- Wilmington Savings Fund Society (Wilmington, DE)
- …corporate, and institutional clients through multiple integrated businesses. The Trust Officer will be responsible for daily administration of personal trust ... trust accounts and relationships, including those of high-net worth individuals; Compliance and legal projects as required;Support other duties that may arise… more
- Sourcing Square US (Kennett Square, PA)
- …of non- compliance to supervisor, Compliance Liaison or to the Compliance Officer via the Integrity Hotline. Cooperates with monitoring and audit ... accounts as well as tactics for cold calling, direct mail, social media and trade show operations. Reviews, monitors and adjusts these plans with AlignMed leaders to… more
- RECON (Albany, NY)
- …managing the project schedule, supervises Quality Control (QC) and ensures compliance with QC requirementsCoordinates Third Party QC services, implements RECON's ... all company specific site safety programs, assists the Site Safety Officer with accident/incident investigations, finds the root cause and suggests improvementsWorks… more
- Amerant Bank (Tampa, FL)
- …or denial of credit requests.Review depository activity of clients to insure compliance with BSA.Ensure preventive measures are carried out to fully comply with ... Minimum Work Experience Requirements: 3 years as a commercial lending officer , managing complex and diversified lending relationships. Experience in asset based… more
- Bloomberg (New York, NY)
- … with current/developing rules and regulations, and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US ... Military End Users). You will work with the Global Trade Compliance Team, collaborate across the Bloomberg... compliance across the various Bloomberg businesses. The Compliance Officer will maintain compliance … more
- Curtiss-Wright Corporation (Aston, PA)
- …Direct reporting to Finance Controller or Business Unit GM, with matrix reporting to CW Trade Compliance Officer and CW Legal. Takes frequent direction from ... internal requirements. Job duties include Contract review and administration, licensing and trade compliance , and multi-dimensional reporting. The position is in… more
- AIG (Chicago, IL)
- Sr. Underwriter (Credit Officer ) - Trade Credit This Sr. Underwriter (Credit Officer ) - Trade Credit role will be an ideal next step in your career if ... portfolio / Higher Risk and Watchlist Buyers. Establish aggregate limits within Trade Credit appetite framework to support underwriting production targets. + Respond… more
- Citigroup (Wilmington, DE)
- …Global TTS business. This role focuses on the Payments Product within Treasury and Trade Solutions (TTS). The Operational Risk Senior Officer I will provide ... an Operational Risk Manager to support its growing footprint. The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own… more
- Main Street Bank (Marlborough, MA)
- …Review: May 17, 2024 SUMMARY: Reporting to the SVP of Strategy and Risk, the Compliance Officer supports the Bank's Compliance Program by providing subject ... VP, Compliance & CRA Officer Job Details...an awareness of legal and regulatory developments; participate in trade associations, initiate, and maintain contact with colleagues and… more
- Wilcox Industries (Newington, NH)
- …ready to help you achieve your goals. We are currently seeking a full-time Export Compliance Officer to work Monday through Friday day shift (on-site). This role ... documentation, and compliance reports. + Competency in International Trade Compliance , Incoterms, Valuation, Duty drawback, Export Administration… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...than 65 countries across the globe. Since our first trade in 1998, we have helped transform and electronify… more
- Thrivent Financial (Salt Lake City, UT)
- …that will help them live the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer reports to the Chief Risk Officer of Thrivent ... Bank's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a...Act, Electronic Funds Transfer Act, Community Reinvestment Act, Federal Trade Commission Act, FDIC guidelines and regulations on predatory… more
- North Carolina Agriculture & Technical State Unive (Greensboro, NC)
- …addition, this position will work closely with our Director on COI issues. The Compliance Officer will perform other duties as required. This position reports to ... Description: This position serves as the University's Export Control Officer ( ECO ). The ECO is responsible for...( ECO ). The ECO is responsible for ensuring compliance with all applicable export control regulations, including but… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- Needham Bank (Wellesley, MA)
- Job Descriptions: Under the direction of the Compliance Officer , conduct monitoring and periodic testing of compliance with laws and regulations in line with ... training for Bank personnel on compliance responsibilities. + Assists the Compliance Officer in working with Internal Auditors and regulatory examiners… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more
- SMBC (New York, NY)
- …to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of ... and internal policies and procedures. + Oversee the development and maintenance of trade compliance programs, policies, and automated systems, including for both… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... non- compliance issues and promote a culture of compliance . + Participating in industry groups and trade... compliance . + Participating in industry groups and trade association working groups or other forums. + Additional… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... platform encompasses a number of surveillance related portfolios including trade surveillance, e-communications and voice surveillance, employee trading, outside… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
