- ManpowerGroup (New York, NY)
- …their team. As a Business Execution Consultant 4, you will be part of the Trade Surveillance / Market Abuse team supporting critical business initiatives. ... The ideal candidate will have strong analytical skills, excellent problem-solving abilities, and effective communication skills which will align successfully in the organization. **Job Title:** Business Execution Consultant 4 **Location:** New York, NY **Pay… more
- TD Bank (New York, NY)
- …of trading in equities, fixed income, FX, and derivatives markets, as well as market abuse and trade manipulation typologies + Experience leading a ... will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at...fixed income, FX, and derivatives markets, as well as market abuse and trade manipulation… more
- TD Bank (New York, NY)
- … trade and communications surveillance tools and vendors, for detecting market abuse and manipulation. + Product knowledge of FX, exchange traded products ... for trade and communications surveillance programs, and deep understanding of market abuse behaviors surveillance that surveillance is intended… more
- Wells Fargo (Charlotte, NC)
- …Policy requirements. + Oversee the Front Line's execution and challenge appropriately on surveillance and market abuse risk related decisions. + Develop, ... experience, education **Desired Qualifications:** + Understanding of market abuse concepts and experience operating surveillance platforms including but… more
- Citizens (Medford, MA)
- …Clearance and Escalation, Information Barrier Advisory, Personal Securities Transactions, and Trade Surveillance . + Coordinate and deliver relevant training on ... the business. + Identify, escalate, and manage potential and actual violations (eg, market abuse , information barrier issues). + Promote awareness of regulatory… more
- Insight Global (Salt Lake City, UT)
- …Description Insight Global is looking for a mid-level analyst candidate to sit in the market surveillance group at a large financial client of ours. This group ... Department. The group strives to detect potential insider trading, market abuse , violations of regulations and policies...working groups that focus on enhancing controls/quality of the trade surveillance program We are a company… more
- Capital One (New York, NY)
- …technologies (eg, natural language processing) + Designing and deploying market abuse detection tools. + Operation of Surveillance systems, including tuning ... Compliance organization you will manage Capital One's Electronic Communications Surveillance Program and Trade Surveillance ...in order to reduce and identify risks related to market abuse through the management of controls… more
- Bank of America (Pennington, NJ)
- …and operations of credit offerings, operational accountability for leasing and trade finance solutions; AML monitoring and refresh of client information; Onboarding ... for global market clients. The GCAOO Quality Control/Quality Assurance (QC/QA) team...**Skills:** + Controls Management + Issue Management + Monitoring, Surveillance , and Testing + Quality Assurance + Risk Management… more