- American Express (New York, NY)
- …culture of integrity and effective second line independent Compliance oversight. The Director, Compliance Risk Assessment Program, is a key member of the ... Management team responsible for designing, governing, and overseeing the enterprise-wide Compliance Risk Assessment (CRA) framework. This role supports… more
- SMBC (Jersey City, NJ)
- …other resources as new emergent risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in the role of ... outside of the CRA team in their conduct of compliance risk assessments for the legal entities...related to the CRA program. + Assist Head of Risk and Control Assessment and CRA Program… more
- JPMorgan Chase (New York, NY)
- …to the Market Conduct Violation Program + Assist in the completion of Compliance Risk Assessment matters, including challenges + Manage the ... box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within the Compliance , Conduct and Operational Risk… more
- TD Bank (New York, NY)
- …risk governance routines. **Key Responsibilities:** + **Lead portions of the enterprise compliance risk assessment , including risk identification, ... seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance Management (RCM) Risk Assessment team. This role is ideal for a… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... on loan performance and servicing. This role involves managing compliance programs related to risk assessment...role involves managing compliance programs related to risk assessment , exam management, monitoring, reporting, and… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- TD Bank (New York, NY)
- … and self- assessment activities for designated business using TD's Enterprise Compliance Risk Assessment Framework + Monitors that assessments ... a mission to build a more resilient and scalable compliance risk management function. As part of...(monitoring, risk assessment etc.) are completed and communicated in a continuous… more
- Teva Pharmaceuticals (Parsippany, NJ)
- …accountability for the R&D compliance program and ethical culture. + Provide compliance risk assessment , education, oversight and guidance for Global R&D ... as well as to help navigate current and anticipated compliance risk and related challenges. The role...shall maintain appropriate independence and objectivity to provide an assessment of potential risk faced by the… more
- SMBC (New York, NY)
- …+ Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... stakeholders to support the implementation of enhancements to the Firm's overall compliance program + Assess applicability, coordinate impact assessment and… more
- American Express (New York, NY)
- …other key stakeholders. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change and Inventory Management ... internal policies, laws, regulations. Areas of responsibility will include assessment of compliance risk associated with new marketing strategies, prospect… more
- American Express (New York, NY)
- …customer remediation for timely closure of gaps where required. + Participating in the Compliance Risk Assessment process to ensure that the appropriate ... Financial Crimes Compliance , and Privacy Office. + Evaluating third-party compliance risk of vendors contracted to perform services on behalf of American… more
- Google (New York, NY)
- …requirements in a complex environment. + Experience with control frameworks, including risk assessment , compliance testing, monitoring, and governance. ... Program Manager, Risk and Compliance _corporate_fare_ Google _place_ Reston, VA, USA; New York, NY, USA **Advanced** Experience owning outcomes and decision… more
- CIBC (New York, NY)
- … Compliance Management (RCM) program. The RCM program establishes CIBC's firmwide approach to compliance risk oversight and assessment of compliance ... in place to comply with new regulatory changes. + Risk Assessment : Perform risk ...**Skills** Decision Making, Process Improvements, Quality Assurance (QA), Regulatory Compliance , Risk Assessments, Strategic Objectives At CIBC,… more
- Citigroup (New York, NY)
- …and non-financial risk data for Credit, Compliance & Operations risk rating impact assessment ; Data analysis tools leveraging Excel and SAS; Data ... Risk Rating for assigned products and overlay qualitative assessment as necessary. Product Risk Rating ...assigned USPB products (Cards, Deposits, and Mortgages), and by risk category (Credit, Operational, Compliance ). Track assigned… more
- American Express (New York, NY)
- …RCIM activities and ensuring activities are performed consistently and in alignment with compliance and enterprise risk assessment standards. This role must ... , Audit, or related field in financial services. + Foundational understanding of risk assessment principles, regulatory compliance , and internal control… more
- JPMorgan Chase (Jersey City, NJ)
- …projects and initiatives for TCIO/ ASI such as NBIA/ PSCM/ NPA and Legal Obligations/ Compliance Risk Assessment . + Support the execution of all aspects of ... with the business executives that promotes early compliance and operational risk identification and assessment , effective design and testing of controls and… more
- TD Bank (New York, NY)
- …partner closely with other senior managers who lead functional verticals (eg, compliance training, issues management, risk assessment , third-party oversight) ... a mission to build a more resilient and scalable compliance risk management function. As part of...of compliance program pillars (training, issues management, risk assessment , third-party risk , etc.)**… more
- Google (New York, NY)
- … and compliance policies and frameworks, including risk and compliance program management principles, risk assessment methodologies, and internal ... degree or equivalent practical experience. + 14 years of experience in compliance , risk management, investigation, auditing, legal, or consulting. + 10 years of… more
- TD Bank (New York, NY)
- …partners. Key Responsibilities: + Draft an annual plan with input from other Compliance Program functions including Risk Assessment , Issue Management, ... Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- Project Renewal, Inc. (New York, NY)
- …high-quality healthcare and human services. The role requires a proactive approach to risk assessment , compliance training, and policy enforcement across all ... Title: Senior Manager, Compliance Program: Legal, Varick Headquarters Salary Range: $90,000...outpatient), and other human service programs. This role supports risk management initiatives, promotes ethical practices, and works closely… more