- MUFG (Irving, TX)
- … Surveillance VP include the following: + Working with various trade surveillance and electronic communication monitoring automated tools, conducting reviews ... of alerts for potential violations of firm policies or applicable rules and regulations, escalating to the appropriate department when necessary, losing alerts with accurate, complete, and organized notes; and listening to voice communications. + Adhering to… more
- JPMorgan Chase (New York, NY)
- …striving to be best-in-class. As a Line of Business (LOB) Asset Management Compliance Vice President , you will be focused on providing guidance to the business ... draft Compliance Bulletins to educate business counterparts + Handle trade alerts escalated from Trade Surveillance...counterparts + Handle trade alerts escalated from Trade Surveillance and reporting/escalation to the Market… more
- SMBC (New York, NY)
- …which is one of the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. The anticipated ... regulatory requirements (SR 11-10). The candidate will perform ongoing counterparty surveillance , risk exposure monitoring, ad-hoc analysis on various risk analytics… more
- JPMorgan Chase (Palo Alto, CA)
- … surveillance inquiries + Provide principal approval for brokerage trade corrections. Review and action brokerage account maintenance requests (ie options, ... margin, QIB) + Perform oversight of incoming correspondence, checks, and securities. Review trends and patterns of escalated email violations. + Provide pre-approval of suitability for accounts to participate in alternative investments; review and determine… more
- SMBC (Jersey City, NJ)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Communications Surveillance Vice President role will report to the Lead ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:... Surveillance Program. As a change agent, Communications Surveillance Vice President will play… more
- Northrop Grumman (Melbourne, FL)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... has an opening for a **Level 3 Principal International Trade Compliance Analyst** to join our team of qualified,...schedule. The selected candidate will work closely with Global Surveillance (GS) team to meet the goals and objectives… more
- Guardian Life (New York, NY)
- …purely a "technician". The PAS Chief Compliance Officer will report directly to the Vice President , Chief Compliance Officer for Individual Markets, who is a ... a team of associates providing guidance to business partners; oversight/ surveillance to the firm's daily transactions and assist in...this position will have a dotted line to the President , Park Avenue Securities. Reporting into the PAS Chief… more
- Northrop Grumman (Palmdale, CA)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... + Manage occupational health programs including industrial hygiene monitoring and surveillance . + Manage site Medical unit that provides routine employee… more
- Northrop Grumman (Linthicum, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... Systems** is a strategic partner specializing in delivering intelligence, surveillance , and reconnaissance solutions for classified and unclassified missions in… more
- Northrop Grumman (Linthicum, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... Space Systems is a strategic partner specializing in delivering intelligence, surveillance , and reconnaissance solutions for classified and unclassified missions in… more
- Northrop Grumman (Baltimore, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... but not limited to: System Architecture/Concept Development, Candidate Technology Trade Studies, Requirements Development and Derivation, Algorithm Development, Performance… more
- Northrop Grumman (Baltimore, MD)
- …contributions as well as allow employees to share in company results. Employees in Vice President or Director positions may be eligible for Long Term Incentives. ... but not limited to: System Architecture/Concept Development, Candidate Technology Trade Studies, Requirements Development and Derivation, Algorithm Development, Performance… more
- Nestle (Bohemia, NY)
- …prepare recommendations as to procedural improvements and projects. Act as liaison between Vice President and supervisors and keeps each informed on matters of ... of responsibilities and assignment of duties to supervisors. + Maintain close surveillance of incoming and outgoing shipments through perusal of reports, staff… more