- Formation Bio (New York, NY)
- …with ICH-GCP, FDA regulations, and other applicable regulatory standards. Champion proactive risk management by identifying and mitigating risks before they ... faster and more efficiently.About the PositionThe Director of Clinical Project Management will provide overall leadership and strategic direction for the clinical… more
- Principal Financial Group (New York, NY)
- …made and aligned with organizational risk appetite. + Partner with enterprise risk management and other control functions to ensure alignment and consistency ... internal stakeholders, including compliance, internal audit, fund administration, and enterprise risk management . + Partner with client-facing teams and sales… more
- HSBC (New York, NY)
- … risk , liquidity risk , traded risk , financial/regulatory reporting risk , tax risk , model risk , conduct risk , climate risk , AI risk ... CRO is responsible for protecting the business through appropriate risk management discipline; ensuring risks are captured,...the AM Global Heads of Traditional and Alternatives Investment Risk implement the global operating model ensuring… more
- SMBC (New York, NY)
- …within such controls and authorities. Expertise - General understanding of credit risk management concepts and knowledge of US and international regulatory ... the end-to-end lifecycle of and working knowledge of credit risk management frameworks and systems (eg, 3...bachelor's degree SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work… more
- SMBC (New York, NY)
- …- Partner with cross-functional teams to discover new directions to enhance credit risk management , conduct research to create tailored and pragmatic analytical ... capability development and continued improvement of the physical climate risk platform. - Source and process catastrophe model...in climate risk analytics, financial modeling, credit risk management , or related quantitative areas in… more
- SMBC (New York, NY)
- …Vice President (VP) for the 'Product and Data Management Team - Market Risk ' in Risk Management Department Americas Division (RMDAD). The VP understands ... Market Risk management fundamentals, financial products, and their...team culture SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work… more
- SMBC (New York, NY)
- …external regulators. **Role Objectives: Expertise** + Expert understanding of credit risk management concepts and rating methodologies, proficient understanding ... monitoring, workout / collections) and working knowledge of credit risk management frameworks and systems (eg, 3... certifications SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work… more
- Neuberger Berman (New York, NY)
- …of regular and ad hoc risk reports, assist in solving real-world risk management problems, and translate academic or industry research into actionable ... risk requirements and assist with liquidity projects (ie, model liquidity profiles for new funds/ETFs and new asset... Risk and Liquidity Committees + Solve complex risk management challenges in a largely autonomous… more
- SMBC (New York, NY)
- …Responsibilities include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases ... derivatives team focused on helping corporate clients manage currency risk in a rapidly evolving market. The Analyst or...not required. SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work… more
- SMBC (New York, NY)
- …preferred. + Working knowledge of financial services supervision. Risk management , liquidity risk , credit risk , and or model risk experience is a ... as an advisor to SMBC business and functional departments for financial and risk management topics in connection with regulatory engagements including regulatory… more
- SMBC (New York, NY)
- …attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, implement, ... policies, procedures, and standards to ensure consistent and effective model management . + Reporting: Create reports and...on the Risk Modelling COE's progress and model risk status. + Process Enhancement: Identify… more
- SMBC (Jersey City, NJ)
- …Risk Model Validation Director plays an active role in the implementation of Model Risk Management framework for the Combined US Operations of SMFG by ... the Model Risk & Validation department enhances the Model Risk Management framework for the Americas Division to ensure continuous improvement… more
- SMBC (New York, NY)
- …data preparation, model execution, and interpretation of results for senior management - Partner with Enterprise Risk , Finance, Model Developers, ... analyses into risk appetite framework to inform risk tolerance/limit decisions - Serve as the model owner for the stress testing model , overseeing… more
- SMBC (New York, NY)
- …decisions. **Role Objectives: Delivery** Responsibilities: - Responsible for effective credit and risk management , with emphasis on adherence to credit policy ... is looking for an Associate to join its Portfolio Management team covering project finance transactions in Latin America...and requirements, financial analysis/modeling, risk evaluation, on-going portfolio maintenance activities, and as needed… more
- SMBC (New York, NY)
- …Delivery** Proactively monitor their portfolio of transactions demonstrating effective credit and risk management , with emphasis on adherence to credit policy ... looking for a Vice President to join its Portfolio Management & Agency team covering project finance transactions in...and requirements, financial analysis/modeling, risk evaluation, on-going portfolio maintenance activities, and as needed… more
- SMBC (New York, NY)
- …in a global, matrixed environment. + Deep understanding of payment systems, liquidity management , and regulatory requirements. + Strong risk and controls acumen, ... is critical to the continued growth and innovation of our Cash Management business, which supports institutional clients with comprehensive payment and liquidity… more
- SMBC (New York, NY)
- …with financial services regulator or FBO and/or a background in finance, accounting or risk management is strongly preferred. + Strong project management ... Relations team is the primary contact for regulatory interactions and exam management for US regulators. Role Description The Regulatory Officer, Associate works… more
- SMBC (New York, NY)
- …for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other governance forums, including ... Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk...a plus. SMBC's employees participate in a Hybrid workforce model that provides employees with an opportunity to work… more
- SMBC (New York, NY)
- …Policy and RAC exceptions are identified, tracked and monitored during the credit risk management process. - Participate in Annual Review monitoring and ... of incoming requests. Additionally, this role will also provide appropriate credit risk analysis for ongoing portfolio management related items. **Role… more
- SMBC (New York, NY)
- …advisory agreements and fund documents. + Manage outside counsel and apply legal risk management standards and practices consistently with SMBC Group's Americas ... educate the internal client base (ranging from junior staff to senior management ) on the US regulatory requirements for investment advisers. **Role Objectives** +… more
