- Unknown (Clifton, NJ)
- Vice President , Regulatory Exam Lead About the Company Expanding provider of investment management, research & trading services Industry Financial ... Classifications B2B About the Role The Company is seeking a Regulatory Exam Lead, Vice President , to join their team. The successful candidate will be… more
- SMBC (Jersey City, NJ)
- …Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice President to join our Compliance Department Training Team. In ... in the US and a working knowledge of the regulatory requirements in other countries in the Americas. The...and HR.. + Manage and oversee the process of exam requests, ensuring that all necessary procedures are followed.… more
- AMEGO INC (Franklin, MA)
- …School Program. The School RN assists the Director of Healthcare Services and Executive Vice President of Children's Services in the daily operation of the ... documentation pursuant to the DESE, DEEC, DPH, and DCF regulatory requirements. The School RN is responsible for the...Safety, Universal Precautions, and others as requested by the Vice President of Children's Services, Director of… more
- JPMorgan Chase (Chicago, IL)
- Join our Regulatory Reporting Policy team as a Vice President ! The Regulatory Reporting Policy team sits within Corporate Finance - Corporate Controllers ... Review & Control and SEC Reporting teams. As a Vice President on the Regulatory ...and deliver regulatory reporting training, and provide regulatory exam support. **Job responsibilities:** + Lead… more
- MUFG (Tempe, AZ)
- …("GFCD") and Americas Compliance function of MUFG Bank, Ltd. will report to the Vice President , Americas Issues Management Regulatory & Audit Reporting ... our recruitment team will provide more details. This Associate Vice President (AVP) role in the Global...Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage… more
- JPMorgan Chase (New York, NY)
- …first and second-line CIB Markets businesses and their respective regulators. + Lead regulatory examinations through the exam lifecycle, as well as ongoing ... Lead and other exam partners in preparation for, and engagement in, regulatory engagements. + Work with REMs and engagement managers across LOB and functions,… more
- JPMorgan Chase (New York, NY)
- …active listening and summarizing complex information + Knowledge of regulators' exam processes and regulatory matters **Preferred qualifications, capabilities, ... risk management and compliance at JPMorgan Chase. As a Regulatory Strategy Lead, you will be at the forefront...you will be at the forefront of managing critical regulatory relationships and ensuring our firm remains strong and… more
- Wells Fargo (New York, NY)
- …Industrials Investment Banking team at Wells Fargo is seeking a talented and experienced Vice President Investment Banker to play a pivotal role in the growth ... Products vertical. **In this role, you will:** + The Vice President will be responsible for independently...**Job Expectations:** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- SMBC (Jersey City, NJ)
- …Description** Within the Compliance Operations Department, the KYC Advisory & Controls Vice President is responsible for promoting oversight and control within ... This role will require tracking of all audit and exam related requests as well as ensure a timely...SMBC and Head Office. The KYC Advisory & Controls Vice President may direct the day-to-day work… more
- JPMorgan Chase (Columbus, OH)
- …the box, challenging the status quo, and striving to be best-in-class. As a Vice President in risk management, you are responsible for supporting implementation ... regulatory and corporate requirements + Support leadership with regulatory relations including Exam Management + Comply with risks own applicable laws, rules,… more
- Wells Fargo (New York, NY)
- …Fargo. **About this role:** Wells Fargo is seeking a Lead Investment Banker, Vice President with our Healthcare team within Corporate and Investment Banking ... to travel up to 75% of the time + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire date if it is not available for… more
- BMO Financial Group (New York, NY)
- BMO's Financial Institutions Group (FIG) is hiring an experienced Associate or Vice President to join its Insurance Investment Banking team in New York. You will ... in client presentations + Monitors client, client industry, and regulatory agencies for potential changes that may impact client...coaching skills + Sound and professional judgement + SIE Exam , Series 79, and Series 63 must be acquired… more
- Citigroup (Getzville, NY)
- …+ Develop and run reports for impact assessment and adjustments **Internal and Regulatory Exam , Change Management:** + Manage internal and regulatory ... NA** Citibank is a leading financial institution committed to innovation, regulatory compliance, and data excellence. Our Enterprise Data Organization (EDO) is… more
- MUFG (Irving, TX)
- …preparing, and providing responses to internal Audit functions, and to external regulatory agencies. Maintain tracking, reporting, and metrics. May be required to ... kept, and available for dissemination to management and/or for Audit and Exam purposes + **30%:** Supports EDD Manager with leadership responsibilities including… more
- Methodist Health System (Southlake, TX)
- …Provides leadership and oversight to ensure maximum compliance with regulatory agencies, MHS accounting standards, controls, organizational goals, policies, ... and interventional catheterization lab, and a newly expanded emergency department with 12 exam rooms. We provide a full complement of services, from emergency care… more
- Mizuho Corporate Bank (New York, NY)
- …compliance. SummaryThe Regulatory Relations Team is seeking an Assistant Vice President ("AVP") to primarily support and coordinate supervisory examinations, ... in examinations. Responsibilities include, but not limited to, setting up exam SharePoint site, drafting regulatory responses with stakeholders, developing… more
- Commonwealth of Pennsylvania (PA)
- …agency related matters + Working closely with the overall judicial system, president judge, and juvenile probation office + Facilitating children and youth services ... INFORMATION + Completing the application, including all supplemental questions, serves as your exam for this position. No additional exam is required at a… more
- SUNY Erie Community College (Buffalo, NY)
- …College Board of Trustees. Work is performed under the general supervision of the Vice President of Facilities and Security or other Community College Official ... BE REQUIRED TO TAKE THE ERIE COUNTY CIVIL SERVICE EXAM ONCE ANNOUNCED.** **DISTINGUISHING FEATURES OF THE CLASS:** This...& Grounds regarding snow removal; * Consults with the Vice President of Facilities and Security or… more
- American Express (New York, NY)
- …is based in New York City, Salt Lake City, or Phoenix and reports to the Vice President , Audit Leader of IAG's Global Compliance team. The ideal candidate will ... experience with other enterprise / operational risk management processes including regulatory exam management / regulatory affairs, issues management, new… more
- TD Bank (New York, NY)
- …this role. **Job Description:** TD Securities is seeking an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio ... partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and Global Control Room… more
