- Eisai, Inc (Nutley, NJ)
- … Risk Management , Mentoring/ People Development, Stakeholder Management (Legal/ Compliance )Eisai Salary Transparency Language:The base salary range ... issue identification and mitigation, leveraging technology and analytics to enhance operational efficiency. The role includes direct people management … more
- RGP (New York, NY)
- …compliant and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance , and audit remediation across banking, ... accounting firm or a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance , and digital technology within the… more
- HSBC (New York, NY)
- …and operational loss events ** Management of Risk ** + Apply compliance , operational risk controls in accordance with HSBC or regulatory standards ... hoc projects as requested. The Vice President, ICG Credit Risk Management will be responsible for composing,...place activity to resolve these + Adhere strictly to compliance and operational risk controls… more
- SMBC (Jersey City, NJ)
- …flexibility, collaboration, and adaptability are important - Maintain an operational risk management and regulatory compliance mindset to understand ... technology risk management , business continuity management , and operational risk management - Prior work experience within risk disciplines… more
- SMBC (New York, NY)
- …Responsibilities include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases ... periodically to assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance with statutory… more
- Capco, a Wipro Company (New York, NY)
- …prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco...consulting or financial services experience, with a focus on operational resilience or business continuity. Management consulting… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- embecta (Parsippany, NJ)
- …operations, with a focus on financial integrity, operational efficiency, regulatory compliance , and enterprise risk management . As a senior leader ... & Operational Insight** + Broad understanding of **finance, operations, compliance , and risk management ** , with a history of increasing responsibility… more
- Topcon Positioning Systems, Inc (Oakland, NJ)
- …full audit cycle, including risk management and control management over operations' effectiveness, financial reliability and compliance with all ... work experience at an international company, background in finance or accounting, general compliance matters as well as sound judgement. The candidate should be able… more
- SMBC (Jersey City, NJ)
- … documentation. **Qualifications and Skills** + 7-10 years of experience in financial services, risk and/or compliance + BA / BS Degree Required; JD a Plus ... to its employees. **Role Description** The Vice President, Governance, Risk , and Controls, plays a key role in managing...VP partners with colleagues across the Governance team, Sanctions Compliance , and the broader Financial Crimes Compliance … more
- Neuberger Berman (New York, NY)
- … Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager… more
- SMBC (Jersey City, NJ)
- …experience in Banking or Financial Services industry + 7+ years of experience in an Operational Risk or Compliance Risk role **Education:** + Required: ... related to Risk and Control Self-Assessment, Incident Management and related reporting for Compliance Control...efficiency and sustainability. + Coordinates and supports interactions with Operational Risk , Enterprise Risk and… more
- SMBC (New York, NY)
- …with Legal, Compliance , and Procurement teams. - Monitor vendor risk , including operational , financial, and reputational risks, and implement mitigation ... ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring deep… more
- Principal Financial Group (New York, NY)
- …of Principal AM. + Advance the firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency, and speed to ... That Will Help You Stand Out** + Deep understanding of the asset management industry, including financial, operational , and system-related aspects across both… more
- SMBC (Jersey City, NJ)
- …such as KYC, Sanctions, Financial Intelligence Unit, Data Analytics, Program Management , Risk and Control, Anti-Fraud/Anti-Bribery & Corruption, and Internal ... and act as a role model for the assigned M&T staff. + Work with the Head Compliance M&T to develop a risk -based annual M&T Plan and a detailed schedule of… more
- SMBC (New York, NY)
- …attention to detail, and knowledge of regulatory requirements related to risk management **Role Objectives** + Governance Frameworks: Develop, implement, ... Governance Manager will be integral in maintaining the integrity, compliance , and performance of financial and operational ...+ Experience: Minimum of 10 years of experience in risk management , project management , … more
- SMBC (New York, NY)
- …engagements align with organizational objectives and meet established standards for performance, compliance , and risk management . A key responsibility of ... & Due Diligence + Coordinate the onboarding process for new vendors, including risk assessments, and compliance reviews. + Ensure all vendors meet internal… more
- SMBC (New York, NY)
- …The team is responsible for developing, recommending, communicating and implementing credit risk management policies, strategies and operational guidelines ... management , head office, and regulators. **Role Responsibilities:** Credit Planning & Risk Management + Maintain and update planning templates, project… more
- Neuberger Berman (New York, NY)
- …construction, compliance ). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical proficiency: ... seeking a technically strong, self-directed Product Manager with deep investment management experience to lead solutions across NB's investment platforms (eg,… more
- HSBC (New York, NY)
- …possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being maintained or robustly managed. Ownership ... risk - risk trade-offs are managed, particularly risk mitigation and operational needs + Empower...trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks,… more
