- TD Bank (New York, NY)
- …team of enthusiastic colleagues dedicated to setting new industry standards The US Compliance Regulatory Inventory Governance (RIG) Office identifies ... regulatory changes and maintains the US regulatory inventory . This role ensures ...in the general description below. **Job Description Summary:** The Compliance Governance & Operations Manager leads the… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. ** Regulatory Compliance Manager ** American Express Company is seeking a skilled ... of risk standards and programs to drive compliance with legal, regulatory , and Corporate Policy requirements. **Global Legal Inventory Management** *… more
- TD Bank (New York, NY)
- …a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Regulatory Change Office (CRCO) supports TD business lines in ... the following responsibilities: + Implement updates to the US Compliance Regulatory Change policy and associated procedures...throughout the Bank. + Provide routine and ad hoc regulatory change and inventory reporting (inclusive of… more
- City National Bank (New York, NY)
- …Fund Accounting, Custody, Accountants, Attorneys, Insurance providers', etc.) and legal, regulatory and compliance requirements. * Analyze and evaluate data ... *BUSINESS AFFAIRS MANAGER * *WHAT IS THE OPPORTUNITY?* This position is...1LOD business teams' liaison for all CNR risk management, compliance activities, legal engagement, internal or external audits, and… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** TD Securities' Regulatory Compliance Management Framework (RCM) is implementing new ... its strong risk culture and strategic approach to managing regulatory compliance risk. This is a newly...review and analysis to harmonize with the overall rules inventory , control and business mappings and Risk Assessment ratings.… more
- Bank of America (New York, NY)
- …+ Advisory + Decision Making + Interpret Relevant Laws, Rules, and Regulations + Regulatory Compliance + Risk Management + Executive Presence + Issue Management ... issues and/or operational risk losses + Oversees and manages inventory of risks and associated metrics for risk appetite...metrics for risk appetite and limits, reporting violations of compliance or regulatory activities + Manages the… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and...-identified findings + Support the development of a rules inventory that covers rules and regulations applicable to TDS… more
- Scotiabank (New York, NY)
- …and oversee submissions of Requests for Information. + Act as the enterprise Regulatory Compliance Management (eRCM) coordinator for IT Risk Owners which ... Senior Manager , IT Risk **Requisition ID:** 212509 **Salary Range:**...controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct… more
- TD Bank (New York, NY)
- … compliance across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact assessments **Education & ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is...-identified findings + Support the development of a rules inventory that covers rules and regulations applicable to TDS… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS...-identified findings. + Support the development of a rules inventory that covers rules and regulations applicable to TDS… more
- Fresenius Medical Center (New York, NY)
- …mission, vision, core values and customer service philosophy. Adheres to the FMCNA Compliance Program, including following all regulatory , FMS and FMS policy ... the facility ensuring cost-effective facility operations in accordance with all legal, compliance and regulatory requirements and programs. Collaborates with the… more
- City National Bank (New York, NY)
- …methodologies * Partner with Lines of Defense on changes to methodology * Evaluate regulatory guidance to ensure methodologies are in compliance with changes. * ... *IT PMO GOVERNANCE MANAGER * WHAT IS THE OPPORTUNITY? This position...and ensuring methodologies are kept up to date with regulatory guidance. This position will work directly with project… more
- Walgreens (New York, NY)
- …and ensures compliance with employment laws. + Partners with Store Manager to establish expectations and goals, promote teamwork and foster a shared vision. ... medications are compounded, reviewed, dispensed, and verified accurately according to regulatory guidelines and company policies and procedures. Manages an efficient… more
- American Express (New York, NY)
- …Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk management function, led by the Chief Risk ... in a safe, sound, and fully compliant manner with all applicable regulatory expectations. GRC creates and maintains the overall risk management framework, performs… more
- Citizens (New York, NY)
- …ad hoc targeted risk and control self-assessment on a product and service inventory . + Regulatory Knowledge: Familiarity and staying updated with relevant ... Description As the First Line Risk Senior Manager for the Embedded Banking business, you will...the embedded banking program and corresponding risk and control inventory , inclusive of providing guidance for applicable state and… more
- American Express (New York, NY)
- …We create and maintain the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the ... place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk-taking and risk management… more
- Walgreens (Uniondale, NY)
- …others accountable for efficient workflow. + At the direction of the Pharmacy Manager or pharmacist, prepares, and files reports and records required by the company ... Under the direction of the pharmacist, exercises independent judgment to ensure compliance and execution of all business administrative activities and pharmacy … more
- CVS Health (Jamaica, NY)
- …locations, we bring this promise to life with heart every day. The Pharmacy Manager Emerging Leader (PMEL) plays a critical role in cultivating a culture of ... build additional competencies to become ready for a Pharmacy Manager (PM) role. You will be expected to complete...with meaningful counseling, and abiding by all legal and regulatory guidelines, complying with all workplace policies, amongst other… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …Assist the Deputy General Counsel for Compliance and the Senior Corporate Compliance Manager with ensuring an effective sanctions compliance program ... Conduct internal and external vetting to ensure statutory and regulatory compliance . * Work with in-house and...designed to contain or be interpreted as a comprehensive inventory of all duties and qualifications required of all… more
- Contract Pharmacal Corp (Hauppauge, NY)
- Manager ; Environmental Health and Safety (EHS) Hauppauge, NY (http://maps.google.com/maps?q=250+Kennedy+Drive+Hauppauge+NY+USA+11788) Apply Description Position ... Summary: The EHS Manager is responsible for assisting and collaborating with the...environmental, health and safety programs and policies to ensure compliance with all applicable federal (EPA, OSHA, DOT, NRC),… more