- Charles Schwab (Lone Tree, CO)
- …controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking a Senior IT Auditor ( Senior Specialist, Internal Audit - Technology ... or Senior Manager of the BDAM Application Controls team, the Senior IT Auditor will have responsibility for the independent and objective assurance… more
- Lincoln Financial (Omaha, NE)
- …opportunity. **Requisition #:** 74448 **The Role at a Glance** We are seeking an enthusiastic Senior IT Auditor who is a self-starter and initiative driven, ... position is perfect for someone inclined to leverage their IT Audit (and IT ) expertise in an...put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial.… more
- Charles Schwab (Lone Tree, CO)
- …clients comfort to invest their assets with Schwab. The SCO is looking for a Senior Specialist to support the Information Technology ( IT ) portions of the ICFR ... and ICOC Assessments. This Senior Specialist will be accountable for the portions of...prepare, and this position reports to a Team Manager, IT Audits and SOX Compliance. This position is located… more
- City National Bank (Los Angeles, CA)
- …and aggregate front line risk assessments and report results/recommendations to senior management. * Manage assigned staff and conduct appropriate coaching to ... with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial Services Auditor (CFSA)… more