JOB BRIEF (PURPOSE)** Responsible for all ... Community Development Lending and Investment team, or other KeyBank lines of business as required by credit policy, including compliance with credit policy, internal… more
- JPMorgan Chase (Jersey City, NJ)
- …skills, with the ability to establish credibility and build strong partnerships with senior business and control partners + Strong analytical skills ... of information in accordance with firm policy + Partner with stakeholders, business management, other control groups (ie risk management, compliance, fraud… more
- Bank of America (Newark, DE)
- …management to improve the control environment + Assesses impacts to business processes, controls , and strategies to provide recommendations on severity ... business partner relationships. Job expectations include evaluating the control environment, fostering an inclusive work environment, applying product, … more
- M&T Bank (Costa Mesa, CA)
- …external sources, and the retention and expansion of an assigned book of business . Consults and coordinates on the delivery of solutions for a comprehensive wealth ... management strategy for individuals, business owners, and/or families. **Primary Responsibilities:** + Leads the client relationship team and has overall… more
- KeyBank (Brooklyn, OH)
- …tools and techniques to analyze, quantify, and/or assess risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Clearly document ... the execution of compliance monitoring and testing across Key's lines of business , products, and functional activities. Individuals in this role assist in the… more
- KeyBank (Amherst, NY)
- …testing professionals in analyzing, quantifying, and/or assessing risks and to evaluate controls to identify potential weaknesses and/or control gaps. + Assist ... monitoring and testing across Key's Wealth Management and Trust lines of business , products, and functional activities. Individuals lead the design and execution of… more
- Robert Half (Dallas, TX)
- …Demonstrated experience with : + Conducting risk-based audits of trust accounts, fiduciary activities, and internal controls to ensure compliance with federal ... + Evaluat ing the adequacy and effectiveness of internal controls related to trust operations and fiduciary ...business relationships and a professional network, including with senior executives. + Ability to translate and communicate risk… more
- USAA (San Antonio, TX)
- … leaders to meet project business goals while maintaining strong fiduciary and scheduling controls . + Develops and maintains communication plan with ... special and impactful. **The Opportunity** As a dedicated **Capital Project Manager Senior ,** you'll lead and coordinate construction projects and suppliers, such as… more