- Scotiabank (New York, NY)
- Compliance Testing Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 225071 **Salary Range:** 90,000.00 - 167,200.00 _Please note ... ambition for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance … more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... policies and procedures. The primary responsibility of this position is to support compliance testing for Scotiabank's US operations. The US Compliance … more
- Bank of America (New York, NY)
- …and CFTC swap dealer capital rules, including executing capital calculation testing and review and challenge of FOCUS report filings and calculations + Review ... Enterprise Financial Risk Capital Risk Manager Charlotte, North Carolina;New York, New York **Job...Written Communications + Issue Management + Monitoring, Surveillance, and Testing + Regulatory Compliance + Technical Documentation… more
- Bank of America (Jersey City, NJ)
- …(SEC Rule 15c3-3) for locally regulated entities including broker dealers, swap dealers and other legalentities. Responsiblefor performing and documenting control ... of Regulatory Reporting for locally regulated entities including broker dealers, swap dealers and other legal entities. Key responsibilities include performing and… more