- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** Reporting to the Head of Compliance Monitoring & Testing ("M&T") in the Compliance ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...innovation mindset with awareness of industry best practices for Compliance Monitoring & Testing programs.… more
- SMBC (New York, NY)
- …+ Policies and Procedures Management + Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and ... Group offers a range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse client base to local… more
- Tutor Perini (New York, NY)
- … monitoring construction activities** + Experience in collecting, analyzing, and testing field samples + Experienced monitoring concrete pours + Experience ... facilities. In short, we help our clients make "public works" work. Our corporate integrity, financial strength and outstanding record of performance makes us an at… more
- Neuberger Berman (New York, NY)
- …Extremely goal-oriented and a true team player. The highest integrity relates to corporate standards and compliance + Exposure to industry's standard risk ... of portfolio management teams. The role also covers regulatory Liquidity Risk monitoring for the firm's 1940-Act mutual funds, along with supporting other Liquidity… more
- RWE Clean Energy (Valhalla, NY)
- …performance expectations in-line with contract obligations + Monitor and manage jobsites compliance with the corporate safety plan, design drawings and contract ... and safety objectives are achieved. Specific key area of focus include monitoring job safety, conducting job safety meetings, supervising subcontractor and vendors,… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...Actively manages relationships within and across various business lines, corporate and/or control functions and manages alignment with enterprise… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- AIG (New York, NY)
- Senior Manager, Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and ... partner with GLCR DA&A team to deliver the annual Compliance Testing plan, leveraging existing automation platforms:...ongoing test statuses and provide feedback to manager and Corporate Compliance , highlighting issues or areas of… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- TD Bank (New York, NY)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- Mizuho Corporate Bank (New York, NY)
- …Crime Compliance department. This role will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures against ... General Department Description The Americas Compliance Department (ACD) manages compliance risk...regulatory requirements. In addition to testing in search of any control weaknesses, the FCC… more
- Sanofi Group (Morristown, NJ)
- …Monitor within the Ethics & Business Integrity department at Sanofi, you will lead compliance monitoring activities within the US Monitoring Team. This ... of what's possible? Join Sanofi in one of our corporate functions and you can play a vital part...Business Integrity Department and cross-functional teams to ensure robust compliance monitoring controls and effective remediation of… more
- Atlantic Health System (Morristown, NJ)
- …site. + Corporate Flu Clinics (September- November) + Health Fairs/ Screenings/ Testing + Lectures/Webinars + Attends all Team Meetings At Atlantic Health System, ... diem Nurse Practitioner to be part of the Atlantic Corporate Health team. The NP will be responsible for...steps to contain infectious diseases. + Provides education & monitoring for chronic illnesses as required by the patient… more
- Mizuho Corporate Bank (New York, NY)
- …responsibility will be to work with key stakeholders to manage Transaction Monitoring , Real-Time Message Screening, and Customer Screening Systems to detect and ... and productivity assessments to determine the effectiveness and comprehensiveness of monitoring systems. Additionally, you will coordinate data quality and data… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …+ Monitoring and maintaining awareness of pending securities and corporate governance regulations and developments that are relevant to public companies ... Summary** This position supports the day-to-day operations and functions of the Corporate Secretary's office, working closely with the company's Board of Directors,… more
- Mizuho Corporate Bank (New York, NY)
- …regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring anti-money laundering (AML) and know your ... The AML Surveillance Associate is responsible for ensuring efficient identification and monitoring of suspicious activities and transaction in the Bank and ensure… more
- Mizuho Corporate Bank (New York, NY)
- …for Mizuho America's Financial Crimes ("FCC") Models, which include Transaction Monitoring , Real-Time Message Screening, and Customer Screening Systems models. Your ... underlying rules, threshold values, parameters, and assumptions, ensuring that the monitoring systems remain effective and aligned with current risks. + Overseeing… more
- Mizuho Corporate Bank (New York, NY)
- …and industry standards (SEC, FINRA, GDPR, etc.) Key Outcomes: + Improved compliance monitoring and surveillance capabilities. + Streamlined compliance ... Join Mizuho as an IT Business Analyst, Compliance Systems! In this role you will bridge business needs and IT solutions within the compliance field. This role… more
