- HUB International (New York, NY)
- …Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior ... and enhancing the SEC compliance infrastructure. **Job Summary:** The ** Chief Compliance Officer ** **for Retirement and Private Wealth** will be… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- NYU Rory Meyers College of Nursing (New York, NY)
- Position Summary The Chief Global Compliance Officer ("CGCO") is responsible to the Senior Vice President, General Counsel for developing, executing, and ... encouraged to apply at all levels. Share this job (https://uscareers-nyu.icims.com/jobs/14670/ chief -global- compliance - officer /job?mode=apply&apply=yes&in\_iframe=1&hashed=-336115631) Need help finding the… more
- MTA (New York, NY)
- Chief Officer Investigations & Compliance Job ID: 13705 Business Unit: New York City Transit Location: New York, NY, United States Regular/Temporary: Regular ... System Safety Date Posted: Nov 10, 2025 Description Job Information Title: Chief Officer , Investigations & Compliance First Date of Posting: 11.07.2025 Last… more
- City of New York (New York, NY)
- …highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful ... MANAGER or ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of...train, lead, and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
- Bloomberg (New York, NY)
- …each country and region. **We'll Trust You To** + Support the Global Head RCSS, the global Chief Compliance Officer , the global Chief Risk Officer , ... Risk Assurance & Controls Testing Officer - Chief Risk Office Location... Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10047142 **Description & Requirements**… more
- TD Bank (New York, NY)
- …guidance and analysis on regulatory/ compliance /technology issues. Position will support the Chief Compliance Officer (CCO) in ensuring the Bank's ... provide you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the… more
- MTA (Jamaica, NY)
- …to request extensions to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to ... as required to alleviate and balance workloads + Special assignments from the Deputy Chief Compliance Officer covering a variety of topics + May need to work… more
- GE Vernova (New York, NY)
- …Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description** ... aligned to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic… more
- Synchrony (New York, NY)
- …(CPI) team under the direction of its SVP, CPI leader and the company's SVP and Chief Compliance Officer . **_Our Way of Working_** **_We're proud to offer ... for providing leadership and direction for critical elements of Synchrony's Compliance Management Program as described in the essential responsibilities outlined… more
- Danaher Corporation (New York, NY)
- …to accelerate your development in a high-integrity environment. This position reports to the Chief Compliance Officer and is part of the Legal and ... Danaher Business System (https://www.danaher.com/how-we-work/danaher-business-system) which makes everything possible. The Compliance Manager is responsible for supporting the execution of… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... a competitive portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as a regulatory advisory… more
- AIG (New York, NY)
- …the role: Provide top-notch administrative and project assistance to a Senior Executive, the Chief Compliance Officer , this role would also support the ... Project and Administrative Assistant, Legal and Compliance Who we are: American International Group, Inc....including Executive level. + Work with various teams within Compliance to manage systems reporting, monitoring, invoicing, and data… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Assistant provides high-level, confidential administrative and executive support to the Chief Financial Officer (CFO). The Executive Assistant manages the… more
- SMBC (Jersey City, NJ)
- …tracking. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... The Head of Registrations will report to the Head of Employee Compliance with responsibility to lead the Registrations Program across the Americas Division,… more
- SMBC (Jersey City, NJ)
- …matters. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... Contributions Lead will report to the Head of Employee Compliance with responsibility for oversight of the firm's outside...business unit supervisors, compliance officers, Legal and Human Resources. **Role Objectives** +… more
- Touro University (Bayonne, NJ)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... This position ensures that the residency/fellowship program operates in compliance with all ACGME institutional and program-level requirements, including those… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Enrollment Management staff + Act as liaison with the AACPM Student Affairs Officer + Develop and maintain positive relationships with faculty, students, alumni and… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... of this internship you will be assigned work with one of our legal/ compliance offices located at: Touro University, New York Medical College, Touro University… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... + Oversee and administer all testing services (TEAS, ATB, placement), in compliance with governing regulations. + Oversee the development and implementation of… more