- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. ... credible challenge, and provides End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will play a key role… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Lead Securities Operations Specialist within WIM Operations Account & Data Management. **In this role, you ... large-scale planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze complex multi-faceted,… more
- Wells Fargo (Salt Lake City, UT)
- …documents and transaction requests **Required Qualifications:** + 5+ years of Securities Operations experience, or equivalent demonstrated through one or ... this role:** Wells Fargo is seeking a Metrics, Capacity Planning and Forecasting Specialist within the Workforce Management and Capacity Planning team to lead and… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- PNC (Philadelphia, PA)
- …opportunity to contribute to the company's success. As a(n) Compliance Program Specialist Senior within PNC's Regulatory Compliance Governance organization, you ... Baltimore, MD or Louisville, KY. As a Compliance Program Specialist Senior , you will support investment advisory...and a deeply experienced team. Familiarity with corporate and securities operations is highly valuable for success… more
- TD Bank (White Plains, NY)
- …details for this role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic ... key risk metrics and escalate issues as necessary to senior management + Leads the development, maintenance, and enhancement...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- Raymond James Financial, Inc. (Southfield, MI)
- …and procedures used in the securities industry + Principles of securities industry operations and financial services and products **Other Skills:** * ... Authority (FINRA) Series 99 - Operations Professional + FINRA Series 7 - General Securities Representative + Certified Investment Services Professional (CISP) more
- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist for the Syndicate/Money Market/Brokered CD ... Office Group as part of Corporate Investment Banking (CIB) Operations division. Learn more about our career areas and...career areas and lines of business at wellsfargojobs.com. The Senior Capital Markets Middle Office Specialist will… more
- MUFG (Jersey City, NJ)
- …on researching potential cybersecurity threats to various systems, technologies, operations , and programs throughout multiple environments. You will perform analysis ... system software and hardware security controls, access controls, computer operations , physical and environmental controls, and backup and recovery procedures.… more
- TD Bank (New York, NY)
- …the Bank's risk appetite and strategic direction. **Depth & Scope:** + Senior specialist with AML/ATF/Sanctions/ABAC expertise, works independently and is ... for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist **Reports to:** Director, Financial Crime Risk Oversight, TD … more
- Tri-State Generation and Transmission Association, Inc. (Westminster, CO)
- …with United States (US) Generally Accepted Accounting Principles (GAAP), the Securities and Exchange Commission (SEC), and the Federal Electric Regulatory Commission ... (EAP) and Paid Leave Benefits. **SEC Financial Research and Reporting Specialist ** Hiring Salary Range: $106,000-$135,000 Actual compensation offer to candidate may… more
- MUFG (Jersey City, NJ)
- …more details. **Overview** We are seeking a highly skilled and motivated Payments Support Specialist to join our IT team. Based in Jersey City, NJ or New York ... NY, the individual in this role will be responsible for ensuring smooth operations and providing comprehensive technical support for payment systems. As a key member… more
- MUFG (Irving, TX)
- …**Major Responsibilities:** + Lead the creation and production of reports for senior leadership to inform decision-making + Demonstrate flawless writing skills + ... with Financial Crimes + Build strong partnerships with Legal, Internal Audit, Operations Risk, Regulatory Affairs Office and other key stakeholders in connection… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …cost allocation concepts and practices. + Principles of banking and finance and securities industry operations . **Skill in** + Analyzing financial information. + ... reporting on collections, loan defaults, and held balances to business unit senior management. + Identifies potential process improvements to increase efficiency in… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** Preferred Qualifications: TD Securities ' Municipal Syndicate Operations Desk offers a unique opportunity ... States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $95,000 - $115,000 USD TD is...questions, finds alternative solutions and identifies clear objectives The Operations Analyst/ Specialist I TDS provides back up… more
- Stanford University (Stanford, CA)
- Senior University Counsel **Office of the General Counsel, Stanford, California, United States** Compliance Legal Post Date Oct 17, 2025 Requisition # 107537 The ... Senior University Counsel will be responsible for providing expert...lean, dedicated legal team supporting all aspects of SMC's operations to assist in providing current and long-term support… more
- Bank of America (Los Angeles, CA)
- Senior Business Manager Los Angeles, California **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Los-Angeles/ Senior -Business-Manager\_25041534) **Job Description:** Merrill Wealth Management is a leading… more
- Capital One (Chicago, IL)
- …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's...Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) At this time, Capital One will not… more
- TD Bank (New York, NY)
- …etc. + Knowledge of non-wire payment methods like drafts and checks. The Operations Analyst/ Specialist II TDS coordinates and executes projects primarily focused ... improvement of Operations and/or the attainment of organizational objectives. The Operations Analyst/ Specialist II TDS assists Operations management in… more
- KeyBank (Brooklyn, OH)
- … securities /investment management) as well as trust/fiduciary related compliance, operations , and risk management strategies with respect to the execution of ... and risk programs to ensure consistency with current applicable banking and securities rules, regulations, and laws. + Develop and maintain strong, collaborative… more