- Discover (Riverwoods, IL)
- …a brighter financial future with Discover. **Job Description:** **What You'll Do** + The Senior Manager Compliance Programs role within Compliance will ... Marketing product line and business operations and will be responsible for compliance advisory activities specific to consumer protection laws impacting those… more
- Discover (Riverwoods, IL)
- … tests. Plan and execute Fair Banking Program initiatives with guidance from the Senior Manager and the Fair Banking Program Director. + Promotes a risk-aware ... Ensures compliance issues are brought to the attention of senior compliance professionals. Collaborate with the business to implement corrective action and… more
- Comerica (Farmington, MI)
- Senior Compliance Manager -- Wealth and Trust Compliance Advisory Manager The Wealth and Trust Compliance Advisory Manager within the ... defense is responsible for planning, developing, and managing a comprehensive compliance management program for the Wealth Management division of Comerica including… more
- Western Union (New York, NY)
- …and embraces an inclusive workplace? Join Western Union as a Senior Manager , Global Sanctions and Anti-Bribery & Corruption Advisory ! **Western Union powers ... ** Senior Manager , Global Sanctions and Anti-Bribery & Corruption Advisory - Denver, Colorado or New York, New York** Are you ready to join an advanced team… more
- SMBC (New York, NY)
- …SMBC offers a competitive portfolio of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function ... Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a...Skills** Critical Job Knowledge and Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer.… more
- Alight (NC)
- …our Advisor Services group. **Responsibilities** + Managing execution of client advisory gigs/projects and assigned deliverables. + Understanding of business POV and ... application of these to all projects. + Coordinating team members on larger advisory projects, ensures timely tracking, and updates to client status. You will also… more
- Wells Fargo (San Francisco, CA)
- …Learn more about our career areas and business divisions at wellsfargojobs.com. The Senior Lead Product Managers will provide strategic advisory to clients on ... this role:** Wells Fargo is seeking to hire two Senior Lead Product Managers within Global Treasury Management as...closely with Sales to drive pipeline and provide strategic advisory on working capital practices to clients and in… more
- UL, LLC (Albany, NY)
- The Senior Business Manager leads the renewable (Wind, Solar, Storage) advisory business in the Americas, under the overall direction of the Global Director ... to drive high performance and morale. + Ensure understanding of and compliance with all established policies and requirements. + Communicate and exemplify ULs… more
- Capital One (Melville, NY)
- 1307 Walt Whitman (22600), United States of America, Melville, New York Compliance Advisory Manager The Capital One Retail Bank Compliance team is ... and Legal departments + Participate in and support Compliance senior leadership with risk reporting and...in the financial services industry + CRCM (Certified Regulatory Compliance Manager ) certification At this time, Capital… more
- Ankura (New York, NY)
- …license required; . Five or more years of progressively responsible experience having attained the Senior Manager or Manager level in an audit firm; . PCOAB ... Ankura is a team of excellence founded on innovation and growth. Our Audit Advisory Team of professionals includes several former senior officials from the… more
- Truist (Atlanta, GA)
- …to serve as a proxy for the Governance and Controls Officer with senior leadership, committee presentations, audit or regulators. Following is a summary of the ... within the GCO. 11. Communicate, lead discussions, present materials as needed to senior leaders, committees, audit and/or regulators. Serve as a proxy when needed… more
- Deloitte (Columbus, OH)
- …Perform day-to-day operations of the IAM processes in SailPoint IdentityIQ which includes Compliance Manager , Lifecycle Manager and Application On-boarding + ... Cyber Digital Identity and Access Management SailPoint Senior Consultant Are you interested in working in a dynamic environment that offers opportunities for… more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** We are seeking a Vice President, Fixed Income Compliance Advisory to join TD Securities in NYC. The ideal ... candidate must have compliance advisory experience, supporting fixed income business...and execute requite implementation. + Provide ongoing reporting to senior management + Develop and deliver proactive strategies and… more
- Lenovo (Morrisville, NC)
- …in Morrisville, North Carolina or remote and report to the Senior Manager , Global ESG Operations. **Job Responsibilities** The Advisory Engineer will drive ... Advisory Engineer, Product Chemical Materials Compliance - Remote **General Information** Req # WD00064319 Career area: Hardware Engineering Country/Region:… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and guidance to compliance efforts in assigned business entity. * Informs Senior Compliance Management about issues that may involve rule violations or ... and impact for the Investment Advisers Act of 1940 Section 206(4)-7 compliance obligations. Works independently on difficult assignments that are broad in nature… more
- TD Bank (Chicago, IL)
- …details for this role **Job Description:** **Position Summary** Candidate must have compliance advisory experience with background in electronic trading, some ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** 190,000 - 250,000 USD TD is committed to providing fair… more
- Deloitte (Jersey City, NJ)
- …Risk and Financial Advisory Risk, Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services Industry (FSI) Risk, ... leadership, and communication skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion for the financial… more
- T. Rowe Price (Baltimore, MD)
- …to join our North America Compliance team as a Senior Compliance Officer supporting our investment advisory businesses. This role will be responsible for ... make a difference. We are a premier asset manager focused on delivering global investment management excellence and...assisting the Head of North America Compliance in developing and maintaining an effective … more
- BMO Financial Group (Newport Beach, CA)
- …of accounts for team members and customers. + May act as lead relationship manager . + Supports the sales process and client experience, identifying gaps, issues and ... client needs and maintain overall service standards. + Makes recommendations to senior leaders on strategy and new initiatives, based on an in-depth understanding… more
- Capital One (Richmond, VA)
- …Creek 3 (12073), United States of America, Richmond, Virginia Data and Technology Risk Manager , Sarbanes Oxley (SOX) Advisory Team If you're looking for a fast ... are currently looking for a Data and Technology Risk Manager to join our team! Our technology and data...+ Interpret and communicate program and control information to senior leadership including identified risks or issues and recommended… more