- Formation Bio (New York, NY)
- …development plans Medical leadership in the execution of clinical trials - risk assessment, operational considerations, safety and efficacy considerations as ... well as commercial needs. Medical monitoring and oversight of phase 2-4 trials Business Development: Provide medical input to business development candidates… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Technology* WHAT IS THE OPPORTUNITY? Operational Risk Management (ORM) is responsible for ... National Bank's business processes, people, systems or external events. The Operational Risk Business Oversight (ORBO) team is responsible for… more
- City National Bank (New York, NY)
- * OPERATIONAL RISK FRAUD OVERSIGHT MANAGER...the ongoing review and monitoring of operational risk programs executed by assigned 1LOD business or ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City...business processes, procedures, and controls to adhere to operational risk governance requirements * Review and… more
- TD Bank (New York, NY)
- …+ Proficiency with Microsoft Word, Excel and PowerPoint. The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides ... specific details for this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist, Global Markets **Reports to:** Director, Financial… more
- TD Bank (New York, NY)
- … processes and procedures to identify opportunities for process improvement, increase operational efficiency, provide business line project support, develop and ... processes and procedures to identify opportunities for process improvement, increases operational efficiency, provides business line project support, develops… more
- TD Bank (New York, NY)
- … risk and conduct risk ;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice to assigned ... Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described in the US… more
- TD Bank (New York, NY)
- …of a regulatory compliance program and provides independent compliance risk oversight over a broad range of business and corporate functions including, ... continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s)… more
- Principal Financial Group (New York, NY)
- …investment trusts (CITs). This hands-on role is responsible for developing and leading operational risk oversight activities for fund operations, shareholder ... to ensure alignment and consistency across global operations. **Funds Operational Risk Oversight ** + Lead...Governance** + Lead the design and execution of the business unit's operational risk framework… more
- M&T Bank (New York, NY)
- …the designated business /function oversight in line with the Operational Risk Management framework and stakeholder expectations. Provides oversight ... of second line risk management services and oversight in line with Operational Risk...opinions on, the state of and/or concerns with the operational risk environment of the business… more
- Bank of America (New York, NY)
- …the firm. This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, ... business -critical role to mitigate legal, compliance and reputational risk within the firm and is responsible for managing...+ Engages in activities to provide independent compliance and operational risk oversight of FLU… more
- JPMorgan Chase (New York, NY)
- …Defense. You will leverage your in-depth understanding of operational risk management and control, including business , technology, cyber, third-party, site, ... of 2nd Line of Defense (LOD) operational risk managers responsible for providing oversight and...the CCOR Resiliency Risk team, Line of Business /Corporate Function (LOB/CF) Operational Risk … more
- Scotiabank (New York, NY)
- …in the US, the candidate will be responsible for providing strategic leadership and oversight of the bank's operational risk management framework with ... will be responsible for oversight of RCSA execution, support the Key Risk Indicators management, Issues Management, Operational Risk Events, New… more
- Bank of America (New York, NY)
- …Description:** This job is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control ... + Engages in activities to provide independent compliance and operational risk oversight of FLU...including internal policies, as applicable to the Global Markets Business . + Develop an effective working relationship with Front… more
- American Express (New York, NY)
- … business intelligence, or data reporting - preferably within financial services, risk management, or operational oversight functions. * Proven ability ... identity fraud or enabling customers to start a new business , you can work with one of the most...data-driven dashboards, reporting tools, and performance insights that support oversight of partner risk management activities. The… more
- Marex (New York, NY)
- …Contribute in and create reporting materials for governance forums, ensuring comprehensive oversight and identification of operational risk trends. + ... transparency and business unit-level ownership and accountability over operational risk and control environments, fostering continuous improvement. + … more
- TD Bank (New York, NY)
- …and transactions. + Develop working relationships with line of business and operational support partners by providing oversight guidance on various issues. + ... Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight , TD Securities, US **Position Summary**...TD Securities, US **Position Summary** The US FCRM TDS Business Oversight team supports TD Securities in… more
- MUFG (New York, NY)
- …team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head of Markets and Trading ... Operational Risk Management. The ...and Trading framework. The individual in this position has oversight responsibility for first line of defense markets and… more
- JPMorgan Chase (New York, NY)
- …focus on providing independent oversight of IAM-related operational risk management practices across Lines of Business (LOBs), Regions, and Corporate ... strong and resilient. You help the firm grow its business in a responsible way by anticipating new and...best-in-class. As an Identity and Access Management (IAM) Technology Operational Risk Management Executive Director within the… more
- American Express (New York, NY)
- …process improvement, or project management. * Experience with internal compliance and operational risk management frameworks (eg Process Risk ... Risk Control Self Assessment (RCSA) to ensure ongoing business relevance, as well as the execution of ongoing...Self-Assessments, Risk Control Self-Assessments, Operational Risk Events, etc). * Excellent analytical skills and the… more
- Capgemini (New York, NY)
- …the job you're considering** As the Agentic and Generative AI Governance & Oversight Lead, you will be responsible for establishing and maintaining a comprehensive ... across the organization. This role is central to managing operational AI activities, with a particular focus on Agentic...particular focus on Agentic AI systems, which require heightened oversight due to their autonomous nature. You will lead… more
