- Robert Half Finance & Accounting (New York, NY)
- Description Robert Half Financial Services are currently recruiting for an Associate Director of Compliance role for a $100+bn AUM Global Investment firm based ... New York. Our client requires 8+ years Investment and Broker Dealer Compliance experience within a Registered...or 14 Licenses are advantageous. + Bachelor Degree. The Associate Director of Compliance role requires 3… more
- Wells Fargo (New York, NY)
- …and initiatives; and banking for private wealth clients + Advise on bank and broker dealer regulatory requirements applicable to banking and lending activities + ... **About this role:** Wells Fargo is seeking an Associate General Counsel, Executive Director in...Experience as a practicing attorney with securities-based bank and broker dealer lending products; custom and mortgage… more