- City National Bank (Los Angeles, CA)
- * SR . AUDIT MANAGER - BSA /AML* WHAT IS THE OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess the design and ... policies, and the effectiveness of operations of the BSA /AML function. The Senior Manager ...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC… more
- City National Bank (Jersey City, NJ)
- …results of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, ... * AUDIT MANAGER I- TREASURY/FINANCE* WHAT IS...work in a dynamically changing environment.Complies fully with all Bank policies, procedures, audit methodologies, training and… more
- City National Bank (Jersey City, NJ)
- * SR . AUDIT MANAGER - TREASURY/FINANCE* WHAT...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, ... managing complex audits and supervising auditors assigned to the audit in one of the following areas:The bank... audit in one of the following areas:The bank 's financial and operational audits to assess the adequacy… more
- US Bank (Minneapolis, MN)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... and Poland. **Duties:** 1. The Audit Project Manager assists the Audit Manager ...and negotiation skills to effectively interact with staff and senior management during the presentation of audit … more
- US Bank (Irving, TX)
- …credit rating assignments, problem loan management, etc.). This role also supports the CAS Senior Audit Manager - Credit Risk in providing the ... **Job Description** The Corporate Audit Services (CAS) Senior Audit Project Manager is...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....what you excel at-all from Day One. **Job Description** ** Senior Audit Project Manager - Consumer,… more
- US Bank (Atlanta, GA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... a reduced risk profile, innovative operational solutions, and client support. The CAS Senior Audit Project Manager is primarily responsible for supervising… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... to the lowest level of the position posted._** US Bank Corporate Audit Services (CAS) welcomes applications...within our Technology and Operations Services Team as a Senior Audit Project Manager . This… more
- Scotiabank (Dallas, TX)
- …of the AML and BSA requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The ... together to drive ambition for every future! **Purpose** The Audit Manager contributes to the overall success...and industry trends. Conveys risk-related information to Officer-in-Charge or Audit Principal and senior management. + Maintain… more
- City National Bank (Los Angeles, CA)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... Global. You will not be employed by City National Bank . *The Opportunity* The auditor will work within a... audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager… more
- City National Bank (Los Angeles, CA)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... assignments testing internal controls and ensuring compliance with bank policies, procedures, and regulatory requirements. Assigned to one... audit responsibilities are assigned. * Assists the Senior Auditor and or Audit Manager… more
- Banc of California (Santa Ana, CA)
- …resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP, Senior Applications Support Manager leads the strategy, support, and enhancement ... CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary,… more
- Great Southern Bank (Springfield, MO)
- …duty is performed 65% of the time. + Assists the Managing Director of Internal Audit and the Internal Audit Manager with development of risks assessments ... + Responsible for assisting the Managing Director of Internal Audit and Internal Audit Manager ...Responsible for effectively communicating and following up on internal audit , or examination findings to departmental and/or senior… more
- US Bank (Minneapolis, MN)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best. Helping...Drafting audit issues under the supervision of the Senior Auditor and Audit Project Manager .… more
- Truist (Fairfax, VA)
- …and analytical reports. + Maintain strong knowledge of all applicable current and proposed Bank Secrecy Act ( BSA )/Anti-Money Laundering (AML) laws and ... critical role in ensuring that Truist complies with the Bank Secrecy and USA PATRIOT Acts as...and others as needed to gather additional client information. Act as a point of contact for BSA… more
- Columbia Bank (Tigard, OR)
- …+ Maintain a working knowledge of Bank 's written policies and procedures regarding Bank Secrecy Act , Regulation CC, Regulation E, Bank Security, ... **About the Role:** The Sr . Financial Investigations Manager is a senior management level position...management level position responsible for the functions of the BSA FID Governance Framework for Columbia Bank .… more
- City National Bank (Charlotte, NC)
- …Insight, XG or similar screening systems * Working knowledge of banking operations and Bank Secrecy Act /Office of Foreign Assets Control regulations * ... BSA , AML, OFAC and the USA PATRIOT Act Bank wide. Plays a key role...Knowledge and understanding of federal regulations pertaining to the Bank Secrecy Act and Office… more
- Huntington National Bank (Pittsburgh, PA)
- …Systems Analyst Job Description We are seeking an exceptional Business Systems Analyst ( BSA ) Senior for our Installments team within the Payments Organization ... that delivers highly available system capabilities. The Business Systems Analyst Senior is responsible for owning analysis, documentation, and validation of system… more
- American Express (New York, NY)
- …+ Strong knowledge of the financial services regulatory environment including BCBS-239, Dodd-Frank Act , Bank Secrecy Act and other relevant ... and usable data to drive accurate data-driven business outcomes. **Role Description:** The Senior Manager Data Governance and Policy will be responsible for… more
- Banc of California (San Luis Obispo, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The AVP, Senior Loan Administrator is responsible for the timely processing… more