- Citigroup (Fort Lauderdale, FL)
- Citibank, NA seeks a Wealth Monitoring , Testing , Reporting , and Risk Quantitative Capabilities for its Fort Lauderdale, FL location. Duties: Oversee a ... (MCA) department functions. This involves leading MCA activities including Monitoring , Testing , Reporting , and Risk...MCA activities including Monitoring , Testing , Reporting , and Risk Quantitative Capabilities for the Wealth… more
- TD Bank (New York, NY)
- …Operating Framework (COF) including:** + **Compliance-wide frameworks, guidelines and standards for testing , monitoring , risk assessment, reporting and other ... and risk management within our bank. This role oversees compliance monitoring , reporting , and governance processes, collaborating with cross-functional teams… more
- City National Bank (Jersey City, NJ)
- *SR AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of ... the position is responsible for the maintenance and execution of the Wealth Management continuous monitoring program in accordance with audit methodology… more
- M&T Bank (Wilmington, DE)
- …for new investment products, and implement technologies using Agile best practices. + Reporting to the Head of M&T Wealth Technology, the successful candidate ... Understanding and appreciation of infrastructure; eg network architecture, application monitoring , containerization, virtualization. Experience developing with testing … more
- Neuberger Berman (New York, NY)
- …Salesforce Administrator to overall drive adoption and maintain support for the Private Wealth channel, reporting to the Head of Sales Enablement. The role ... involves enhancing the Private Wealth financial advisor experience by analyzing business processes, identifying...benefits of a given initiative, and the scoping, configuration, testing , and release management for projects to meet channel… more
- City National Bank (Raleigh, NC)
- *SENIOR DIRECTOR AUDIT- WEALTH MANAGEMENT & BANKING* WHAT IS THE OPPORTUNITY? This role is responsible for directing and overseeing the Wealth Management and ... orchestrating audit planning, managing process improvement projects, continuous risk monitoring , representing the organization to internal and external stakeholders,… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset and Wealth Management Internal Audit team. This is your opportunity to play a crucial role in ... excellence! As an Audit Manager on the Asset and Wealth Management Internal Audit Team, you will develop and...audit plan, manage audit engagements, oversee and perform audit testing , and participate in applicable control and governance forums.… more
- Fifth Third Bank, NA (Columbus, OH)
- …the Bank's risk appetite, achieves results by consistently identifying, assessing, managing, monitoring , and reporting risks of all types. ESSENTIAL DUTIES & ... services and technologies, as well as governance, oversight and monitoring functions of management and support functions. The Audit...Ensure execution of all audit activities in the planning, testing , reporting and wrap up phases in… more
- PNC (Pittsburgh, PA)
- …technical initiatives within PNC's business technology organization (specifically for wealth management/private bank), ensuring that strategic technology plans are ... effectively, including personnel, budget, and technology. * Process Tracking: Monitoring project progress against key metrics, identifying bottlenecks, and taking… more
- Regions Bank (Atlanta, GA)
- …is responsible for advanced operational risk analysis (identification, measurement, mitigation, monitoring , and reporting ) and complex assignments under minimal ... external parties in risk management across various areas including financial reporting , stress testing , controls, policy and procedure documentation, governance… more
- TD Bank (Fort Lauderdale, FL)
- …knowledge of broader related areas + Provides advanced analysis and/or specialized reporting to support business partners, functional areas or centers of expertise + ... operating procedures; and policies + Independently performs targeted and periodic monitoring of business activities for compliance with regulatory requirements and… more
- S&P Global (NY)
- …(for internal use):** 13 **S&P Global Corporate** **Director, First Line Technology Controls Testing and Monitoring ** **The Team:** Digital Solutions (DS) is an ... and Audit. + Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the inherent risk assessment across… more
- Citigroup (Jacksonville, FL)
- …for end-to-end controls monitoring - ie, operational controls performance assurance/ testing - which includes design, execution, results reporting , and ... insight sharing related to the above scope of controls monitoring / testing . The Wealth Client Segments Control Testing Leader is a subject matter expert… more
- Scotiabank (New York, NY)
- …Liquidity Stress Test and Liquidity Buffer Impacts + Daily Cash Flow and EWIs Monitoring + Top Counterparty Reporting + FBO Tailoring Metrics **What You'll Do:** ... Liquidity Stress Testing (ILST) across different scenarios. + Familiarity with reporting one or more of: Regulation YY or QQ compliance requirements covering… more
- Scotiabank (New York, NY)
- …Liquidity Stress Test and Liquidity Buffer Impacts + Daily Cash Flow and EWIs Monitoring + Top Counterparty Reporting + FBO Tailoring Metrics **What You'll Do:** ... Liquidity Stress Testing (ILST) across different scenarios. + Familiarity with reporting one or more of: Regulation YY or QQ compliance requirements covering… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Independent Testing Specialist to join the Wealth and Investment Management's (WIM) Embedded Analytics team within ... be responsible for the identification and development of Data Driven Testing opportunities to provide comprehensive risk coverage and/or improve operating… more
- Citigroup (Irving, TX)
- …of the group include credit analysis, documentation, risk identification, exposure monitoring and stress testing . Enterprise Data coordinates with credit ... product markets business + Develop and enhance tools for the measurement, monitoring and reporting of counterparty exposure including Potential Future Exposure… more
- Wells Fargo (Iselin, NJ)
- …is seeking a Senior Infrastructure Engineer to be a part of our Wealth Investment Management Technology (WIMT) Platform Engineering team to serve as a Performance ... Engineer responsible for all phases of performance testing to include planning, designing, scripting, executing, analyzing,... to include planning, designing, scripting, executing, analyzing, and reporting . This is a critical role acts as owner… more
- JPMorgan Chase (Columbus, OH)
- …committees, risk mitigation, key risk indicators, control design and effectiveness evaluation/ testing + Help establish control governance and reporting to ... **JPMorgan Wealth Management Control Manager Vice-President (Job Code OCCO03,...governance, regulatory response, risk mitigation, risk transformation and control monitoring . Our Business Control Managers have deep subject matter… more
- Berkshire Bank (Boston, MA)
- Division: Asset Management Department: Berkshire Wealth Management Reports to: Managing Director & Chief Investment Officer, Wealth Management Status: ... leadership and strategy for the compliance and risk management of the Wealth Management (Trust department) business and the Berkshire Banc Investment Services… more