- AeroVironment (Simi Valley, CA)
- …direction of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to ... an Empowered Official. + Ensure that AV is fully compliant with all Trade Compliance Laws and Regulations. Maintain currency of Laws and Regulations. + Product… more
- Gulfstream (Savannah, GA)
- …for employees . + Ensure adequate recordkeeping systems are implemented and maintained for trade compliance activity . + Serve as subject matter expert to ... Compliance . + Manage Import Compliance program and function specific trade compliance projects . + Identify import compliance issues and risk areas,… more
- IDEX (Longwood, FL)
- …selection to contracts, purchase order issuance through contract completion. + Acts as the Trade Compliance Officer for Toptech Systems and is ultimately ... import and export, OSHA, ISO, and ATEX requirements and compliance are met. The buyer planner function schedules and...responsible for import and export compliance . + Manages the Facility Activities and coordinates, with… more
- Wells Fargo (Charlotte, NC)
- …Join us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer within FICC Trade Surveillance. Learn more about our career areas and ... its Global Payments Services, Mortgage Servicing, FCM, and Prime Services businesses. The Trade Surveillance FICC Subject Matter Expert (SME) will report to the Head… more
- Citigroup (Jacksonville, FL)
- …1 post- trade surveillance alert disposition assigned to the Supervision Officer , must understand and have command over regulatory requirements, investment sales ... The Supervision Officer , reporting to the Cross-Disciplinary Controls Group Manager,...NAM Consumer Wealth Management (CWM) in addition to Post Trade surveillance tasks that may span across the Consumer,… more
- Citigroup (Tampa, FL)
- …TTS business. The role focuses on **Payments products within Global Treasury and Trade Solutions (TTS).** The SVP is also responsible for the efficient execution of ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99.790,00 - 190.995,00 _Please note that the Salary Range shown is ... an important bridge to this key global market for trade and investment flows across the Americas and the...together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member… more
- SMBC (Jersey City, NJ)
- …Group, which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the ... competitive portfolio of benefits to its employees. **Role Description** The Regulatory Officer works with the Regulatory Change Management Team as a Subject Matter… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... an important bridge to this key global market for trade and investment flows across the Americas and the.... **What You'll Do** + Acting as a senior compliance officer and Compliance team… more
- SMBC (Jersey City, NJ)
- …Program Manager will join the Compliance Administrative Office supporting the Chief Compliance Officer (CCO) for the Americas Division, playing a key role in ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:.... **Role Objectives** + Provide support to the Chief Compliance Officer in managing departmental strategic initiatives.… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... and internal policies and procedures. + Oversee the development and maintenance of trade compliance programs, policies, and automated systems, including for both… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... Policies and Procedures and Written Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade ...Provide Compliance Advisory services for US Broker Trade Surveillance process. + Provide Compliance Advisory… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... compliance team and have regular interface with staff throughout...provider due-diligence; . Portfolio management review and monitoring (eg trade blotter, trade errors, best execution, allocation,… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage and ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (Irving, TX)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions Fraud responsible for ... regulation related to fraud activities executed in 1LOD, and maintains fraud regulatory/ compliance risk levels within the firm's risk appetite that protect the… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer as a **Senior VP for Equities Independent Compliance Risk Management (ICRM)** responsible for ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... the Compliance Manual and Written Supervisory Procedures. + Provide Compliance Advisory services for broker-dealer Trade Surveillance process. + Provide… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team and ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...rules relevant to securities trading with focus on regulatory trade reporting, best execution, distribution of issues, and SEC… more
- Curtiss-Wright Corporation (Cheswick, PA)
- We are looking for an **Export Compliance Officer ** to join our Pittsburgh (Cheswick) location! **Your Responsibilities:** The successful candidate must have a ... other authorized export activities + Provide inputs to corporate Global Trade Compliance (GTC) office to satisfy corporate reporting requirements + Request… more
- Robert Half Legal (Phoenix, AZ)
- Description We are looking for an experienced Trade Compliance Manager with extensive export experience to oversee and enhance compliance efforts across our ... . Responsibilities: * Lead the development and implementation of a comprehensive global trade compliance program, providing guidance to teams on company policies… more