- Eisai, Inc (New York, NY)
- … compliance with Eisai policies and procedures and external regulatory requirements (eg, FDAMA 114).Provide operational oversight for the region (including ... local markets and healthcare systems.Experience working with pharmaceutical manufacturer compliance & regulatory requirements.Experience in account management… more
- Grant Thornton (New York, NY)
- As a Regulatory Compliance Managing Director , you will get the opportunity to grow and contribute to our clients' business needs by providing in-depth ... knowledge on emerging regulations and help organizations leverage efficiencies within the Regulatory Compliance team - all with the resources, environment, and… more
- TD Bank (New York, NY)
- …programs to support a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is...part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads… more
- American Express (New York, NY)
- …Find your place in risk and analytics on #TeamAmex. American Express is seeking a skilled Regulatory Compliance Director to lead the global regulatory ... and Program Leadership** + Lead and develop a high-performing Regulatory Compliance team, fostering a culture of...risk management with a minimum of 5 years' experience managing Regulatory Change Management. + Demonstrated understanding… more
- Mount Sinai Health System (New York, NY)
- **Job Description** **System Senior Director , Regulatory Compliance - Mount Sinai Health System** The Senior Director for Regulatory Affairs is ... Regulatory Affairs, MSHS, in maintaining a state of regulatory compliance across the MSHS, through proactive...managing project groups. Non-Bargaining Unit, 620 - HSO Regulatory Compliance - MSH, Mount Sinai Hospital… more
- American Express (New York, NY)
- …+ Process review to identify control gaps and improvement opportunities for regulatory reporting processes. + Ensure compliance with the reporting guidelines ... require additional testing. Ensure timelines of reviews are met * Ensure compliance with Quality Assurance governed frameworks eg, Regulatory Reporting… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements +… more
- Mizuho Corporate Bank (New York, NY)
- …skills, deep knowledge of financial regulations, and a proven track record in managing regulatory reporting teams. Additionally, the candidate will play a ... this role, you will be responsible for leading and managing the Liquidity Regulatory Reporting Mizuho Americas...ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate… more
- PNC (New York, NY)
- …the company's success. As a Chief Investment Office ALM Portfolio Management (IC) Managing Director within PNC's Asset & Liability Management organization, you ... performed remotely, at manager's discretion. ALM Investments - Portfolio Management - ( Managing Director ) PNC's bank portfolio (ALM investments) team is… more
- JPMorgan Chase (New York, NY)
- Join JP Morgan as a Managing Director , Business Control Manager for the Firmwide Chief Data Office (FCDO). You'll be instrumental in promoting firmwide data ... and analytics journey in a well-controlled manner. As a Managing Director , Business Control Manager within the...compliance and internal audit, as well as ongoing regulatory engagement and compliance . You will collaborate… more
- PNC (New York, NY)
- …responsibilities may be performed remotely at manager's discretion. This role as Managing Director (Independent Contributor) within PNC's ALM Corporate Treasury ... PNC's capital and balance sheet, evaluating relevant risks, and maintaining compliance with regulatory requirements. Responsibilities include: * Performing due… more
- PNC (New York, NY)
- …have an opportunity to contribute to the company's success. As a Capital Markets Managing Director I - Trading within PNC's Capital Markets organization, you ... markets in designated customer products and manages portfolio risk. Enforces team's compliance with risk and regulatory requirements. May be responsible for… more
- NYSERDA (New York, NY)
- …communication skills to work with the NYGB team in the critical role of Managing Director , Investment & Portfolio Management. This position will work with the ... as participations in certain syndicated facilities. This position will report to the Managing Director , Head of Investment & Portfolio Management. The position… more
- BMO Financial Group (New York, NY)
- The Managing Director , Head US Insurance Distribution will work for the Global Financial Institutions Group (Investment Banking) and report to the Global Head of ... FIG. The Managing Director will provide a combination of...and leads client presentations. + Monitors client, industry and regulatory agencies for potential changes that may affect client… more
- TD Bank (New York, NY)
- …banking Functions including M&A, Debt and Equity Capital Markets. The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... this role. **Job Description:** We are looking for a Director , US Markets Compliance Advisory to join...Analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product,… more
- MTA (New York, NY)
- Senior Director , Equal Employment Opportunity and Compliance Job ID: 10945 Business Unit: MTA Headquarters Location: New York, NY, United States ... Posted: May 13, 2025 Description JOB TITLE : Senior Director , Equal Employment Opportunity and Compliance SALARY...and auditing of all agency MTA-wide activities to ensure compliance with state and federal regulatory and… more
- NBC Universal (New York, NY)
- …efficiencies. + Collaborate with legal counsel and regulatory agencies on compliance and privacy matters, managing inquiries and audits as needed. + ... Compliance and Data driven business solutions. The Sr Director of Compliance & Privacy Tech Operations...Privacy: + Build and enhance operational processes to support regulatory compliance and data protection, ensuring adherence… more
- JPMorgan Chase (New York, NY)
- …and alternative investments. + Proven track record of successfully navigating complex regulatory environments and managing compliance -related risks. + ... accountable, and integrated into the organization's decision-making processes. + Ensure compliance with all relevant regulatory requirements and industry… more
- Scotiabank (New York, NY)
- Director , Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... sales and trading management and US Compliance personnel on relevant compliance issues, the regulatory environment, and Compliance Department initiatives… more
- SitusAMC (New York, NY)
- …but act local - come join our team! Our client is looking for a Managing Director , CRE conduit loan originator to source, originate, structure, and close ... transaction management team to review and finalize loan documentation, ensuring compliance with market standards, internal policies and regulatory requirements… more
